Searching Content indexed under Money Laundering by Proskauer Rose LLP ordered by Published Date Descending.
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Regulation Round Up – November 2018
The Prudential Regulation Authority ("PRA") updated its consultation paper on changes to the PRA Rulebook and onshored binding technical standards.
European Union
7 Dec 2018
Regulation Round Up - October 2018
The Competition and Markets Authority published a paper that was prepared jointly with the Financial Conduct Authority setting out the lessons that have been learned from the programme of work conducted by the UK Competition Network.
8 Nov 2018
Betting Big On Blockchain
Blockchain has already proven to be a reliable partner for online casino gambling.
United States
18 Sep 2018
SEC Staff Announces 2018 OCIE Examination Priorities
Last week the staff of the Office of Compliance Inspections and Examinations (OCIE) of the SEC announced its 2018 examination priorities.
United States
19 Feb 2018
U.S. Treasury To Review FinCEN's Cryptocurrency Practices
In October, the U.S. Department of the Treasury (the "Treasury") released its Annual Plan, outlining the Office of Inspector General's audit and investigative priorities for fiscal year 2018.
United States
12 Dec 2017
Changes To The UK ‘Persons With Significant Control' Regime And Potential Impact On UK Fund Structures
This week, the Fourth Anti-Money Laundering Directive came into force in the UK.
10 Jul 2017
Regulation Round Up (June 2017)
The ESMA published its final report on guidelines on product governance requirements under the MiFID II Directive (2004/65/EU). The guidelines (set out in Annex IV) to the final report aim to promote greater convergence in the implementation and application of the MiFID II requirements on product governance.
6 Jul 2017
Regulation Round Up
The FCA published its Policy Statement on the FCA's disclosure rules following application of PRIIPs Regulation (PS17/6).
European Union
6 Jun 2017
Proposed AML Regulations For Registered Investment Advisers Released By FinCEN
Under the proposed rules, FinCEN would delegate its authority to examine RIAs for compliance with these regulations to the SEC.
United States
4 Sep 2015
New DOJ Policy On Asset Forfeiture In Structuring Offenses
The new policy restricts the use by prosecutors of civil or criminal asset forfeiture for structuring until after a defendant has been criminally charged or found to have engaged in additional criminal activity.
United States
8 Apr 2015
OCC No Longer Issuing Anti-Money Laundering Recommendations
Office of the Comptroller of the Currency ("OCC") examiners stated on Monday that they will no longer make recommendations on how banks can better comply with anti-money laundering ("AML") regulations.
United States
29 Jan 2015
FinCEN Releases Two Rulings Classifying A Bitcoin Payment System And Virtual Currency Trading Platform As MSBs
FinCEN issued guidance in March 2013 clarifying that anti-money laundering regulations concerning record keeping and recording apply to digital currency exchanges.
United States
29 Oct 2014
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