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Searching Content indexed under Government, Public Sector by Anna T. Pinedo ordered by Published Date Descending.
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Corp Fin Division Director Hinman Remarks
At a recent Practising Law Institute conference, William Hinman, Director of the Securities and Exchange Commission's Division of Corporation Finance
United States
28 Mar 2019
2
Extraterritoriality Decision
In 2010, the US Supreme Court in Morrison v. National Australia Bank established a new standard, a transactional test, for determining the extraterritorial application of Section 10(b) ...
United States
7 Mar 2019
3
United Kingdom Financial Services Legislation In The Aftermath Of A No-Deal Brexit—What Potential Changes To UK Securities Laws And Regulations Should Issuers Of Securities Be Aware Of?
A significant portion of the law and regulation applicable in the United Kingdom (the "UK") pre-Brexit is derived from the European Union ("EU").
European Union
25 Jan 2019
4
10 Tips For 10-Ks And Proxy Statements
With preparations shifting into high gear for calendar-year companies that file annual reports on Form 10-K and proxy statements with the US SEC, here are tips to consider when drafting these documents.
United States
9 Jan 2019
5
Chief Accountant's Remarks Regarding Financial Reporting
The Securities and Exchange Commission's Chief Accountant, Wesley Bricker, addressed attendees at a conference of the Institute of Management Accountants. Mr. Bricker commented on the global nature of the capital markets.
United States
5 Jul 2018
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