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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

CIRO Propels Phase 5 Of The Rule Consolidation Project

The Canadian Investment Regulatory Organization (CIRO) released for consultation Phase 5 of its Rule Consolidation Project, which relates to the consolidation of the two sets of rules currently applicable to investment...

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Borden Ladner Gervais LLP

FINTRAC Rules On The Horizon

Effective October 2025, securities dealers and advisers will have new anti-money laundering obligations with respect to any client that is at high risk for a money laundering or terrorist activity financing offence...

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Borden Ladner Gervais LLP

Setting The Pace: CIRO Releases First Syllabus And Practice Exam

In connection with its new proficiency model, the Canadian Investment Regulatory Organization (CIRO) has published the syllabus and practice exam for the Canadian Investment Regulatory Exam (CIRE)...

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Borden Ladner Gervais LLP

Next Strokes For Long-term Asset Funds

In late May, the Ontario Securities Commission (OSC) released OSC Staff Notice 81-738 Next Steps Following OSC Consultation Paper 81-737 Opportunity to Improve Retail Investor Access to Long-Term Assets...

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Borden Ladner Gervais LLP

Synchronizing Through Registration Delegation To CIRO

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Borden Ladner Gervais LLP

Bitcoin Treasury Corporation Completes TSXV Listing

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Borden Ladner Gervais LLP

Avoiding Rough Waters: OSC Consultation On Short Selling Restrictions

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Borden Ladner Gervais LLP

OSC Sets The Pace And Releases Service Standards

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Borden Ladner Gervais LLP

CIRO's Regulatory Priorities And Strategies

BL

Borden Ladner Gervais LLP

CSA Crosses The Finish Line With Its Oversight Report Of CIRO

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Borden Ladner Gervais LLP

From Traditional Commercial Banking To Asset-based Lending: Key Considerations For Businesses Contemplating The Switch

TM

Torkin Manes LLP

Doom Spending: From Foe To Friend

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Lawyers Financial

Overview And Analysis Of The GENIUS Act

ML

McMillan LLP

OSC Proposes New Rules To Restrict Short Selling Ahead Of Offerings Of Public Securities

BC

Blake, Cassels & Graydon LLP

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

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Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

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Project Finance

Banking Regulation

Secured Lending

Commodities/Derivatives/Stock Exchanges

Synchronizing Through Registration Delegation To CIRO

In April, the Canadian Investment Regulatory Organization (CIRO) was provided with additional registration responsibilities by the securities regulatory authorities in Alberta, Ontario, New Brunswick...

BL

Borden Ladner Gervais LLP

Next Wave Of CIRO Proficiency Requirements

The Canadian Investment Regulatory Organization (CIRO) is shifting from a course centric proficiency model with exams tied to courses, to an assessment centric model with mandatory continuous education and training.

Canada Consumer

BL

Borden Ladner Gervais LLP

TSX Venture Exchange Updates Escrow Policy For New Listings

The TSX Venture Exchange (TSXV) has announced updates to its policy on escrow and resale restrictions. The immediately effective updates amended and renamed Policy 5.4 – Capital Structure...

Canada Commercial

BJ

Bennett Jones LLP

As The "Es" Crow Flies: TSX Venture Exchange Simplifies Listing Process With Amendments To Policy 5.4

Canada Commercial

D

Dentons

A Tale Of Two Regimes: The U.S. GENIUS Act And Canada's Divergent Approach To Stablecoin Regulation

Worldwide Technology

OH

Osler, Hoskin & Harcourt LLP

Derivatives Laws And Regulations Canada 2025

MT

Miller Thomson LLP

SEC Requests Comment On Foreign Private Issuer Definition: Considerations For Canadian Issuers

Canada Commercial

GL

Goodmans LLP

Geographical Deviation Does Not Defeat The One Year Time Bar In The Hague-Visby Rules

Canada Litigation

GR

Gardiner Roberts LLP

Impact Of New Rules On Complaint Handling On Dealers And Advisers

BL

Borden Ladner Gervais LLP

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Securitization & Structured Finance

Why A Letter Of Intent?

In the fast-paced world of business acquisitions, it's tempting to jump straight into due diligence or even right into drafting a definitive share purchase agreement.

Canada Commercial

SB

Sorbara Law

Anti-money Laundering Compliance Alert: New Requirements For Financing And Leasing Companies In Effect As Of April 1, 2025

Major changes to Canada's Proceeds of Crime (Money Laundering) and Terrorist Financing Act (the "Act") came into effect on April 1, 2025.

