Mondaq UK: Corporate/Commercial Law > Securities
Shearman & Sterling LLP
On 8 February 2019, ESMA published a revised list of thresholds, below which an offer of securities to the public will not need a prospectus in EU member states.
Shearman & Sterling LLP
ESMA published an updated version of its Questions and Answers (Q&As) on the Transparency Directive and its separate Q&As on the Prospectus Directive on 31 January 2019.
Shearman & Sterling LLP
On 16 January 2019, he European Securities and Markets Authority (ESMA) published its annual report to the European Commission
Dentons
As part of the continued preparation for a No-Deal Brexit, the European Securities and Markets Authority (ESMA) on January 31, 2019 and subsequently on April 8, 2019, amended some of its Questions
Hogan Lovells
The latest piece of the Prospectus Regulation puzzle has arrived.
Matheson
The EU is introducing a new set of rules designed to protect its interests in strategic sectors while remaining open for investment as the world's largest single market.
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On March 20, 2019, the Securities and Exchange Commission (SEC) adopted rule changes, as mandated by the Fixing America's Surface Transportation Act (FAST Act),
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
Partners Susan Saltzstein and Jocelyn Strauber discuss the expanding group of defendants targeted by #MeToo-related litigation
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
Financial institutions and their employees may be subject to the following federal pay-to-play rules: SEC Rule 206(4)-5 for investment advisers; CFTC Rule 23.451
Mayer Brown
Recently, the English High Court delivered its decision in Atlantica Holdings, Inc & Anor v Sovereign Wealth Fund & Ors [2019] EWHC 319 (QB)
Giambrone & Partners
HR and IT professionals must be even more vigilant in protecting data that comes into the possession of the business and take even more precautions to prevent accidental and deliberate breaches.
Duff and Phelps
In this edition of Regulatory Focus, the experts in Duff & Phelps' UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority during March 2019.
Proskauer Rose LLP
In Oversea Chinese Banking Corporation Ltd v ING Bank NV, the Commercial Court has held that the measure of damages for breach of warranty in a share sale is simply the difference between the amount paid...
Proskauer Rose LLP
The European Banking Authority ("EBA") published an opinion on deposit protection resulting from the United Kingdom's ("UK") withdrawal from the European Union ("EU")
Duff and Phelps
HM Revenue and Customs (HMRC) requires UK businesses to make an annual notification where shares or securities have been acquired by employees including directors and salaried members.
Gowling WLG
For those new to private equity and venture capital backed investments and legal documents, the terminology and jargon used can be confusing.
MJ Hudson
For distressed debt investors, the debt markets have in recent times been characterised by surprisingly resilient conditions despite Brexit uncertainty and the mounting case for interest rate rises.
Marks & Clerk
Intellectual property (IP) rights are intangible assets which protect ideas and brand value.
Proskauer Rose LLP
The Financial Conduct Authority ("FCA") published a press release announcing that it has agreed with the European Securities and Markets Authority
Dechert
Dechert attorneys have contributed to the third edition of Practitioner's Guide to Global Investigations, a practical guide for in-house counsel on navigating the complex waters of global investigations.
Most Popular Recent Articles
Mayer Brown
Recently, the English High Court delivered its decision in Atlantica Holdings, Inc & Anor v Sovereign Wealth Fund & Ors [2019] EWHC 319 (QB)
Duff and Phelps
In this edition of Regulatory Focus, the experts in Duff & Phelps' UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority during March 2019.
Proskauer Rose LLP
The European Banking Authority ("EBA") published an opinion on deposit protection resulting from the United Kingdom's ("UK") withdrawal from the European Union ("EU")
Dentons
As part of the continued preparation for a No-Deal Brexit, the European Securities and Markets Authority (ESMA) on January 31, 2019 and subsequently on April 8, 2019, amended some of its Questions
Proskauer Rose LLP
In Oversea Chinese Banking Corporation Ltd v ING Bank NV, the Commercial Court has held that the measure of damages for breach of warranty in a share sale is simply the difference between the amount paid...
Giambrone & Partners
HR and IT professionals must be even more vigilant in protecting data that comes into the possession of the business and take even more precautions to prevent accidental and deliberate breaches.
Shearman & Sterling LLP
ESMA published an updated version of its Questions and Answers (Q&As) on the Transparency Directive and its separate Q&As on the Prospectus Directive on 31 January 2019.
Shearman & Sterling LLP
On 16 January 2019, he European Securities and Markets Authority (ESMA) published its annual report to the European Commission
Shearman & Sterling LLP
On 8 February 2019, ESMA published a revised list of thresholds, below which an offer of securities to the public will not need a prospectus in EU member states.
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
Financial institutions and their employees may be subject to the following federal pay-to-play rules: SEC Rule 206(4)-5 for investment advisers; CFTC Rule 23.451
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