Searching Content indexed under Money Laundering by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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FinCEN Deputy Director Encourages Anti-Money Laundering Innovation
FinCEN Deputy Director Jamal El-Hindi described agency efforts to encourage innovation in anti-money laundering.
United States
20 Sep 2019
FinCEN Launches Global Investigations Division
The Financial Crimes Enforcement Network ("FinCEN") launched a Global Investigations Division ("GID") that will address illicit finance and money laundering threats.
United States
30 Aug 2019
Exchanges Remind Firms To Comply With Sanctions Targeting Venezuelan Government
The Chicago Mercantile Exchange, Inc., CBOT, NYMEX and COMEX (the "Exchanges") reminded clearing member firms and other parties to comply with recent sanctions targeting the Venezuelan government.
United States
29 Aug 2019
CFPB Highlights Analysis On The Use Of Non-Traditional Data In Credit Process
The CFPB highlighted the results of an analysis comparing the uses of traditional and non-traditional sources of information by consumers in the credit process.
United States
9 Aug 2019
Micronesian Government Official Sentenced For FCPA Violations
The U.S. District Court in Hawaii sentenced a Micronesian government official to prison for conspiracy to commit money laundering in violation of the Foreign Corrupt Practices Act ("FCPA").
United States
6 Aug 2019
DSIO Clarifies Applicability Of AML Requirements To "Voice" Brokers
The CFTC Division of Swap Dealer and Intermediary Oversight clarified the circumstances in which the Customer Identification Program and Beneficial Ownership regulations under the Bank Secrecy Act do not apply to "voice" brokers.
United States
30 Jul 2019
Banking Regulators Explain Risk-Focused Approach To BSA/AML Supervision
In a joint statement, the Federal Reserve Board, the FDIC, the National Credit Union Administration, the Office of the Comptroller of the Currency and the Financial Crimes Enforcement Network clarified their risk-focused approach.
United States
29 Jul 2019
FinCEN Reports Spike In Reported Business Email Compromise Scams
The Financial Crimes Enforcement Network ("FinCEN") issued an advisory and trend analysis alerting financial institutions to a recent surge in business email compromise ("BEC")
United States
25 Jul 2019
FinCEN Updates AML/CFT Deficiencies List - July 15, 2019
In an Advisory to financial institutions on recent updates to the Financial Action Task Force list of jurisdictions with strategic anti-money laundering and combating the financing of terrorism deficiencies.
United States
25 Jul 2019
FinCEN Finds More Banks And Credit Unions Accepting Cannabis Businesses
The Financial Crimes Enforcement Network ("FinCEN") found that more banks and credit unions have been accepting cannabis businesses since 2018.
United States
9 Jul 2019
DOJ Charges Four Canadian Executives For Role In Mail Fraud Campaigns
The DOJ charged four executives of a Canadian payment processing company in connection with handling payments from victims of several international mass-mail fraud campaigns.
United States
8 Jul 2019
Senate Banking Committee Considers "Outside Perspectives" On Collecting Beneficial Ownership Information
The U.S. Senate Committee on Banking, Housing and Urban Affairs considered testimony from non-government organizations about how draft legislation that would require businesses to report beneficial ownership...
United States
28 Jun 2019
Broker-Dealer Pays Penalty For AML Deficiencies In Connection With Penny Stocks
A broker-dealer settled FINRA charges for alleged deficiencies in its anti-money laundering ("AML") compliance program in connection with penny stock transactions.
United States
27 Jun 2019
Senators Propose Requiring Reporting Of Beneficial Ownership Information
United States Senate Banking Committee members Mark Warner (D-VA), Tom Cotton (R-AR), Doug Jones (D-AL) and Mike Rounds (R-SD
United States
21 Jun 2019
FinCEN Invites FinTech And RegTech Firms To Present Innovations
The Financial Crimes Enforcement Network ("FinCEN") encouraged FinTech and RegTech companies and financial institutions to present their innovative products and services.
United States
11 Jun 2019
OCC Underscores Risks Facing Federal Banking System
In its Semiannual Risk Perspective for Spring 2019, the OCC described the condition of banks as "strong" as far as capital, leverage and short-term performance
United States
6 Jun 2019
Senate Banking Committee Considers Testimony On Collecting Beneficial Ownership Information
The U.S. Senate Committee on Banking, Housing and Urban Affairs considered testimony on the benefits of collecting beneficial ownership information for combating financial crime
United States
5 Jun 2019
OCC Underscores Risks For Small Banks
In its Semiannual Risk Perspective for Spring 2019, the OCC described banks as being in generally good shape as far as capital, leverage and short-term performance.
United States
4 Jun 2019
SEC OCIE Director Urges Firms To Establish And Maintain Strong Compliance Programs
SEC Office of Compliance Inspections and Examinations ("OCIE") Director Peter Driscoll urged firms to establish and maintain strong compliance programs that address.
United States
31 May 2019
FinCEN Renews Geographic Targeting Order For 12 Metropolitan Areas
The Financial Crimes Enforcement Network ("FinCEN") renewed a Geographic Targeting Order ("GTO") requiring title insurance companies to collect
United States
30 May 2019
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