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Searching Content by Paulita A. Pike from Ropes & Gray LLP ordered by Published Date Descending.
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GDPR And The Funds Industry
With the publicity surrounding the May 25, 2018 implementation of the European Union's GDPR, many United States-based registered funds and advisers are continuing to ask whether and how the GDPR will apply to them.
United States
31 May 2018
2
Cybersecurity Oversight
Financial regulators continue to expand their reach in the cybersecurity space, and funds, fund sponsors, and advisers should take note.
United States
23 Mar 2018
3
Cybersecurity In The Investment Management Industry (Video)
Paulita Pike, Ropes & Gray investment management partner, addresses privacy and cybersecurity challenges facing the investment management industry.
United States
20 Feb 2018
4
A Successful, Evolving Model For Fund Governance
At the end of 1940, assets under management in U.S. registered open-end funds were about $450 million, in about 300,000 shareholder accounts.
United States
4 Aug 2016
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