Edward L. Pittman from Dechert Author Profile Page

Edward L. Pittman

Dechert

ARTICLES
RANKINGS

Filter by:

Country(s)
UK United States
Topic(s)
Corporate/Commercial Law Finance and Banking

Pay-To-Play: SEC Extends Compliance Deadline For Provisions Of Advisers Act Rule 206(4)-5 Limiting Payments To Third-Parties

25 Jun 2012 | United States

Pay To Play For 2011

05 Jan 2012 | United States

SEC Adopts Large Trader Reporting Requirements

12 Oct 2011 | United States

Pay-To-Play: SEC Staff Provides New Guidance On Advisers Act Rule 206(4)-5

11 May 2011 | United States

Pay-To-Play: New York City Lobbying Registration Requirements For Placement Agents And Investment Advisers

21 Apr 2011 | UK

Recent SEC Sweep Highlights The Need For U.S. Investment Advisers Seeking Business From Sovereign Wealth Funds To Develop Policies For FCPA Compliance

01 Mar 2011 | United States

Pay-to-Play: New Restrictions for Placement Agents Soliciting Public Pension Funds in California

11 Nov 2010 | UK

Pay-to-Play: Proposed MSRB Guidance Regarding PACs Under Rule G-37

23 Sep 2010 | UK

New Registration Requirement in Dodd-Frank Legislation May Affect Advisors to State and Local Governments as Well as Persons Who Solicit Public Pension Funds

20 Sep 2010 | UK

SEC Adopts "Pay-to-Play" Rule for Investment Advisers

21 Jul 2010 | United States

Recent Short Selling Developments

05 Jul 2010 | UK

RELATED CONTENT

Contact Details

Washington, DC

Washington, DC

United States

© Mondaq® Ltd 1994 - 2024. All Rights Reserved.

Please to Mondaq or for unlimited free access and a complimentary news alert

|

|

|

|