Mondaq UK: Finance and Banking > Financial Services
Dentons
High-profile cyber-attacks with unprecedented sophistication and depth of impact have put cyber-resilience at the heart of supervisory priorities but also financial stability.
Shearman & Sterling LLP
On June 27, 2018, following the enactment of the European Union (Withdrawal) Act 2018, HM Treasury set out its approach to "onshoring" EU financial services legislation under the Act.
Shearman & Sterling LLP
On June 25, 2018, the EBA published an Opinion on preparations for the withdrawal of the U.K. from the EU. The Opinion is addressed to EU national regulators and regulators in the European Free ...
Matheson
On 12 July the UK Government published its paper ‘The Future Relationship between the United Kingdom and the European Union' ...
Shearman & Sterling LLP
On June 29, 2018, the European Banking Authority published an amended draft Implementing Technical Standards specifying the benchmarking portfolios, templates and definitions ...
Jersey Finance Limited
The Jersey Financial Services Commission (JFSC) has issued a guidance note containing information about our approach to ICO activity.
Shearman & Sterling LLP
On June 27, 2018, the U.K. FCA published a Progress Report on its Strategic Review of Retail Banking Business Models. The FCA launched the Review in April 2017 ...
Field Fisher
On 1 April 2019 the FCA will become the regulator of claims management companies (CMCs) established or serving customers, in England, Wales and Scotland.
Shearman & Sterling LLP
On July 3, 2018, the FCA published a press release confirming the acceptance of 29 firms to begin testing in the fourth cohort of its regulatory sandbox.
Shearman & Sterling LLP
On July 4, 2018, the FCA published a consultation paper setting out proposals to introduce a new directory of financial services workers.
Shearman & Sterling LLP
On July 6, 2018, the draft Business Contract Terms (Assignment of Receivables) Regulations 2018 were laid before Parliament. The draft Regulations will invalidate terms in business contracts ...
Shearman & Sterling LLP
On July 5, 2018, the BoE, the PRA and the FCA published a joint discussion paper entitled "Building the UK financial sector's operational resilience."
Shearman & Sterling LLP
On June 28, 2018, following a consultation in October 2017 which closed on January 4, 2018, the U.K. Prudential Regulation Authority published a Policy Statement on changes to its large exposures framework.
Duff and Phelps
In this edition of Regulatory Focus, the experts in Duff & Phelps' UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued...
Shearman & Sterling LLP
On July 4, 2018, the U.K. Financial Conduct Authority published Policy Statements confirming the rule changes it will apply to extend the application of the Senior Managers & Certification Regimes ...
Travers Smith LLP
On 4 July 2018, the FCA published the following package of documents relating to the extension of the Senior Managers and Certification Regime (SMCR) to insurers and all FCA firms.
Cadwalader, Wickersham & Taft LLP
UK Financial Conduct Authority ("FCA") Chief Executive Andrew Bailey urged regulators and market participants to accelerate efforts to transition away from reliance on LIBOR.
Dentons
All FCA-regulated firms have been put on notice by the new FCA chairman, Charles Randell, that they need to make it clearer to consumers what personal data they are collecting about them and how it will be used.
Deloitte
The Bank of England (BoE) and the Financial Conduct Authority (FCA) have released a Discussion Paper (DP) on operational resilience, introducing enhanced expectations for Boards and senior management.
Shearman & Sterling LLP
On June 28, 2018, the U.S. Office of the Comptroller of the Currency announced updates to a number of supervision booklets, including the "Bank Supervision Process," "Community Bank Supervision," ...
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Shearman & Sterling LLP
On June 12, 2018, the U.K. Payment Systems Regulator published a discussion paper seeking feedback on the use of data in the payments industry.
GuernseyFinance
Pursuit of diversity in financial services needs to go "well beyond the boardroom", according to one of Britain's leading diversity campaigners.
Pinsent Masons LLP
The House of Commons Treasury Committee has published its Women in Finance Report [13.06.18]. The Report covers a range of topics including current levels of diversity; benefits of and barriers...
Dentons
High-profile cyber-attacks with unprecedented sophistication and depth of impact have put cyber-resilience at the heart of supervisory priorities but also financial stability.
Shearman & Sterling LLP
On June 7, 2018, the Council of the European Union and the European Parliament announced their agreement on new EU criminal sanctions for money laundering. The proposed Countering Money Laundering ...
TMF Group
In May, the Council of the European Union adopted the new Anti-Money Laundering Directive 5 (AML5), which among other things covers definitions and regulations for virtual currencies.
Shearman & Sterling LLP
On June 15, 2018, following its consultation in February 2018, the PRA published a Policy Statement and final new Supervisory Statement on Algorithmic Trading.
Shearman & Sterling LLP
On June 19, 2018, the Fifth Money Laundering Directive was published in the Official Journal of the European Union and will enter into force on July 9, 2018.
Shearman & Sterling LLP
On June 27, 2018, the U.K. FCA published a Progress Report on its Strategic Review of Retail Banking Business Models. The FCA launched the Review in April 2017 ...
Shearman & Sterling LLP
On June 13, 2018, the European Banking Authority published an Opinion on the implementation of the Regulatory Technical Standards on strong customer authentication ...
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