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Searching Content by Jeffrey Taft ordered by Published Date Descending.
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1
Recent Credit Card ABS Disclosure Trends
In July, the Federal Deposit Insurance Corporation (the "FDIC") proposed a change (discussed here) to certain provisions of its securitization safe harbor rule (the "Rule"),
United States
20 Sep 2019
2
Volcker Rule Revisions Adopted By Agencies - August 29, 2019
The US federal banking and functional regulators ("Agencies")1 have finalized revisions to the proprietary trading and compliance program provisions of the Volcker Rule (the "2019 Revisions").2
United States
3 Sep 2019
3
Other States Join California In Passing (And Others Are Trying To Pass) Stricter Data Privacy And Security Legislation
While most companies are squarely focused on the California Consumer Privacy Act (CCPA), 2019 has seen other major developments on data privacy and security.
United States
9 Aug 2019
4
FDIC Proposes Changes To Securitization Safe Harbor Rule
Many banks have not made the investments in their systems to be able to provide asset-level data under the Reg AB requirements.
United States
29 Jul 2019
5
Minnesota Issues Guidance On Definition Of "Sales Finance Company" For Licensing Purposes
Minnesota Statute § 53C.02 prohibits a person from engaging in the business of a "sales finance company" within the State of Minnesota without a motor vehicle
United States
17 Jun 2019
6
Federal Reserve Proposes Significant Revisions To Regulatory Control Rules
On April 23, 2019, the Board of Governors of the Federal Reserve System (the "Board") approved a long-awaited proposal (the "Control Proposal" or "Proposal") to revise its rules for determining
United States
17 May 2019
7
Federal Reserve Issues Tailoring Proposals For Foreign Banking Organizations And Resolution Planning Requirements
On April 8, 2019, the Board of Governors of the Federal Reserve System ("FRB") issued proposals to tailor (i) the enhanced prudential standards that apply to larger foreign banking organizations
United States
6 May 2019
8
States Begin Adopting Insurance Cybersecurity Requirements
Bylined article by Insurance Regulatory partner Lawrence Hamilton (Chicago), Financial Services Regulatory & Enforcement partners Jeffrey Taft and Matthew Bisanz (both Washington, DC).
United States
25 Apr 2019
9
House Takes First Step To Open Banking For Cannabis Companies
Legalization of certain cannabis-related activities by over 30 states has led to a surge in companies that grow and produce cannabis and related products.
United States
17 Apr 2019
10
US Federal Trade Commission Proposes Prescriptive Data Security Requirements And Other Updates To Its Gramm-Leach-Bliley Act Regulations
On March 5, 2019, the Federal Trade Commission (the "FTC" or the "Commission") proposed a number of revisions to its Gramm-Leach-Bliley Act1 ("GLBA") regulations.
United States
3 Apr 2019
11
National Futures Association Adopts Notification Requirement For Certain Cybersecurity Incidents
On January 7, 2019, the National Futures Association ("NFA") announced that it had adopted amendments to its information security requirements that include a cybersecurity incident
United States
24 Jan 2019
12
NASAA Proposes Investment Adviser Model Cybersecurity Rule
On September 23, 2018, the North American Securities Administrators Association, Inc. ("NASAA") ...
United States
9 Jan 2019
13
5 Considerations For General Counsels Regarding The New York Cybersecurity Regulations
The cybersecurity regulation ("CyberRegs") adopted by the New York State Department of Financial Services ("NYDFS")
United States
6 Nov 2018
14
Ohio's New Cybersecurity Law: Creating A Data Breach Safe Harbor
Policymakers long have wrestled with how to enhance private-sector cybersecurity without imposing prescriptive one-size-fits-all requirements ...
United States
25 Oct 2018
15
SEC Brings First Enforcement Action Under The Identity Theft Red Flags Rule
On September 26, 2018, the US Securities and Exchange Commission ("SEC") brought and settled charges against a registered broker-dealer/investment adviser (the "Registrant") for allegedly violating...
United States
25 Oct 2018
16
California Enacts TILA-Like Requirements For Business-Purpose Loans
New California legislation will impose disclosure requirements, similar to those under the federal Truth in Lending Act, on commercial-purpose loans of $500,000 or less, including arrangements...
United States
10 Oct 2018
17
TILA For Business Loans And Purchases Of Receivables? Factors, MCAs, Fintechs And Commercial Lenders Subject To New CA TILA-Like Disclosure Rules
California enacts a first-of-its-kind legislation imposing disclosure requirements on commercial purpose loans similar ...
United States
9 Oct 2018
18
Cybersecurity And Data Privacy: Navigating A Constantly Changing Landscape
The cybersecurity and data privacy landscape continues to change, creating significant new risks for businesses across economic sectors.
United States
28 Sep 2018
19
If Only: US Treasury Department Report Creates A Wish Tree Of Financial Reform For Fintech
Regardless of whether its recommendations are achievable in whole or in part or merely aspirational, the US Department of Treasury's ("Treasury") report issued on July 30, 2018...
United States
10 Sep 2018
20
OCC Adopts Policy Statement On Fintech Eligibility For US National Bank Charters
The Office of the Comptroller of the Currency (OCC) announced July 31, 2018, that it will begin accepting national bank charter applications from financial technology companies.
United States
9 Aug 2018
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