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Searching Content indexed under Government Contracts, Procurement & PPP by Kate Ross ordered by Published Date Descending.
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New Bill Seeks To Bring Clarity To Insider Trading Law
On May 7, 2019, Representative James Himes (D-Conn) introduced the "Insider Trading Prohibition Act" (H.R. 2534). The proposed legislation would amend the Securities and Exchange Act of 1934
United States
6 Aug 2019
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"Nanny" Government Rebuffed In Prosecution Of Former Barclays Trader
Once again, the Department of Justice's (DOJ) efforts to hold a trader accountable for misrepresentations made during negotiations met with stiff resistance from the courts.
United States
10 Apr 2019
3
FINRA Announces 2019 Regulatory Priorities
On January 22, 2019, the Financial Industry Regulatory Authority, Inc. ("FINRA") released its annual priorities letter highlighting its regulatory program's points of emphasis for the coming year.
United States
5 Feb 2019
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