Mondaq Canada: Finance and Banking
Norton Rose Fulbright Canada LLP
On July 31st, the federal Department of Finance released its initial assessment of the inherent money laundering and terrorist financing risks in Canada.
Borden Ladner Gervais LLP
BC, ON, SK, NB, PEI, YK and Canada released draft legislation and regulations for the implementation of the Cooperative Capital Markets Regulatory System
McMillan LLP
As discussed in our previous bulletin, in 2015, the Office of the Superintendent of Financial Institutions Canada ("OSFI") substantially revised the Minimum Capital Test Guideline
McMillan LLP
Addressing a compliance burden for issuers, the Canadian Securities Administrators published proposed amendments to National Instrument 45-106 Prospectus Exemptions (NI 45-106) on August 13, 2015.
Borden Ladner Gervais LLP
The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial institutions.
Stikeman Elliott LLP
The Autorité des marchés financiers (AMF), Quebec's financial services regulator, has issued a notice to firms which can no longer rely on the so-called blanket derivatives exemption...
Norton Rose Fulbright Canada LLP
The Office of the Superintendent of Financial Institutions has released its annual feedback on Internal Capital Adequacy Assessment Process submissions filed in 2014.
Blake, Cassels & Graydon LLP
In preparation for the audit of Canada's anti-money laundering and terrorist financing regime by the Financial Action Task Force in the fall of 2015, FINTRAC have been very busy.
Stikeman Elliott LLP
As we noted last week, an expert panel recommended important reforms to Ontario's Personal Property Security Act (PPSA) as part of a broader study into modernizing Ontario business law.
Stikeman Elliott LLP
On July 22, 2015, the Mutual Fund Dealers Association of Canada (MFDA) published a consultation document proposing individual proficiency standards for Approved Persons selling Exchange Traded Funds (ETFs).
Stikeman Elliott LLP
The CRS will require the Canada Revenue Agency (CRA) to provide information to foreign tax authorities about accounts held in Canada by residents of their jurisdictions.
Blake, Cassels & Graydon LLP
Peter Hogg provides a brief summary of the Bank of Montreal v. Marcotte class action and explains how the court's decision affects not only national banks but also other federally regulated institutions in Canada.
Borden Ladner Gervais LLP
The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial institutions.
Borden Ladner Gervais LLP
On June 25, 2015, the Ontario Securities Commission (the OSC) issued OSC Staff Notice 81-727 Report on Staff's Continuous Disclosure Review of Mutual Fund Practices Relating to Portfolio Liquidity.
Borden Ladner Gervais LLP
On June 25, 2015, the Ontario Securities Commission (the OSC) issued OSC Staff Notice 81-727 Report on Staff's Continuous Disclosure Review of Mutual Fund Practices Relating to Portfolio Liquidity.
Norton Rose Fulbright Canada LLP
This Legal Update summarizes key issues and provides tips for investment fund issuers.
Stikeman Elliott LLP
The Ontario Securities Commission (OSC) published the most recent edition of The Investment Funds Practitioner on July 23, 2015.
Torkin Manes LLP
A recent decision of Justice McEwen dealt with an interesting issue concerning whether a party in receivership can sue the Receiver after an order discharging the Receiver.
Miller Thomson LLP
The Province of Quebec is a civil law jurisdiction. The widespread common law concept of holding security in trust for the benefit of others is not recognized under Quebec law.
Norton Rose Fulbright Canada LLP
Note that an index may satisfy the conditions described in the Notice without necessarily satisfying the definitions of "index mutual fund" or "index participation unit" in National Instrument 81-102 - Investment Funds
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McMillan LLP
As widely predicted, Budget 2015 proposes to reduce the amount that annuitants are required to withdraw from a Registered Retirement Income Fund ("RRIF") in 2015 and subsequent taxation years.
Moodys Gartner Tax Law LLP
This article provides an introduction to the Foreign Account Tax Compliance Act (FATCA) for Canadians and analyzes Canada's implementing legislation regarding FATCA.
McCarthy Tétrault LLP
The Canadian banking industry recently released the Payments Security White Paper, prepared by the six largest Canadian banks (BMO, CIBC, National Bank, RBC, Scotiabank, TD).
Goodmans LLP
The Government of Canada has recently introduced a package of regulatory amendments to the Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations...
Stikeman Elliott LLP
The CRS will require the Canada Revenue Agency (CRA) to provide information to foreign tax authorities about accounts held in Canada by residents of their jurisdictions.
Blake, Cassels & Graydon LLP
In preparation for the audit of Canada's anti-money laundering and terrorist financing regime by the Financial Action Task Force in the fall of 2015, FINTRAC have been very busy.
Field LLP
Promissory notes are often issued in the course of business arrangements and financial transactions to record indebtedness and financial obligations.
Cassels Brock
Commitment fees are a common feature of many lending arrangements whereby a lender is given additional compensation above and beyond the stated interest rate for agreeing to provide funding to the borrower.
Torkin Manes LLP
The Supreme Court of the United States has ruled on the liability of a company for opinion statements made in documents filed with the Security and Exchange Commission on a public offering.
McCarthy Tétrault LLP
The Department of Finance issued on July 4, 2015 for consultation proposed amendments (Proposed Amendments) to certain Regulations under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (Act).
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