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Morgan Lewis
Michael M. Philipp
Michael M. Philipp
Morgan Lewis
NFA Issues Internal Controls Guidance For Commodity Pool Operators
19 Dec 2018 | United States
NFA Members: Will You Need To Update Your Cybersecurity Policy?
13 Dec 2018 | United States
CFTC, SEC Sign New Memorandum Of Understanding On Information Sharing
24 Jul 2018 | United States
Trading And Markets Enforcement Report - January 2017
11 Jan 2017 | United States
NFA Proposal Would Require CFTC-Registered Asset Managers To Report On Financial Condition
19 Sep 2016 | United States
CFTC Proposes Permanent Registration Relief To Certain Non-US Asset Managers
09 Aug 2016 | United States
Deadline Approaches For Annual CPO/CTA Exemption Filings
15 Jan 2016 | United States
SEC Proposes Requirements For Funds' Use Of Derivatives And Other Financial Transactions
21 Dec 2015 | United States
Prosecutors Record First-Ever Conviction For ‘Spoofing': A New Era Of Trading Enforcement
16 Nov 2015 | United States
National Futures Association Proposes Cybersecurity Guidance For NFA Member Firms
13 Sep 2015 | United States
CFTC/SEC Jurisdictional Battle Heats Up Over Dividend Indices
21 Aug 2015 | United States
CFTC Releases No-Action Letter 14-144
16 Dec 2014 | United States
CFTC Proposes Amendments To Recordkeeping Rules
18 Nov 2014 | United States
Challenges In Requiring High-Frequency Traders To Register As Dealers
16 Jun 2014 | United States
SEC Proposes Enhanced Regulatory Framework For Certain Registered Clearing Agencies
22 Mar 2014 | United States
Federal Reserve Adopts Retail Forex Rules
02 May 2013 | United States
SEC Permits Portfolio Margining Of Credit Default Swaps
09 Jan 2013 | United States
CFTC Adopts Tape-Recording And Recordkeeping Rules
07 Jan 2013 | United States
CFTC Staff No-Action Relief For Family Offices And Fund Of Funds Operators
18 Dec 2012 | United States
Temporary Relief From Registration For Swaps Intermediaries
22 Oct 2012 | United States
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