With
Joseph Moreno
The new rules will more closely align U.S. auditing standards with those adopted (i) by the International Auditing and Assurance Standards Board...
With
Joseph Moreno
Auditors of public companies will be required to move beyond a simple "pass or fail" opinion and include significant new information in audit reports under rules proposed this year by the "PCAOB"...
With
Jodi Avergun,
Scott Cammarn,
Joseph Moreno,
Nihal Patel,
Anne Tompkins
Even before President Trump's nomination of Jay Clayton as the next Chairman of the Securities and Exchange Commission ("SEC" or "Commission")...
With
Joseph Moreno
By unilaterally approving the Newark-to-Columbia route, the Chief Executive Officer also disregarded these requirements.
With
Jodi Avergun,
Jonathan Bailyn,
Joseph Moreno,
Anne Tompkins,
Kenneth L. Wainstain
Confident prediction this election year, however, is tempered by the lack of comprehensive Trump Administration policy releases addressing these issues.
With
Joseph Moreno
In late September 2016, Andrew Ceresney, Director of Enforcement of the Securities and Exchange Commission ("SEC"), signaled the SEC's renewed focus on the key role played by audit committee members...
With
Robert Cannon,
Stephen Day,
David Quirolo,
Nick Shiren,
Jeremiah Wagner
The Basel Committee on Banking Supervision (the "Basel Committee") published an updated version of the "Basel III Document – Revisions to the securitisation framework" on 11 July 20161 (the "Amended Securitisation Framework").
With
Jodi Avergun,
Anne Tompkins
Despite the influx of billions of dollars in fines and penalties into the government's coffers, the DOJ's prosecutions of flesh and blood individuals has lagged.
With
Jodi Avergun,
Nicholas Brandfon,
Steven Herman,
Joseph Moreno
On January 13, 2016, the Financial Crimes Enforcement Network ("FinCEN") announced that it had issued a Geographic Targeting Order ("GTO")...
