With
Lauren Curtayne,
Garth Gallaway,
Phoebe Gibbons,
Justin Graham,
Bradley Kidd,
John Knight,
Tim Williams
The Government will fast-track legislation to address issues in the FMA/RBNZ review into the life insurance industry.
With
Cathryn Barber,
Bradley Kidd,
Alan Lester,
Emma Sutcliffe,
Tim Williams
The FMA/RBNZ will also provide individual feedback that is specific to each bank, along with their general observations.
With
Alan Lester,
Roger Wallis,
Tim Williams
This article looks at the quality of the Australian regulatory regime and the accountability of ASIC and APRA regulators.
With
Bradley Kidd,
Tim Williams
The Commissioner identified misconduct as a "large and endemic problem", caused by greed by both licensees and advisers.
With
Cathryn Barber,
Alan Lester,
Emma Sutcliffe,
Tim Williams
This Brief Counsel is the first in a series on the report and is an overview of the report's structure and content.
With
Bradley Kidd,
Roger Wallis,
Tim Williams,
Mike Woodbury
The Amendment Bill includes minor changes, but much of the regulation will come from the forthcoming Code of Conduct.
With
Michael Arthur,
Lauren Curtayne,
Garth Gallaway,
Phoebe Gibbons,
Bradley Kidd,
John Knight,
Roger Wallis,
Tim Williams
Objective of review announced last week is to modernise NZ insurance contract law and consolidate it into one statute.
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With
Bradley Kidd,
Roger Wallis,
Tim Williams,
Mike Woodbury
A submission has been made, because the new FSLAB is an important area of law reform that is relevant to many clients.
With
Phoebe Gibbons,
Emma Harding,
Bradley Kidd,
Brendon Orr (formerly with Chapman Tripp),
Asha Trotter,
Tim Williams,
Mike Woodbury
This Report explains how the FMA responded to 2017 cases of misconduct, and identifies emerging themes and 2018 focus.
With
Sanna Boow,
Phoebe Gibbons,
Emma Harding,
Bradley Kidd,
Brendon Orr (formerly with Chapman Tripp),
Asha Trotter,
Tim Williams,
Mike Woodbury
New guidelines for reporting entities under the Anti-Money Laundering and Countering Financing of Terrorism regime.
With
Bradley Kidd,
Tim Williams
New exemptions in NZ permit digitalised financial advice to retail clients under certain conditions.
With
Sanna Boow,
Phoebe Gibbons,
Emma Harding,
Bradley Kidd,
Brendon Orr (formerly with Chapman Tripp),
Tim Williams,
Mike Woodbury
Financial service providers wanting to go on the FSPR will need to provide more than mere administrative services in NZ.
With
Sanna Boow,
Phoebe Gibbons,
Emma Harding,
Bradley Kidd,
Brendon Orr (formerly with Chapman Tripp),
Tim Williams,
Mike Woodbury
The MBIE has made improvements to the Financial Services Legislation Amendment Bill as part of the consultation process.
With
Fiona Bennett,
Bradley Kidd,
Tim Williams,
Mike Woodbury
The FMA has issued a consultation paper on the calculation of total fees to be disclosed in KiwiSaver annual statements.
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