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Searching Content by William Hallatt from Herbert Smith Freehills ordered by Published Date Descending.
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Hong Kong Stock Exchange Revises Listing Rules To Tighten Restrictions On Backdoor Listings
The Hong Kong Stock Exchange has finalised its proposed amendments to the Listing Rules to tighten restrictions on backdoor listings and continuing listing criteria.
Hong Kong
7 Aug 2019
2
SFC, CSRC And MOF Sign Tripartite MOU On Access To Audit Working Papers Kept In Mainland China
Last week, the Hong Kong Securities and Futures Commission (SFC) signed a tripartite memorandum of understanding (MOU) with the China Securities Regulatory Commission
Hong Kong
30 Jul 2019
3
Guideline On Cybersecurity For Hong Kong Authorised Insurers Will Come Into Effect On 1 January 2020
Last Friday, the Hong Kong Insurance Authority published its Guideline on Cybersecurity (GL 20) for authorised insurers. GL 20 will take effect on 1 January 2020.
Hong Kong
29 Jul 2019
4
HKMA Rates Level Of Money Laundering And Terrorist Financing Risk For SVF Sector As Medium
Last Friday, the Hong Kong Monetary Authority (HKMA) published its money laundering and terrorist financing (ML/TF) risk assessment report for the stored value facility (SVF) sector in Hong Kong.
Hong Kong
29 Jul 2019
5
FATF Expects To Finalise Mutual Evaluation Report On Hong Kong's AML/CFT Regime By September 2019
The mutual evaluation of Hong Kong was a subject of discussion at the Financial Action Task Force (FATF)'s recent plenary meeting in Orlando, Florida (19-21 June 2019).
UK
25 Jul 2019
6
SFC Compliance Forum 2019: The SFC Outlines Its Key Supervisory Priorities For The Year Ahead
The Securities and Futures Commission (SFC) held its third annual Compliance Forum (Forum) on 17 June 2019 – a series of six panel discussions with industry participants:
Hong Kong
24 Jul 2019
7
Hong Kong SFC Highlights Common Types Of Corporate Misconduct In Acquisitions And Disposals
The SFC has recently published its Statement on the conduct and duties of directors when considering corporate acquisitions or disposals.
Hong Kong
24 Jul 2019
8
The Hong Kong Court Of Appeal Considers Constitutionality Of The Requirement To Disclose Suspicious Transactions
In Interush Limited & Anor v The Commissioner of Police, the Commission of Custom & Excise and Mak Wing Yip Cyril, Superintendent of Police [2019] HKCA 70,
Hong Kong
3 Apr 2019
9
HKMA Turns Up The Heat And Announces Consultation On IBOR Transition
On 12 February 2019, the Hong Kong Monetary Authority (HKMA) announced in a briefing to the Legislative Council Panel on Financial Affairs that the Treasury Markets Association (TMA)
Hong Kong
3 Apr 2019
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