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Searching Content indexed under Money Laundering by John Verwey ordered by Published Date Descending.
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Regulation Round Up – November 2018
The Prudential Regulation Authority ("PRA") updated its consultation paper on changes to the PRA Rulebook and onshored binding technical standards.
European Union
7 Dec 2018
2
Regulation Round Up - October 2018
The Competition and Markets Authority published a paper that was prepared jointly with the Financial Conduct Authority setting out the lessons that have been learned from the programme of work conducted by the UK Competition Network.
UK
8 Nov 2018
3
Changes To The UK ‘Persons With Significant Control' Regime And Potential Impact On UK Fund Structures
This week, the Fourth Anti-Money Laundering Directive came into force in the UK.
UK
10 Jul 2017
4
Regulation Round Up (June 2017)
The ESMA published its final report on guidelines on product governance requirements under the MiFID II Directive (2004/65/EU). The guidelines (set out in Annex IV) to the final report aim to promote greater convergence in the implementation and application of the MiFID II requirements on product governance.
UK
6 Jul 2017
5
Regulation Round Up
The FCA published its Policy Statement on the FCA's disclosure rules following application of PRIIPs Regulation (PS17/6).
European Union
6 Jun 2017
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