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Searching Content by Howard Beber from Proskauer Rose LLP ordered by Published Date Descending.
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SEC Fines Fund Manager $5 Million Over Undervaluation Of Assets
A recent action where the SEC focused on the presumably conservative undervaluation of assets suggests that it is more than willing to use valuation as a hook to deter "smoothing" of returns
United States
9 Jul 2019
2
Foreign Investment Review Under CFIUS Expands With New Legislation
The potential for national security review of foreign investment in the U.S. has been around for 30 years since the 1988 enactment of the Exon-Florio Amendment to the Defense Production Act, which created the ...
United States
6 Nov 2018
3
New Proskauer Private Funds Report Reviews Key Market Developments of 2016 and Looks Ahead to 2016
Proskauer has released the 2016 Proskauer Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds.
United States
16 Nov 2016
4
SEC Adopts Higher Net Worth Threshold For Qualified Clients Under The Advisers Act
In an order dated June 14, 2016, the SEC adopted its prior proposal to increase the net worth threshold for "qualified clients" under Rule 205-3 of the Investment Advisers Act of 1940 (the Advisers Act) from $2 million to $2.1 million.
United States
22 Jun 2016
5
SEC Announces Settlement With Adviser Found To Have Acted As An Unregistered Broker And Engaged In Conflicted Transactions
On June 1, 2016, the SEC announced a settlement with Blackstreet Capital Management, LLC and Murry N. Gunty, Blackstreet's managing member and principal owner.
United States
8 Jun 2016
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