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Searching Content by Michael Chaaya ordered by Published Date Descending.
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1
Hold the phone – ASIC might be listening! The government consults on new ASIC powers
Key features of draft legislation which aims at empowering ASIC re search warrants, access to telecommunications etc
Australia
24 Sep 2019
2
Did the Banking Royal Commission awaken the sleeping giants? ASIC and APRA publish Corporate Plans 2019-23
Recently published Corporate Plans for ASIC & APRA advise the financial services sector about areas that will be targeted.
Australia
17 Sep 2019
3
A shake-up for superannuation? The APRA Capability Review
The superannuation sector is set for a shake up, with APRA supporting all 19 recommendations of the Capability Review.
Australia
29 Jul 2019
4
Fire lit from the Banking Royal Commission – Looming changes to the superannuation regime
As these two superannuation bills progress through parliament, RSE licensees should prepare for significant changes.
Australia
11 Mar 2019
5
Sticks and stones: Banking Royal Commission Final Report signals further regulatory shake up for superannuation
The Recommendations recognised the importance of improving the regulation and supervision of the superannuation industry.
Australia
14 Feb 2019
6
Beyond the Banking Royal Commission: 9 key implications of the Hayne Report for corporate Australia
Although the focus of the Commission was on the financial sector, many of the issues were common across other industries.
Australia
11 Feb 2019
7
ASIC new licensing changes – the end of passport exemptions for foreign financial services providers?
After a comprehensive review of FFSP relief, ASIC has proposed licensing changes that are discussed here.
Australia
13 Jun 2018
8
ASIC Report sets the benchmark on unfair contract terms regulations
Lenders should ensure that that their loan contracts, guarantees and security documents comply with the ASIC Report.
Australia
20 Apr 2018
9
APRA plans a year of introspection on super
APRA has outlined a plan to undertake a review of its superannuation frameworks and will introduce a package of reforms.
Australia
10 Feb 2018
10
A new era for financial services dispute resolution - AFCA
Many of the operational details of the AFCA scheme will be set out in guidelines and other informational AFCA material.
Australia
22 Dec 2017
11
Regulators continue to crack down on unfair contract terms
All organisations should continue to review standard form contracts to ensure they remain compliant with the UCT laws.
Australia
4 Dec 2017
12
Mortgage fraud: ASIC gets tough on brokers in the home loan market
ASIC responds to the high level of loan application fraud in the home loan market. originating from mortgage brokers.
Australia
21 Jul 2017
13
ASIC enforces section 29QB disclosure obligations on superannuation funds
Trustees should review their internal procedures to ensure compliance with the disclosure obligations of section 29QB.
Australia
14 Jul 2017
14
AUSTRAC insights: Common failures in anti-money-laundering and counter-terrorism financing programs
The Tabcorp penalty should remind all reporting entities of serious consequences for non-compliance with the AML/CTF Act.
Australia
7 Apr 2017
15
Regulatory reform agenda: What does it mean for the banks?
2017 could well be a year in which the foundations are laid for a more modern, inclusive and successful banking industry.
Australia
4 Apr 2017
16
Income stream products set for innovative changes as further tax concessions are considered
New regulations remove barriers to innovation in retirement income stream products to allow more choice for retirees.
Australia
24 Mar 2017
17
Code of Banking Practice: The Khoury Report
The Khoury Report is a comprehensive reform package to align the code with the government's own banking reform agenda.
Australia
9 Mar 2017
18
An imprudent customer and his money reunited: FOS imposes a new duty on banks to prevent fraud
This FOS Determination now means that banks owe customers a duty to prevent them suffering a loss to known fraudsters.
Australia
24 Nov 2016
19
APRA releases enhanced governance requirements for superannuation trustees
SPS 510 will take effect on 1 July 2017, but APRA expects RSE licensees to consider the guidance in SPS 510 immediately.
Australia
10 Nov 2016
20
Conflicts: Of serious interest to ASIC
ASIC will focus on whether financial services businesses have adequate arrangements for any conflicts that may arise.
Australia
19 Sep 2016
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