Mondaq All Regions - Hong Kong: Finance and Banking
Mayer Brown JSM
The Stock Exchange of Hong Kong Limited (the "Exchange") recently published two consultation papers proposing changes to:
Shearman & Sterling LLP
The LPP will be constituted by memorandum of understanding arrangements between the SFC and the Stock Exchange and will serve as a focal point for new policy proposals.
Shearman & Sterling LLP
Following our article published in the July 2016 edition of the Governance & Securities Law Focus in connection with the joint consultation launched on 17 June 2016 by the "SFC" and....
Mayer Brown JSM
The Stock Exchange of Hong Kong Limited recently published two separate consultation papers on (i) Capital Raisings by Listed Issuers, and (ii) Delisting and other Rule Amendments, proposing changes to the Exchange's...
Ernst & Young
Over reliance on sales/revenue targets in evaluating performance should be avoided.
Akin Gump Strauss Hauer & Feld LLP
Asset managers should maintain proper and effective risk management policies and procedures to identify and manage the risks to which each fund or discretionary account is, or may be, exposed.
Shearman & Sterling LLP
On 16 June 2017, Hong Kong Exchanges and Clearing Limited and its subsidiary The Stock Exchange of Hong Kong Limited launched a consultation on a package of proposals through two separate papers:
Duff and Phelps
The FSTB have released their conclusions on Consultations on Legislative Proposals to Enhance Anti-Money Laundering and Counter-Terrorist Financing Regulation in Hong Kong.
Cadwalader, Wickersham & Taft LLP
Huafu HK Co. Ltd. ("Huafu"), a Hong Kong-based cotton manufacturer/exporter, agreed to pay a $225,000 civil monetary penalty to settle CFTC charges alleging violations of Form 304 reporting requirements.
RSM Tax Advisory
As the governments of various jurisdictions around the world have each taken steps to enhance transparency in their own jurisdictions as well as to improve international tax cooperation...
Akin Gump Strauss Hauer & Feld LLP
Market participants are currently only required to report short positions in 138 SEHK-listed securities (in accordance with the list of specified shares published by the SFC on 10 February 2017).
Shearman & Sterling LLP
Likewise, eligible Mainland investors may trade in eligible shares listed on SEHK through SZSE via a Southbound Hong Kong Trading Link.
Akin Gump Strauss Hauer & Feld LLP
The AMLO imposes customer due diligence and mandatory recordkeeping obligations on financial institutions and sets out penalties for breaches of such obligations.
Akin Gump Strauss Hauer & Feld LLP
For example, if liquid assets are realized to satisfy redemption request(s), a fund may be left holding more illiquid assets.
Maples and Calder
The Maples group was honoured with two industry awards at the HFM Asia Hedge Fund Services Awards on Monday, 19 September.
Mayer Brown
This update focuses on the establishment of open-ended fund companies in the context of other possible fund structures under Hong Kong law.
Akin Gump Strauss Hauer & Feld LLP
Amended Hong Kong Securities and Futures Ordinance expands existing type 9 Regulated Activity (Asset Management) to cover management of OTC derivative products.
DMS Governance Ltd
Five years ago, DMS Offshore Investment Services opened its Hong Kong office, with the objective of better serving its growing list of fund governance clients, with real-time, on-the-ground client service.
Akin Gump Strauss Hauer & Feld LLP
Investment funds with high net worth individuals as investors will need to have a client agreement with their high net worth investors.
Akin Gump Strauss Hauer & Feld LLP
Under the current legal and regulatory regime relating to the establishment of investment funds in Hong Kong, an open-ended investment fund in Hong Kong can only take the form of a unit trust.
Most Popular Recent Articles
Mayer Brown JSM
The Stock Exchange of Hong Kong Limited recently published two separate consultation papers on (i) Capital Raisings by Listed Issuers, and (ii) Delisting and other Rule Amendments, proposing changes to the Exchange's...
Akin Gump Strauss Hauer & Feld LLP
Investment funds with high net worth individuals as investors will need to have a client agreement with their high net worth investors.
Ernst & Young
Over reliance on sales/revenue targets in evaluating performance should be avoided.
Akin Gump Strauss Hauer & Feld LLP
Amended Hong Kong Securities and Futures Ordinance expands existing type 9 Regulated Activity (Asset Management) to cover management of OTC derivative products.
Duff and Phelps
The FSTB have released their conclusions on Consultations on Legislative Proposals to Enhance Anti-Money Laundering and Counter-Terrorist Financing Regulation in Hong Kong.
Mayer Brown
This update focuses on the establishment of open-ended fund companies in the context of other possible fund structures under Hong Kong law.
Shearman & Sterling LLP
On 16 June 2017, Hong Kong Exchanges and Clearing Limited and its subsidiary The Stock Exchange of Hong Kong Limited launched a consultation on a package of proposals through two separate papers:
Akin Gump Strauss Hauer & Feld LLP
Asset managers should maintain proper and effective risk management policies and procedures to identify and manage the risks to which each fund or discretionary account is, or may be, exposed.
RSM Tax Advisory
As the governments of various jurisdictions around the world have each taken steps to enhance transparency in their own jurisdictions as well as to improve international tax cooperation...
Shearman & Sterling LLP
Likewise, eligible Mainland investors may trade in eligible shares listed on SEHK through SZSE via a Southbound Hong Kong Trading Link.
Cadwalader, Wickersham & Taft LLP
An open-ended fund company (OFC) is an open-ended collective investment scheme, which is structured in corporate form with limited liability and variable share capital.
Akin Gump Strauss Hauer & Feld LLP
The AMLO imposes customer due diligence and mandatory recordkeeping obligations on financial institutions and sets out penalties for breaches of such obligations.
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