Mondaq USA: Corporate/Commercial Law
Troutman Sanders LLP
Most of us have a general understanding of what "litigation financing" means.
Troutman Sanders LLP
Limited liability companies ("LLCs") in Delaware and most other states have the option to specify in their operating agreements that their managers owe no fiduciary duties to other members or the company.
Cadwalader, Wickersham & Taft LLP
The SEC made a correction to Form ATS-N, a form relating to disclosure requirements for alternative trading systems that trade in National Market System stocks ("ATSs").
Cadwalader, Wickersham & Taft LLP
The Security Traders Association ("STA") offered support for, and additional recommendations on, FINRA's proposal to amend its Continuing Education program.
Cadwalader, Wickersham & Taft LLP
SEC Commissioner Hester M. Peirce called on the SEC to consider alternative methods when addressing compliance infractions rather than resorting to enforcement proceedings.
Proskauer Rose LLP
OFCCP has entered into a memorandum of understanding with the National Industry Liaison Group, a non–profit employer association that focuses on affirmative action and equal employment opportunity.
Day Pitney LLP
In short, form an LLC if you're putting up a lot of your own capital or not seeking Venture Capital (VC) financing. Otherwise, save yourself time, aggravation, and money and form a C-Corp.
Cadwalader, Wickersham & Taft LLP
SEC Permits Brazilian Company To Conform Audit Committees To Home Country Law.
Lewis Brisbois Bisgaard & Smith LLP
Ethereum, one of the most popular cryptocurrencies with a market cap of more than $21.8 billon, is causing serious anxiety in the cryptocurrency marketplace
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
The average amount of time the antitrust agencies spend reviewing significant mergers has ballooned in recent years.
Ropes & Gray LLP
Over the last month, the UK Home Office has sent letters to more than 17,000 companies that it believes are required to publish an annual statement under the UK Modern Slavery Act.
McDermott Will & Emery
The health system's governance committee may benefit from a general-counsel-led briefing on the relevance of the newly released revisions to the "Commonsense Principles" of corporate governance.
Mayer Brown
On October 30, 2018, the Financial Industry Regulatory Authority, Inc. ("FINRA") filed a proposed rule change to amend FINRA Rule 5110 (Corporate Financing Rule – Underwriting Terms and Arrangements) (the "Rule").
Morrison & Foerster LLP
Until yesterday, the enforcement actions of the U.S. Securities and Exchange Commission (SEC) in the digital token (aka cryptocurrency) space have primarily focused on the primary issuances of tokens.
Proskauer Rose LLP
This November, Proskauer is celebrating its year-round commitment to veterans by announcing a new partnership with American Corporate Partners (ACP), the nation's leading veteran mentoring program...
Holland & Knight
On Nov. 2, 2018, the Securities and Exchange Commission (SEC) released its fiscal year 2018 enforcement statistics.
Cadwalader, Wickersham & Taft LLP
SEC Division of Investment Management Director Dalia Blass expressed support for Regulation Best Interest (Reg BI) and discussed the recently proposed disclosure framework ...
Carlton Fields
A New York intermediate appellate court has ruled that a $140 million "disgorgement" payment ordered by the SEC in resolution of an investigation into securities laws violations was a "penalty"...
Morrison & Foerster LLP
On October 31, 2018, the Internal Revenue Service and the Treasury Department issued proposed regulations that would limit the application of Section 956 of the Internal Revenue Code (the "Code")...
Reed Smith
On November 8, 2018, the U.S. Securities and Exchange Commission (the "SEC") settled its first case against an unregistered cryptocurrency exchange.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Mintz
Energy & Sustainability Connections brings the latest developments in energy investing, legal insights, company activity, and industry events straight to your inbox.
Mayer Brown
California enacts a first-of-its-kind legislation imposing disclosure requirements on commercial purpose loans similar ...
Troutman Sanders LLP
Non-bank lenders to small businesses need to be on alert after Governor Brown signed California Senate Bill 1235 into law on September 30, 2018.
Morrison & Foerster LLP
On September 30, 2018, California Governor Jerry Brown signed into law SB 1235,1 which requires disclosures of key terms in connection with certain commercial financing by non-banks and could impact bank/non-bank arrangements as well.
Akin Gump Strauss Hauer & Feld LLP
On September 30, Governor Jerry Brown (D) signed a new California law requiring female presence on boards of public companies headquartered in California.
Matson Driscoll & Damico
In my previous article, I discussed the critical need for business owners to have their business valued by a professional appraiser.
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
Mayer Brown
RegTech may be particularly helpful as FINRA members begin to engage in electronic structured products trading platforms.
Ruchelman PLLC
A participating F.F.I. files Form 8966, F.A.T.C.A. Report, annually with the I.R.S. The
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