Searching Content indexed under Government, Public Sector by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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Attorneys Analyze National Security Implications Of Corporate Deals Under FIRRMA
Cadwalader attorneys analyzed the national security implications of corporate deals involving foreign investors under the Foreign Investment Risk Review Modernization Act of 2018 ("FIRRMA").
United States
8 Aug 2019
Federal Register: OFAC Amends Certain Foreign Sanctions Regulations
OFAC amended the Global Terrorism Sanctions Regulations ("GTSR"), the Transnational Criminal Organizations Sanctions Regulations ("TCOSR")
United States
31 Jul 2019
NASAA Advises Companies And Investors On Use Of Initial Loan Procurements
The North American Securities Administrators Association ("NASAA") advised companies utilizing blockchain technology on an "alternative"
United States
31 Jul 2019
Banking Regulators Explain Risk-Focused Approach To BSA/AML Supervision
In a joint statement, the Federal Reserve Board, the FDIC, the National Credit Union Administration, the Office of the Comptroller of the Currency and the Financial Crimes Enforcement Network clarified their risk-focused approach.
United States
29 Jul 2019
ISDA Provides Guidance On Post-Brexit Financial Services For UK Market Participants
ISDA provided guidance on post-Brexit cross-border financial services for UK market participants. In a series of FAQs, ISDA addressed several post-Brexit issues, including:
European Union
26 Jul 2019
FinCEN Updates AML/CFT Deficiencies List - July 15, 2019
In an Advisory to financial institutions on recent updates to the Financial Action Task Force list of jurisdictions with strategic anti-money laundering and combating the financing of terrorism deficiencies.
United States
25 Jul 2019
Senate Banking Committee Considers "Outside Perspectives" On Collecting Beneficial Ownership Information
The U.S. Senate Committee on Banking, Housing and Urban Affairs considered testimony from non-government organizations about how draft legislation that would require businesses to report beneficial ownership...
United States
28 Jun 2019
Money Services Business Settles Apparent Violations Of Global Terrorism Sanctions Regulations
A money services business agreed to pay $401,697 to settle its potential civil liability for apparent violations of the Global Terrorism Sanctions Regulations.
United States
14 Jun 2019
OFAC Designates Individuals And Entity For Human Rights Abuses
OFAC designated two Russian individuals for their alleged roles in the "detention, abuse and death" of Sergei Magnitsky. Mr. Magnitsky, a Russian attorney and auditor.
United States
31 May 2019
FinCEN Renews Geographic Targeting Order For 12 Metropolitan Areas
The Financial Crimes Enforcement Network ("FinCEN") renewed a Geographic Targeting Order ("GTO") requiring title insurance companies to collect
United States
30 May 2019
Treasury Undersecretary Highlights Use Of Crypto For Money Laundering And Terrorist Financing
U.S. Treasury Department Undersecretary for Terrorism and Financial Intelligence Sigal Mandelker described money laundering and financing of terrorism risks in distributed ledger technologies.
United States
30 May 2019
Fincen Warns Financial Institutions Of Corruption In Venezuela
The Financial Crimes Enforcement Network ("FinCEN") warned financial institutions of public corruption in Venezuela, as well as of attempted money laundering by Venezuelan political figures.
United States
22 May 2019
Broker-Dealer Settles FINRA Charges For Failing To Independently Test AML Program
A broker-dealer agreed to settle FINRA charges for failing to conduct an independent test of its anti-money laundering ("AML") compliance program, in violation rules.
United States
14 May 2019
Cadwalader Attorneys Discuss AML Developments Affecting Cannabis, Crypto And Broker-Dealers
On March 27, 2019, Cadwalader presented a webinar on recent anti-money laundering ("AML") developments affecting cannabis businesses, broker-dealers, blockchain transactions and draft legislation.
United States
16 Apr 2019
SEC And FCA Sign Updated Supervisory Cooperation Arrangements
The SEC and UK Financial Conduct Authority ("FCA") signed two Memoranda of Understanding ("MOU") to ensure continued cooperation with respect to the oversight of regulated entities across borders.
United States
12 Apr 2019
ESMA Provides Additional Guidance On Trading Obligations In Event Of No-Deal Brexit
The European Securities and Markets Authority ("ESMA") provided additional guidance on the impact of a no-deal Brexit on the Markets in Financial Instruments ...
United States
8 Apr 2019
Treasury Undersecretary Sigal Mandelker Details TFI AML/CFT Efforts
U.S. Treasury Terrorism and Financial Intelligence ("TFI") Undersecretary Sigal Mandelker detailed the Division's efforts to administer U.S. economic sanctions authorities, and to combat money
United States
25 Mar 2019
FATF Updates AML/CFT Deficiencies List
The Financial Crimes Enforcement Network's ("FinCEN") Financial Action Task Force ("FATF") updated its list of jurisdictions ...
United States
21 Mar 2019
FINRA Warns Members Of Fraudulent Phishing Emails
FINRA warned member firms of a phishing email from a purported anti-money laundering compliance officer working at an Indiana-based credit union.
United States
21 Feb 2019
House Passes Appropriations Bill
The House of Representatives passed the "Financial Services and General Government Appropriations Act, 2019" (the "Act").
United States
17 Jan 2019
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