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Searching Content indexed under Fiscal & Monetary Policy by Shook Lin & Bok ordered by Published Date Descending.
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MAS Consults On Proposed Revisions To The Regime Governing Banks And Merchant Banks Outsourcing Arrangements
Banks and merchant banks have the legal duty to keep all customer information confidential.
Singapore
26 Feb 2019
2
MAS Consults On Proposed Revisions To The Banking Regime
This update outlines the key proposals in MAS's public consultation.
Singapore
26 Feb 2019
3
MAS Consultation Paper On Proposed Requirements On Execution Of Customers' Orders
On 20 November 2017, MAS issued a consultation paper inviting comments on its proposal to formalise its expectations of execution of customers' orders by capital markets services licence holders...
Singapore
24 Nov 2017
4
MAS Consultation Paper On Draft Notices And Guidelines Pursuant To The Securities And Futures Act
MAS has issued a consultation paper on 6 October 2017, inviting comments on proposed new notices and guidelines that elaborate on and set out the requirements of key changes to the regulatory framework of the SFA ...
Singapore
17 Oct 2017
5
MAS Consultation Paper On Changes To The Notification Requirement In Relation To Representatives Serving Only Non-Retail Customers
Currently, under the RNF, FIs are obliged to file notifications with MAS whenever they appoint a representative to conduct activities that are regulated under the SFA or under the Financial Advisers Act
Singapore
6 Oct 2017
6
MAS Proposes Revisions To The Competency Requirements For Representatives Conducting Regulated Activities Under The Securities And Futures Act And Financial Advisers Act
On 12 December 2016, MAS issued a consultation paper inviting comments on proposed amendments to the competency requirements for appointed representatives under the SFA (Chapter 289) and the FAA (Chapter 110).
Singapore
22 Dec 2016
7
MAS Proposes Enhanced Requirements For Protection Of Client Moneys And Assets Held By Capital Markets Intermediaries
On 19 July 2016, the MAS issued a consultation paper proposing various enhancements to the regulatory regime governing the protection of client moneys and assets held by Capital Markets Services licence holders.
Singapore
2 Aug 2016
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