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United States: CFTC Requires Electronic Filing Of Notices Of Exemption Or Exclusion From CPO And CTA Registration Requirements
(Financial Services Alert - Special Edition)
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15 February 2007
Article by Gregory Lyons

Beginning February 15, 2007, investment advisers and managers of public and private investment funds seeking relief from the rules of the Commodity Futures Trading Commission ("CFTC") must file certain notices of exclusion or exemption electronically using the online registration system maintained by the National Futures Association (the "NFA")....
 
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