Mondaq USA: Finance and Banking
Duane Morris LLP
It is fair to say that not many, if any, banks have internal controls or policies and procedures to identify and mitigate deficiencies in the bankruptcy practices of banks.
Arnold & Porter Kaye Scholer LLP
In late April, the Consumer Financial Protection Bureau released its 2017 Fair Lending Report outlining both supervision and enforcement activities for 2016 as well as the agency's priorities for 2017.
Smith Gambrell & Russell LLP
This memorandum provides a brief explanation and overview of tax-exempt Private Activity Bond (formerly known as Industrial Development Bond) financing under the Internal Revenue Code of 1986...
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Swap Dealer and Intermediary Oversight issued an exemption letter to a commodity pool operator ("CPO") of a number of pools operated pursuant to CFTC Rule 4.7.
Cadwalader, Wickersham & Taft LLP
The CFTC granted London-based NEX SEF Limited ("NEX SEF") full registration status with the CFTC as a swap execution facility ("SEF").
Cadwalader, Wickersham & Taft LLP
The Consumer Financial Protection Bureau ("CFPB") delayed the effective date of final rules on prepaid accounts by six months.
Cadwalader, Wickersham & Taft LLP
Federal Reserve System ("FRB") Governor Jerome Powell reviewed the regulatory response to the global financial crisis and offered his perspective on the state of current financial market infrastructure...
Cadwalader, Wickersham & Taft LLP
House Republicans released the Financial CHOICE Act of 2017. The bill is an update of the CHOICE Act of 2016.
Gross, Kleinhendler, Hodak, Halevy, Greenberg & Co.
Foreign private issuers that prepare their financial statements in accordance with IFRS may begin immediately to submit their financial statements in XBRL.
Orrick
On April 19, 2017, Fitch issued a report entitled Airport Operating Lease ABS Rating Criteria.
Smith Gambrell & Russell LLP
This memorandum provides a brief explanation and overview of tax-exempt Bond financing for 501(c)(3) nonprofit organizations under the Internal Revenue Code of 1986, as amended (the "I.R.C.").
Morrison & Foerster LLP
In researching and updating our treatise, Exempt and Hybrid Securities Laws, we regularly review recent literature regarding capital markets developments.
Mayer Brown
Dealing the Consumer Financial Protection Bureau another setback, on April 21, 2017, the DC Circuit Court of Appeals refused to enforce a Civil Investigative Demand issued by the CFPB.
Morrison & Foerster LLP
In April 2017, FINRA announced that it had revised its sanction guidelines for violations of its rules.
Mayer Brown
The NMLS MSB Call Report, described by the CSBS as "a new tool within the NMLS that will streamline MSB reporting, improve compliance by the industry, create the only comprehensive database...
Cadwalader, Wickersham & Taft LLP
The Municipal Securities Rulemaking Board ("MSRB") named Nanette Lawson its new Chief Financial Officer and Treasurer. Ms. Lawson was MSRB's Deputy Chief Financial Officer and Assistant Treasurer.
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") extended time-limited no-action relief to swap dealers ("SDs") that are subject to both U.S. and European margin...
Cadwalader, Wickersham & Taft LLP
The Consumer Financial Protection Bureau ("CFPB") published its fifth Fair Lending Report.
Arnold & Porter Kaye Scholer LLP
Republicans on the House Financial Services Committee, led by Chairman Jeb Hensarling (R-TX), released the text of their revised "Financial CHOICE Act" (FCA) legislation on April 19.
Smith Gambrell & Russell LLP
This Memorandum provides a brief explanation and overview of tax-exempt lease-purchase financing and certificates of participation ("COPs") in Georgia.
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Cadwalader, Wickersham & Taft LLP
In the event the DOL issues a final rule after April 10, 2017 that implements a delay in the applicability date.
Cadwalader, Wickersham & Taft LLP
The position is a first for the agency. Mr. Bush will start on April 10, 2017.
Cadwalader, Wickersham & Taft LLP
The new CFTC Director of the Division of Market Oversight ("DMO"), Amir Zaidi, discussed a shift in priorities within the division, and described structural changes that will affect the DMO...
Morrison & Foerster LLP
The Corporate Council of the Corporation Law Section of the Delaware State Bar Association released groundbreaking draft legislation proposing to amend several sections of the Delaware General Corporation Law (DGCL).
Jones Day
One of the regulatory pillars of the EMIR is the requirement for parties to collateralize the marked-to-market exposure in over-the-counter derivatives transactions that are not cleared by a central clearing system.
Arnold & Porter Kaye Scholer LLP
While closed-end real estate private equity funds (Real Estate Funds) are generally structured similarly to traditional private equity funds, there are several key differences.
Mayer Brown
A complaint filed March 23 by the bankruptcy trustee for Lam Cloud Management, LLC in the United States Bankruptcy Court for the District of New Jersey challenges two small business financing models:
Womble Carlyle
The Office of the Comptroller of the Currency (the "OCC") has released for public comment its proposed Licensing Manual Supplement (the "Supplement") for evaluating charter applications...
Thompson Coburn LLP
The Office of the Comptroller of the Currency issued guidance this week stating that it will not approve any fintech national bank application that would "inappropriately commingle banking and commerce,"...
Duane Morris LLP
Since late last year, many banks in California, New York and Pennsylvania have received demand letters from two law firms that claim the websites of those banks violate Title III of the Americans with Disabilities Act (ADA).
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