Mondaq UK: Finance and Banking
Shearman & Sterling LLP
On March 14, 2018, the U.K. Financial Conduct Authority published a policy statement explaining the methodology the FCA would expect to use if it needed to compel banks ...
Shearman & Sterling LLP
On March 15, 2018, the European Central Bank published a second consultation paper on a new unsecured overnight interest rate for euro transactions.
Shearman & Sterling LLP
On March 13, 2018, a Commission Delegated Regulation was published in the Official Journal of the European Union.
Shearman & Sterling LLP
On March 12, 2018, as part of its work on creating a European Capital Markets Union, the European Commission published a legislative package of amendments, comprising a proposed Regulation and a proposed Directive.
Shearman & Sterling LLP
On March 15, 2018, The Joint Committee of the European Supervisory Authorities published a final report on the use of Big Data by financial institutions.
Shearman & Sterling LLP
On March 16, 2018, the European Commission opened an exploratory consultation on implementing the final aspects of Basel III into EU law, which will require changes to the Capital Requirements ...
Shearman & Sterling LLP
On March 12, 2018, the European Commission published legislative proposals for a new EU covered bonds framework. The legislative package consists of a proposed Directive ...
Stevens & Bolton LLP
The Payment Services Regulations amends and sits alongside the existing Consumer Rights Regulations 2012.
Shearman & Sterling LLP
Any planning must take into account how relevant forthcoming legal and regulatory changes are likely to affect the firm.
Mishcon de Reya
As part of the wider articulation of its mission, the FCA has published a document outlining its approach to Enforcement.
Shearman & Sterling LLP
On March 14, 2018, the U.K. Payment Systems Regulator published a consultation on a review of the six formal General Directions (Directions GD 1-6) and one Specific Direction (SD1) it adopted in 2015 ...
Shearman & Sterling LLP
On March 14, 2018, the BSB published its Annual Review for the year 2017–2018. The BSB is a non-statutory organization established in April 2015 to help raise standards of behaviour and competence across the U.K.
Wrigleys Solicitors
We have compiled a list of grants, loans and other finance options for community-led housing and co-housing groups.
Pinsent Masons LLP
I would like to share the next edition of our fortnightly briefing with you, designed to offer an overview of the latest business issues in investment management.
Shearman & Sterling LLP
On March 12, 2018, the Banking Standards Board published the "BSB Statement of Principles for Strengthening Professionalism – The role of the firm," which is a guiding statement of principles ...
Shearman & Sterling LLP
On March 16, 2018, the Bank of England published a report entitled "Stress testing in the U.K. banking system: key elements of the 2018 stress test," providing details of the Annual Cyclical Scenario ...
24% of professional investors see the traditional banks as biggest challenge facing private debt funds ...
Osborne Clarke
MiFID II, which has been more than 7 years in the making, was brought into force on 3 January 2018.
In a Final Notice that showcases the importance the FCA places on the role of Chair, the FCA has banned former Co-op Bank Chair Paul Flowers from the financial services industry.
Stephenson Harwood
On 22 August 2017, Vanquis Bank Limited ("Vanquis") confirmed that it was co-operating with an investigation by the Financial Conduct Authority ("FCA")...
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Pinsent Masons LLP
New regulatory technical standards on ‘strong customer authentication and common and secure open standards of communication', which will apply under the EU's second Payment Services Directive (PSD2), ...
Google 'fintech' and you will get nearly 10 million results. Googling 'insuretech' brings up around 136,000. It seems that the techies don't fancy my old industry.
On 7 September 2016, the Financial Conduct Authority and the Prudential Regulation Authority announced new whistleblowing rules for banks, building societies, credit unions and some investment and insurance firms, in response to public demand for greater banking accountability.
Pinsent Masons LLP
The consultation closes on 21 September 2017, and the FCA expects to publish its new rules early next year.
Pinsent Masons LLP
The policy forms part of a formal risk management and governance framework for algorithmic trading, published by the PRA for consultation.
Cadwalader, Wickersham & Taft LLP
In December 2017, the UK Financial Reporting Council (the "FRC") proposed revisions to the UK Corporate Governance Code.
Pinsent Masons LLP
The FCA's new webpage contains its ideas for a global sandbox [14.02.02]. Its current sandbox only allows firms to test their ideas in the UK.
Pinsent Masons LLP
The European Commission has outlined a high level vision for a future EU-wide 'open banking' system.
Baker & McKenzie
Financial data is one of the most attractive data sets for hackers, so financial institutions are at a high risk of being attacked. The consequences of an attack can be severe.
It is already becoming clear that many of the themes and trends that dominated the asset management and investment funds agenda in 2017 ...
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