Current filters:  
Canada
Compliance
Canada
Babin Bessner Spry LLP
In 2020, the Securities Exchange Commission (SEC) issued its first penalty related solely to advisors text messaging with clients.
Davies Ward Phillips & Vineberg
The federal government has set January 22, 2024, as the effective date for new rules that will require non-exempt private corporations existing...
Dentons
Before December 31, 2023, businesses and non-profit organizations with 20 or more employees in Ontario...
Borden Ladner Gervais LLP
Québec recently made major revisions to its publicity contest rules. As of Oct. 27, 2023, it repealed both the provisions of the Act respecting lotteries, publicity contests...
FH&P Lawyers
In an age where we're more likely to LOL, BRB, and DM than engage in full sentences, it's a relief to know some things remain consistent.
Borden Ladner Gervais LLP
The Autorité des marchés financiers (AMF) and the government of Quebéc announced the approval of delegation of powers to the Canadian Investment Regulatory Organization (CIRO).
Aird & Berlis LLP
There are important legislative compliance deadlines that Ontario employers should be preparing towards.
McMillan LLP
In a statement on September 6, 2023, the Office of the Attorney General of Ontario announced that Ontario's Lobbyists Registration Act, 1998 would be reviewed by a legislative committee in the coming weeks...
Bennett Jones LLP
Canada's new Lobbyists' Code of Conduct (the Code) came into effect on July 1, 2023. The Code operates alongside the other ethical regimes for federal officials, and seeks to "foster transparent...
McMillan LLP
On May 25, 2023, the British Columbia Securities Commission (the "BCSC") released their 2022 Annual Compliance Report Card (the "Report"). The Report revealed the findings of compliance examinations...
Borden Ladner Gervais LLP
As we approach the end of the second quarter, it is a good time for registered firms to reflect on whether they have completed appropriate training for employees.
Borden Ladner Gervais LLP
On March 20, 2023, the New Self-Regulatory Organization of Canada (New SRO) published its New SRO Compliance Priorities Report for 2022/2023: Helping Firms with Compliance.
Borden Ladner Gervais LLP
The Ontario Securities Commission (OSC) published its 2023 Annual Service Commitment Review on March 21, 2023. The OSC has updated its service standards and returned to pre-extension 2021 service timelines...
Borden Ladner Gervais LLP
On March 8, 2023, staff of the Canadian Securities Administrators (other than Ontario), published revised Multilateral CSA Staff Notice 45-309 (the Notice), first published in 2012...
Blake, Cassels & Graydon LLP
Please join members of our Public Sector, Crisis & Compliance group for a webinar on identifying certain issues related to lobbying in Quebec.
Bennett Jones LLP
The first major reform of Alberta's policing act in over 30 years received royal assent on December 15, 2022. When brought into force, the Police Amendment Act, 2022 , among other things...
Osler, Hoskin & Harcourt LLP
On May 24, 2022, the Québec National Assembly, the provincial legislature, adopted Bill 96, An Act respecting French, the official and common language of Québec.
Ricoh Canada
Many organizations have embraced hybrid work as a permanent way of working and this shift brings unique challenges and complications in the retention and preservation of electronically stored information (ESI).
Worldwide
Osler, Hoskin & Harcourt LLP
On February 21, 2024, LexisNexis Risk Solutions published its True Cost of Financial Crime Compliance Study, reporting on the results of a global online survey to evaluate the cost...
Osler, Hoskin & Harcourt LLP
Businesses that fail to comply with relevant legal and regulatory obligations face a multitude of risks – legal, reputational, and economic.
FREE News Alerts
Sign Up for our free News Alerts - All the latest articles on your chosen topics condensed into a free bi-weekly email.
Related Topics
Upcoming Events
Mondaq Social Media