Mondaq USA: Corporate/Commercial Law
Mayer Brown
This market trends article focuses on registered direct offerings, providing an overview of the market and covering recent notable transactions, deal structure and process, and legal and regulatory trends.
Mayer Brown
This market trends article identifies disclosures related to U.S. Tariff Policies that offer more detailed discussions on the actual and potential effects for the particular registrants and concludes with...
Mayer Brown
Business development companies (BDCs) are closed-end investment management companies that are specially regulated by the Investment Company Act of 1940, as amended (the 1940 Act).
Smith Gambrell & Russell LLP
For the last number of years, when I am retained to provide sell-side representation in an M&A transaction, one of the very first things I do is insist that my client's "deal team"
Cleary Gottlieb Steen & Hamilton LLP
In late March 2019, the Hertz Corporation and Hertz Global Holdings, Inc., filed two complaints against its former CEO, CFO, General Counsel and a group president seeking recovery of $70 million in incentive payments ...
Cadwalader, Wickersham & Taft LLP
The SEC adopted a rulemaking package designed to enhance retail investors' protections when dealing with broker-dealers and investment advisers
Duff and Phelps
The SEC's interpretations under the Advisors Act will become effective upon publication in the Federal Register.
Cooley LLP
Oh, I kid the directors! Who would think of such a thing?
Orrick
The U.S. SEC adopted and clarified a number of rules intended to improve the relationships between retail investors, investor advisers and broker-investors, while also maintaining retail investors' access to...
Kutak Rock LLP
On June 4, 2019 the SEC filed a lawsuit in federal court in the Southern District of New York against the Canadian company, Kik Interactive Inc., alleging that Kik violated the U.S. Securities Act of 1933 in its 2017 $100 million ICO.
Cleary Gottlieb Steen & Hamilton LLP
However, the creation of the MMoU provided a broader, uniform framework for mutual assistance across jurisdictions.
Cleary Gottlieb Steen & Hamilton LLP
On Friday, the SEC proposed extensive amendments to the rules governing financial disclosures by registrants about businesses they buy or sell.
Arnold & Porter
The recent rollout of DOJ's False Claims Act Cooperation Guidance left many practitioners scratching their heads about how it really changed the landscape on cooperation since, as we previously blogged:
Arnold & Porter
A recent series of insider trading actions charging senior lawyers in legal departments of prominent public companies suggests that insider trading by lawyers may be on the rise.
WilmerHale
On June 5, 2019, the Securities and Exchange Commission approved a package of rulemakings and interpretations designed to enhance the quality and transparency of investors' relationships...
Lewis Brisbois Bisgaard & Smith LLP
The SEC's interpretations under the Advisers Act will become effective upon publication in the Federal Register.
Shearman & Sterling LLP
In Shareholder Representative Services LLC v. RSI Holdco, LLC, C.A. No. 2018-0517-KSJM (Del. Ch. May 29, 2019), the Delaware Court of Chancery applied guidance from its earlier ruling
Eisner Amper
Kent International is an American bicycle supplier based in Parsippany, New Jersey that imports and distributes bicycles and bicycle parts.
Eisner Amper
A material weakness is reported if the effect of the misstatement is greater than 5% of consolidated pre-tax income.
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On May 6, 2019, Skadden hosted the Cross-Border M&A Conference 2019, titled "Developments and Trends in US and Japanese M&A."
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Lewis Brisbois Bisgaard & Smith LLP
The 2018 California legislative session was another busy year with numerous employment-related bill signed into law.
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
Cooley LLP
As 2019 kicks off, the Cooley antitrust group highlights 10 recent developments and trends corporate counsel should be aware of – from the US Supreme Court and lower courts, the DoJ and FTC ...
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
Issuers of bonds governed by New York law indentures – the instrument containing the rights and obligations of the issuer, the trustee for the bondholders and the noteholders under the bonds
BakerHostetler
As of this week, the World Bank and Commonwealth Bank have enabled secondary market trading recorded on the blockchain for bond-i ...
Jeffer Mangels Butler & Mitchell LLP
The SEC warns public companies that lax cybersecurity practices could violate rules governing internal accounting controls, and offer nine scams as cautionary tales.
Eide Bailly LLP
We bring you the hacks, vulnerabilities and challenges of securing your daily habits and work environment.
Cooley LLP
Many have recently lamented the decline in the number of IPOs and public companies generally (about half the number since the boom in 1996), and numerous reasons have been offered in explanation, from regulatory burden to hedge-fund activism.
Cadwalader, Wickersham & Taft LLP
Since the start of 2018, state and, to a lesser extent, federal courts around the country, as well as state legislatures and Congress,
Cooley LLP
Internal auditors are worried that boards are not paying enough attention to—wait for it—internal auditors.
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