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Proskauer Rose LLP
Stephen T. Mears
Stephen T. Mears
Proskauer Rose LLP
Current Issues Relating To Silicon Valley Bank Closure
17 Mar 2023 | United States
SEC Proposes Advisers Act Reforms Focusing On Private Fund Investor Protections
18 Feb 2022 | United States
SEC Division Of Examinations Announces Its Examination Priorities For 2021
18 Mar 2021 | United States
SEC Division Of Examinations Announces 2021 Examination Priorities
17 Mar 2021 | United States
SEC Expands The "Accredited Investor" And "QIB" Definitions And The Permitted Scope Of "Testing The Waters"
10 Sep 2020 | United States
DOL Provides Guidance Regarding 401(k) Plans Offering Limited Exposure To Private Equity Within A Diversified Investment Option
17 Jun 2020 | United States
BE-10 Survey Deadline Is Imminent For Certain Hedge Fund, Private Equity And Other Private Fund Managers
21 May 2020 | United States
Due Date Approaching For BE-10 Filing For Certain Hedge Fund, Private Equity And Other Private Fund Managers
14 May 2020 | United States
The SEC Extends Temporary Conditional Relief For Investment Advisers, Registered Funds And BDCs In Connection With Coronavirus Outbreak
17 Apr 2020 | United States
SEC Provides Conditional Relief For Investment Advisers, Registered Funds And BDCs In Connection With Coronavirus Outbreak
28 Mar 2020 | United States
Treasury Issues Final CFIUS Rules Implementing FIRRMA: Updates To The Proposed Rules And Where FIRRMA Landed
27 Jan 2020 | United States
OCIE's 2020 Exam Priorities — Key Takeaways For Private Fund Managers
16 Jan 2020 | United States
SEC Clamps Down On Custody Rule
13 Dec 2019 | United States
OCIE Issues Risk Alert On Principal And Agency Cross Transactions
27 Sep 2019 | United States
Proposed Senate Bill Would Significantly Impact Certain Private Funds And Their Affiliates
06 Sep 2019 | United States
SEC Fines Fund Manager $5 Million Over Undervaluation Of Assets
09 Jul 2019 | United States
Foreign Investment Review Under CFIUS Expands With New Legislation
06 Nov 2018 | United States
SEC Flags The Top Six Advertising Rule Deficiencies For Investment Advisers
28 Sep 2017 | United States
SEC Issues Risk Alert On The Most Frequent Advertising Rule Compliance Issues And Use Of Accolades In Advertisements
27 Sep 2017 | United States
SEC Announces Settlement With Adviser Found To Have Acted As An Unregistered Broker And Engaged In Conflicted Transactions
08 Jun 2016 | United States
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