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Searching Content by Rosanne Kay ordered by Published Date Descending.
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1
FCA Issues Guidance On How Firms Should Use Social Media For Financial Promotions
The UK’s Financial Conduct Authority (FCA) has published its guidance on using social media for financial promotions.
UK
18 Mar 2015
2
Emergency Response II: Press Reports And False Markets
Introduction On 10 December 2014 a report1 was published relating to the mishandling of the UK Financial Conduct Authority’s (FCA) announcement of its thematic review into certain insurance business.
UK
15 Dec 2014
3
New ESMA Guidance On EMIR Transaction Reporting
ESMA published a revised set of Q&As on EMIR on 11 February, the eve of the EMIR transaction reporting go-live date. They include updates and new guidance in several areas, including transaction reporting.
European Union
19 Feb 2014
4
"Bribery" In Football: What Are The Legal Consequences?
Antitrust & Competition, Government Investigations, Government Investigations & White Collar Criminal Defense, antitrust, competition, white-collar
UK
29 Nov 2013
5
SFO Sweeping The Focus To Construction And Energy Industries
In a recent speech, David Green, the Director of the Serious Fraud Office (SFO) stated that the agency would adopt a "sweep" approach, focusing on specific industries, to identify businesses which might be breaking the law.
UK
16 Nov 2013
6
UK Bribery: Construction In The Cross-Hairs
The UK’s Serious Fraud Office has made clear that its anti-bribery investigations are focussed on two industries in particular: construction and energy. Construction firms especially are under-prepared for the risks which this new approach will bring, and need to take action quickly. The UK’s Serious Fraud Office has made clear that its anti-bribery investigations are focussed on two industries in particular: construction and energy. Construction firms especially are under-prepared for the r
UK
16 Nov 2013
7
Finally... The Serious Fraud Office (The "SFO") Has Brought Its First Charges Under The UK Bribery Act And, As Feared, It Concerns The Energy Market
Charges have been brought against four individuals in connection with a £23 million fraud at Sustainable AgroEnergy, whose parent company, Sustainable Growth Group, is in administration.
UK
16 Aug 2013
8
UK Bribery Act: Reducing The Red Tape
The Financial Times has reported that a review of the UK Bribery Act is set to be announced next month as the UK government seeks to reduce the cost of compliance for small- and medium-sized businesses.
UK
10 Jun 2013
9
ISDA Determines Credit Event Occurred In Greece
The EMEA Determinations Committee of the International Swaps and Derivatives Association (ISDA) met on Friday last week (9 March) to discuss the Greek debt swap deal and to determine whether the deal amounts to a "Restructuring Credit Event", thus triggering settlement under credit default swaps (CDS) referencing the Greek sovereign.
Greece
16 Mar 2012
10
Key Role Of Senior Management In The Two Largest Ever FSA Anti-Bribery Fines
The UK Bribery Act 2010 has increased the focus placed on anti-bribery and anti-corruption not only by the Serious Fraud Office (‘SFO’) but also by the Financial Services Authority (‘FSA’).
UK
1 Mar 2012
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