MT

Miller Thomson LLP

Monetizing The Melody: The Billion-Dollar Evolution Of Music Securitization

Asset securitization offers an efficient structuring solution to finance and capitalize certain businesses. It has been used in Canada and internationally to finance and refinance auto...

GW

Gowling WLG

Anti-money Laundering Compliance Alert: New Requirements For Financing And Leasing Companies Come Into Effect On April 1, 2025

MT

Miller Thomson LLP

Key Takeaways From The 2025 Fund Finance Symposium

TL

Torys LLP

Securitisation Comparative Guide

MT

Miller Thomson LLP

Canadian Securities Regulators Publish Temporary Exemptions For Derivatives Data Reporting Requirements

GL

Goodmans LLP

Call To Action: Payment Service Providers Are Required To Register By November 15, 2024

MT

Miller Thomson LLP

Derivatives Business Conduct Rule Coming Into Force This Month; CSA Publishes FAQs

GL

Goodmans LLP

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Charges, Mortgages, Indemnities

Equitable Subrogation: A Shield Against Unjust Enrichment In Mortgage Priority Disputes

A recent decision from the Ontario Superior Court of Justice, Bank of Montreal v. Hossain, 2025 ONSC 3950, offers a timely reminder of the equitable doctrine of subrogation and its crucial role...

Canada Real Estate

RA

Robins Appleby LLP

Lawyer Did Not Breach Standard Of Care By Following Instructions Of Client's Agent (Shortreed Joint Venture Ltd. v Guvi)

During the course of a retainer, lawyers may communicate with an agent acting on behalf of their client for the purposes of receiving and acting upon instructions. In some cases...

Canada Litigation

GR

Gardiner Roberts LLP

Bill C-2: Canada's Crusade To Reform AML And Enhance FINTRAC Powers

In 2024, the federal government signaled that it planned to significantly strengthen Canada's anti-money laundering (AML) legislative regime (our summary here)...

Canada Technology

MT

McCarthy Tétrault LLP

7 Ways To Build Your Book With Millennials And Gen Z

BB

Babin Bessner Spry LLP

Federal Government Announces Reforms To Mortgage Rules – Is It Enough?

Canada Real Estate

Woitzik Polsinelli LLP

Can Plans And Specifications Used To Obtain Permits And Authorizations Give Rise To A Legal Hypothec?

Canada Real Estate

MT

Miller Thomson LLP

Plans et devis émis pour permis et autorisations : donnent-ils droit à l'hypothèque légale ?

Canada Real Estate

MT

Miller Thomson LLP

Court Of Appeal Summaries ( May 12 – May 16, 2025)

Canada Litigation

BM

Blaney McMurtry LLP

Generation Allowance

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Lawyers Financial

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Credit Crisis and the Emergency Economic Stabilization Act

Flow-Through Shares For The Innovation Sector

Underlying the current financial crisis, developed economies continue to struggle with the twin challenges of a disruptive global re-ordering and the transition from industrial to knowledge-based economies.

NR

Norton Rose Fulbright Canada LLP

Corporate Directors In Quebec In The Wake Of The Economic Crisis

The 2008 economic crisis and the revelations about the role that certain officers and directors of large American financial institutions played in creating the conditions that led to this crisis gave rise to more pressure to increase the duties and liabilities of corporate directors.

Canada Commercial

L

Lavery

Achieving Regulatory Balance

Boards will play a critical role in banks’ evolving compliance models.

K

KPMG

G-20 Summit in Toronto: Highlights for the Financial Sector

BL

Borden Ladner Gervais LLP

Trends in Canadian Securities Class Actions: 2009 Update - New Wave Of Canadian Securities Class Actions Reaches The Certification Stage

Canada Litigation

N

NERA

2010 Bennett Jones Business Forecast

Canada Strategy

BJ

Bennett Jones LLP

China Ascending

Canada Government

NR

Norton Rose Fulbright Canada LLP

Fed Announces Expansion Of TALF To Legacy CMBS

DW

Davies Ward Phillips & Vineberg

Collateral Matters - A Banking Law Newsletter

AB

Aird & Berlis LLP

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Latest Videos

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Arrangements With Third-party Creditors: Subordination Of Security Interests (Video)

GW

Gowling WLG

Arrangements With Third-Party Creditors: No Interest Letters vs PPSA Estoppel Letters (Video)

GW

Gowling WLG

Real Estate Joint Ventures For Investors: Liquidity Provisions (Video)

TL

Torys LLP

Retail Payment Activities Act

OH

Osler, Hoskin & Harcourt LLP

News And Insights From Osler's Market-Leading Financial Services Group – July 2023 (Video)

OH

Osler, Hoskin & Harcourt LLP

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