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Searching Content by Steven Boehm from Sutherland Asbill & Brennan LLP ordered by Published Date Descending.
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SEC Publishes Rulemaking For BDCs On Eligible Investments
The Securities and Exchange Commission (the "SEC") took two important steps toward addressing the uncertainty regarding the permissible investment activities of business development companies ("BDCs").
United States
22 Dec 2006
2
MSRB Decides to Adopt Streamlined Customer Protection Obligations Relating to the Marketing of 529 Plans
On February 23, 2006, the Municipal Securities Rulemaking Board (the "MSRB") announced that it voted to adopt, with substantial revisions, the interpretive guidance on customer protection obligations relating to the marketing of 529 Plans proposed in Notice 2005-28.
United States
2 Mar 2006
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