Mondaq USA: Corporate/Commercial Law
Vedder, Price P.C.
On May 17, 2017, the SEC's OCIE issued a Risk Alert to highlight the importance of conducting penetration tests and vulnerability scans on critical systems and implementing system upgrades...
Milbank, Tweed, Hadley & McCloy LLP
Last week, the United States Supreme Court limited the US Securities and Exchange Commission's (SEC) power to seek disgorgement for violations of federal securities law
Ward & Smith
If your business has received a demand letter, I have some good news for you: Your business has not been sued (yet). However, a lawsuit could be in your business's near future.
Cadwalader, Wickersham & Taft LLP
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of June 5 to June 9, 2017.
Cadwalader, Wickersham & Taft LLP
The bulletin also referenced the OCC's "Third-Party Relationships" guidance resource for banks as they navigate the T+2 implementation process.
Fenwick & West LLP
We have analyzed the terms of venture financings for Israeli and Israeli-related technology companies that reported raising money during the year 2016.
Shearman & Sterling LLP
On Monday, June 5, 2017, a unanimous Supreme Court held that the ability of the SEC to seek disgorgement in connection with a violation of federal securities law is subject to a five-year statute of limitations.
Orrick
The United State Supreme Court finally resolved a circuit split and unanimously held that SEC actions seeking to disgorge ill-gotten gains are subject to a five-year statute of limitations on civil fines...
Proskauer Rose LLP
For private fund managers, the valuation of privately-held securities has been subject to heightened regulatory scrutiny.
Morrison & Foerster LLP
Below, a continuation of our bibliography of thought-provoking articles on issues related to right-sizing regulation, staying private versus going public, and related topics:
Ropes & Gray LLP
Kim Nemirow, Ropes & Gray government enforcement partner, analyzes new compliance strategies global life sciences companies are facing in an evolving market.
Ropes & Gray LLP
In recent years, the Delaware Court of Chancery has issued a number of high-profile opinions in appraisal litigations, many of which addressed the central question of whether and to what extent...
Cadwalader, Wickersham & Taft LLP
Legislation passed by the U.S. House of Representatives threatens to shake up the Securities and Exchange Commission's enforcement program in a historic manner.
Cadwalader, Wickersham & Taft LLP
The SEC named Stephanie Avakian and Steven Peikin as Co-Directors of the SEC Division of Enforcement. Ms. Avakian was Acting Director of the Division of Enforcement.
Gibbs Giden Locher Turner Senet & Wittbrodt LLP
In DeSaulles v. Community Hospital (March 10, 2016) case no. S219236, the Supreme Court has weighed in with what it calls a "default" rule regarding which party may be entitled to costs...
Ropes & Gray LLP
Kim Nemirow, Ropes & Gray government enforcement partner, analyzes new compliance strategies global life sciences companies are facing in an evolving market.
TMF Group
I've spent many years working with multinational companies on mergers and acquisitions, and I've come to notice a pattern in how things go.
Newmeyer & Dillion
Since 2008 when the California legislature limited subcontractor indemnity obligations, the design professional community has been shouting "what about us?"
Akin Gump Strauss Hauer & Feld LLP
This week we highlight a report by PricewaterhouseCoopers which explores the challenges that boards face when key risks are overlooked.
Kramer Levin Naftalis & Frankel LLP
This alert examines the Supreme Court rulings in Kokesh v. SEC and Honeycutt v. United States, which sharply curtail the scope of financial sanctions available in civil securities enforcement...
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Troutman Sanders LLP
Co-investments, in which an LP investor invests alongside the fund in portfolio companies...
WilmerHale
Entrepreneurs often raise capital with a combination of convertible notes and an agreement called a SAFE, or Simple Agreement for Future Equity.
Ropes & Gray LLP
This article highlights key business and legal issues related to value-based healthcare for investors considering opportunities in the healthcare industry.
Shearman & Sterling LLP
On 5 April 2017, the European Parliament voted to adopt the Commission's proposed new Prospectus Regulation, which repeals and replaces the existing Prospectus Directive (2003/71/EC)...
Arnold & Porter Kaye Scholer LLP
While closed-end real estate private equity funds (Real Estate Funds) are generally structured similarly to traditional private equity funds, there are several key differences.
Vedder, Price P.C.
On April 25, 2017, the U.S. District Court for the Northern District of Illinois issued an order denying the plaintiffs' motion to compel Calamos Investment Trust, a Massachusetts business trust,...
Akin Gump Strauss Hauer & Feld LLP
On December 27, 2016, the U.S. Court of Appeals for the 10th Circuit ruled 2­1 that the SEC's process for hiring administrative­-law judges violates the Appointments Clause of the U.S. Constitution.
Shearman & Sterling LLP
On 14 March 2017 the European Parliament adopted the text of a proposed directive to amend the Shareholder Rights Directive (2007/36/EC). This was adopted by the Council of the European Union...
Orrick
One of the biggest current challenges for the impact investing community is the aggregation and deployment of growth capital equity in the world's poorest countries.
Arnold & Porter Kaye Scholer LLP
As part of their diversified investment programs, many family offices invest in private alternative investment funds, which may include real estate funds, hedge funds, private equity funds...
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