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Searching Content by Joel Cavanaugh from Proskauer Rose LLP ordered by Published Date Descending.
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SEC Issues $26M In Whistleblower Awards Over One-Month Period
In a clear sign of the increased awareness of the SEC's whistleblower program, the SEC awarded five whistleblowers a total of over $26 million for their assistance in four separate enforcement actions between May 13 and June 9.
United States
13 Jun 2016
2
SEC Issues $10M In Whistleblower Awards Over One-Week Period
May 13, 2016: the SEC awarded $3.5 million to a whistleblower who provided useful information in an ongoing investigation.
United States
9 Jun 2016
3
Portfolio Company Litigation: Some Practical Considerations For Board-Designees Of Private Funds
Individuals affiliated with private fund managers are increasingly being named as defendants in lawsuits involving fund portfolio companies.
United States
13 May 2016
4
A Commonsense Explanation Of The SEC's Regulation Of Private Investment Funds
The SEC's regulatory strategy can be described as an attempt to create "community standards" for the private funds industry.
United States
29 Apr 2016
5
2016 Hot Topics For Private Fund Sponsors
This year, private investment funds are likely to face increased regulatory scrutiny and litigation risk. This is due to several market developments, including transparency and compliance initiatives of limited partners.
United States
28 Apr 2016
6
6 Questions PE Sponsors Must Ask About Their GPL Policies
With increased litigation risk from regulators and private parties, including limited partners and stakeholders in portfolio companies, private equity firms should re-examine their professional liability insurance policies.
United States
28 Apr 2016
7
The Most Overlooked Exception To Attorney-Client Privilege
The trial court sided with NAMA and ordered Greenberg to produce all 3,000 pages of documents.
United States
18 Apr 2016
8
Regulatory And Litigation Hot Topics For Private Funds In 2016
Fees and expenses will continue to be a top enforcement priority for the SEC in 2016.
United States
2 Feb 2016
9
As Litigation Risk Increases, Private Equity Sponsors Should Re-Evaluate Their Professional Liability Insurance Programs
Private equity fund sponsors are facing increased litigation risk from regulators and private parties, including limited partners and stakeholders in portfolio companies.
United States
17 Nov 2015
10
Managing Litigation Risk: Critical Questions For Private Equity Professionals Serving On Portfolio Company Boards
Private equity funds, and individuals affiliated with fund sponsors, are increasingly being named as defendants in lawsuits involving their portfolio companies.
United States
12 Jan 2015
11
Donít Get Burned By The "Sunshine:" Risk Factors For Venture Capital Firms In An Era Of Increasing SEC Scrutiny
Andrew J. Bowden, the Director of the SECís Office of Compliance Inspections and Examinations, gave a speech entitled "Spreading Sunshine in Private Equity" in May 2014
United States
21 Nov 2014
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