Mondaq Europe: Finance and Banking
Kinstellar
There is hardly any major business that will not be affected by the entry into force of the EU General Data Protection Regulation (GDPR) on 25 May.
Stevens & Bolton LLP
The Payment Services Regulations amends and sits alongside the existing Consumer Rights Regulations 2012.
Shearman & Sterling LLP
On April 9, 2018, ESMA published a letter from its Chair, Steven Maijoor, to the European Commission seeking clarification on how to interpret the ancillary activity exemption under the revised Markets ...
Shearman & Sterling LLP
On April 10, 2018, the EBA published a report entitled "Benchmarking of remuneration practices at the European Union level and data on high earners."
Shearman & Sterling LLP
On April 9, 2018, the European Commission published a report on the effects of the EU regulatory capital framework on the economic cycle.
Shearman & Sterling LLP
On April 12, 2018, the Joint Committee of the European Supervisory Authorities published a report on risks and vulnerabilities in the EU financial system.
Schoenherr Attorneys at Law
Direct lending funds are emerging as key sources of loan financing. Understanding the local legal framework and peculiarities is important for executing a lending transaction ...
Kramer Levin Naftalis & Frankel LLP
Oů la Commission des sanctions rappelle une fois de plus que le distributeur est autant responsable que le producteur de la documentation précontractuelle.
Maples and Calder
Since the Irish funds industry started, a high proportion of funds have been established as UCITS (which is why asset levels in Irish UCITS are significantly higher than in Qualifying Investor Alternative Investment Funds ("QIAIFs")). However, there has been a surge in the launches of alternative products in the last five or six years with the QIAIF being the most popular product for new launches.
Dillon Eustace
Alternative finance continues to be a developing sphere in the Irish lending market. Alternative lenders are very active; in particular, in the Irish real estate finance space.
Dillon Eustace
Earlier this month, the Central Bank published a consultation paper ("CP119") in which it seeks responses from interested stakeholders to proposed amendments to the Central Bank UCITS Regulations.
Maples and Calder
The other question on the PRIIPS Regulation confirms that UCITS are exempt from producing a PRIIPS KID until 31 December 2019.
Affinity Private Wealth
In May of this year and with a revision-free Summer ahead, I was delighted to pass the final module of my Investment Advice Diploma qualification (IAD).
Affinity Private Wealth
The first edition of VFTD was published in April 2012 and this month marks the 70th time we have sat down together, compared notes and decided what we would like to write.
Mamo TCV Advocates
Barely a year following the implementation of the 4th Anti-Money Laundering Directive, the European Parliament has adopted a new directive which aims to add further layers...
Dentons
New amendments to Russian currency controls entered into force on 14 April 2018 (the Law), extending currency repatriation requirements to loans issued by residents to foreign borrowers.
Pinsent Masons LLP
Legislation has still to be adopted in Spain to implement the EU's second Payment Services Directive (PSD2).
Goldblum and Partners
Following a sharp increase in the number of initial coin offerings (ICOs) taking place in Switzerland and a growing interest in cryptocurrencies...
Erdem & Erdem Law
The LEI is a twenty character alpha-numeric code used as an international standard for reporting and identifying underlying counterparties to transactions.
WilmerHale
The UK Financial Conduct Authority ("FCA") recently released its 2018/19 Business Plan. The Plan sets out the FCA's priorities for the year ahead across multiple areas, including financial crime.
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Baker & Partners
At a Breakfast Briefing Event this week, entitled ‘Walking The Tightrope', Baker and Partners provided guidance on current regulatory ‘Hot Topics' to Jersey's compliance industry.
Ozogul Yenigun & Partners
Kefalet sözleşmesi; Türk Borçlar Kanunu ("TBK") m.581 uyarınca, kefilin alacaklıya karşı, borçlunun borcunu ifa etmemesinin sonuçlarından kişisel olarak sorumlu olmayı üstlendiği sözleşme niteliğini taşımaktadır.
Pinsent Masons LLP
The consultation closes on 21 September 2017, and the FCA expects to publish its new rules early next year.
Duff and Phelps
In response to increasing concerns around investment advice, in early 2017, the JFSC launched an awareness campaign highlighting the potential dangers of high-risk investments and mis-selling.
Dillon Eustace
There are many options available to the start up manager to establish a track record and build the scale required to attract capital from key institutional investors across the globe.
Shearman & Sterling LLP
On 15 December 2017, the FRC published a bulletin entitled "The Auditor's Association with Preliminary Announcements made in accordance with U.K. Listing Rules."
Pinsent Masons LLP
New regulatory technical standards on ‘strong customer authentication and common and secure open standards of communication', which will apply under the EU's second Payment Services Directive (PSD2), ...
Dillon Eustace
On foot of increased pressure being placed on Irish banks by the European Central Bank (the "ECB") to deleverage their balance sheets, a number of Irish financial institutions...
Moroğlu Arseven
In January 2018, Turkey's Capital Markets Board ("Board") introduced new rules requiring capital markets institutions and publicly held companies to locate their primary and secondary information systems within Turkey.
Pinsent Masons LLP
Banks must not warn customers against using regulated third parties in the payment services market, a UK regulator has said.
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