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Goodwin Procter LLP
Jackson B.R. Galloway
Jackson B.R. Galloway
Goodwin Procter LLP
OFR Issues Working Paper That Examines History Of Cyclical Macroprudential Policy In U.S.
22 May 2013 | United States
OCC Files Brief Urging U.S. District Court For Southern District Of New York To Reconsider Its Ruling That Bank Examination Privilege Did Not Protect Supervisory Correspondence Between OCC And Bank Of China
22 May 2013 | United States
FINRA Provides Guidance On Communications With The Public Concerning Unlisted Real Estate Investment Programs
22 May 2013 | United States
New Disclosure Obligations For Sponsors Of ERISA Plans And Service Providers With ERISA Clients
09 Jul 2012 | United States
Federal Banking Regulators Issue Final Guidance on Bank Stress Testing Framework for Large Banks
30 May 2012 | United States
Federal Banking Agencies Clarify Supervisory Expectations For Stress Testing By Community Banks
30 May 2012 | United States
FRB Issues Approval Of Application By Industrial And Commercial Bank Of China Limited And Two Other Chinese Banks To Become Bank Holding Companies Through Acquisition Of Up To 80% Of The Bank Of East Asia (U.S.A.) National Association
22 May 2012 | United States
FINRA Sanctions Four Firms $9.1 Million Over Sales Of Leveraged And Inverse Exchange-Traded Funds
22 May 2012 | United States
FDIC Chairman Outlines FDIC’s Strategy For Resolution Of Systemically Important Financial Firm
22 May 2012 | United States
SEC Reopens Comment Period For Proposed Amendments To Its Financial Responsibility Rules For Broker-Dealers
22 May 2012 | United States
FinCEN Extends Comment Period On Proposed Rule Regarding Customer Due Diligence Requirements
22 May 2012 | United States
MSRB Withdraws Municipal Advisor Rule Filings
11 Nov 2011 | United States
CFTC Proposes To Extend Temporary Relief Under July 14, 2011 Order That Postponed Effectiveness Of Various Elements Of New Dodd-Frank Regulatory Framework For Swaps
11 Nov 2011 | United States
Derivative Suit Filed Against JPMorgan Directors Claiming Breach Of Fiduciary Duty And Unjust Enrichment In Connection With JPMorgan’s $88.3 Million Settlement With OFAC
11 Nov 2011 | United States
DOL Issues Final Regulation Regarding Prohibited Transaction Exemptions For Investment Advice Arrangements
11 Nov 2011 | United States
Federal District Court Dismisses Derivative Claims By Mutual Fund Investors Based On Failure To Follow Proper Procedure Following Demand On Fund Board
10 Nov 2011 | United States
DOL Issues Interim Policy On Providing Information Via Electronic Media Under Participant-Level Fee Disclosure Regulation
10 Nov 2011 | United States
SEC Staff Posts FAQ On Mid-Sized Advisers
19 Jul 2011 | United States
Federal Banking Agencies Issue Guidance On Counterparty Credit Risk Management
18 Jul 2011 | United States
SEC Staff Provides No-Action Relief From Advisers Act Registration To A Wholly-Owned Subsidiary Advising Foreign Funds Whose Sole Investor Was Adviser’s Parent
18 Jul 2011 | United States
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