With Chris Borg, Ilene Froom, Peter Malyshev, Alicia Thanasoulis, Daniel Weiner, Michael Yuffee
On December 1, 2015, the NFA issued a notice to members to remind them of certain CFTC regulations that require any person claiming an exemption or exclusion under CFTC Regulation §4.5, §4.13(a)(1), §4.13(a)(2), §4.13(a)(3), §4.13(a)(5) or §4.14(a)(8) from the requirement to register as a CPO or CTA to annually affirm their notice of exemption or exclusion within 60 days of the calendar year end.