Mondaq Canada: Finance and Banking
Field LLP
Promissory notes are often issued in the course of business arrangements and financial transactions to record indebtedness and financial obligations.
Minden Gross LLP
Towards year-end, you’ll hear about "tax-loss selling" if you’re an investor.
Blake, Cassels & Graydon LLP
By blanket order granted November 20, 2014, the Alberta Securities Commission (ASC) removed barriers to participation by institutional investors in private placements...
Aird & Berlis LLP
Crowdfunding is behind many successful companies, including virtual reality headset developer Oculus.
Stikeman Elliott LLP
The last few years have seen the development and implementation of various regulatory initiatives affecting the Canadian asset management industry, including amendments to the dealer, adviser and investment fund manager registration framework.
Stikeman Elliott LLP
In a recently released staff notice, staff of the Ontario Securities Commission (OSC) have provided guidance on the availability of certain exemptions from the dealer registration requirement under the Commodity Futures Act (CFA) that we believe is contrary to the prevailing interpretation among market participants.
Borden Ladner Gervais LLP
New streamlined and nationally harmonised regulation and a large pool of potential investors make Canada an attractive distribution market for UCITS (Undertakings for Collective Investment in Transferable Securities) funds.
Davis LLP
Visa Canada Corporation and MasterCard Canada, Inc. submitted separate and individual voluntary proposals to reduce their net consumer credit card interchange rates.
Borden Ladner Gervais LLP
On October 24, 2014 the Financial Services Commission of Ontario (FSCO) published for public consultation a draft investment guidance note entitled Prudent Investment Practices for Derivatives – IGN-002 (Note).
Miller Thomson LLP
On October 15, the Québec Minister of Finance approved changes to "Regulation 91-507 respecting trade repositories and derivatives data reporting."
Cassels Brock
Effective as of October 31, 2014, securities legislation in each of Ontario, Québec and Manitoba came into force that requires "local counterparties" which engage in derivative transactions to report certain derivatives transaction data to a designated trade repository.
Brian Koscak Blog
By Brian Koscak and Michael Brown – Effective as of October 31, 2014, securities legislation in each of Ontario, Québec and Manitoba came into force that requires "local counterparties" which engage in derivative transactions to report certain derivatives transaction data to a designated trade repository.
Stikeman Elliott LLP
Canadian jurisdictions participating in the cooperative capital markets regulator project announced today that the consultation period in respect of the draft Provincial Capital Markets Act (PCMA) and Capital Markets Stability Act (CMSA) has been extended to December 8, 2014.
Stikeman Elliott LLP
Quebec's Autorité des marchés financiers yesterday issued a decision in which it recognizes that the trade reporting rules of the U.S. Commodity Futures Trading Commission and those of the European Securities and Markets Authority are equivalent to the requirements imposed under Regulation 91-507. Under s. 26(5) of the Regulation.
Stikeman Elliott LLP
Quebec's Regulation to amend Regulation 91-507 respecting Repositories and Derivatives Data Reporting has now received Ministerial approval.
Stikeman Elliott LLP
Notices now remind derivatives market participants of the imminent requirement to identify counterparties to a transaction by a Legal Entity Identifier (LEI).
McMillan LLP
On October 16, 2014 the Canadian Securities Administrators published final changes to the regulatory framework for registrants.
Borden Ladner Gervais LLP
The CSA recently finalized amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and its Companion Policy.
Cassels Brock
Clients regularly ask us what happens if an Ontario Personal Property Security Act registration is made against them which was not authorized.
McInnes Cooper
On July 9, 2014, the Prince Edward Island Court of Appeal released its much awaited decision in BMO v. 100875 P.E.I. Inc. The decision will have a significant impact on PE’s construction industry and its financiers going forward
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McCarthy Tétrault LLP
On August 1, 2014, the Department of Finance issued for comment the Taxpayer Protection and Bank Recapitalization Regime: Consultation Paper.
Norton Rose Fulbright Canada LLP
On Monday, November 4, 2013, Hudson’s Bay Company ("HBC") completed its previously announced acquisition of all of the outstanding shares of Saks Incorporated ("Saks") in an all-cash transaction valued at approximately US$2.9 billion.
McMillan LLP
On March 24, 2014, Bank of Canada Deputy Governor Timothy Lane announced that steps were being taken by industry and regulators to put in place a code of conduct with regards to the submissions made by the banks on the panel that provides the daily quotes used to determine the Canadian Dealer Offered Rate.
Clyde & Co
There are several important issues that bear watching in the Canadian courts in connection with class actions.
Aird & Berlis LLP
Section 427 of the "Bank Act" provides a comprehensive scheme for the giving of security over certain assets from certain types of borrowers.
Davis LLP
Visa Canada Corporation and MasterCard Canada, Inc. submitted separate and individual voluntary proposals to reduce their net consumer credit card interchange rates.
Cassels Brock
Clients regularly ask us what happens if an Ontario Personal Property Security Act registration is made against them which was not authorized.
Blake, Cassels & Graydon LLP
A consultation draft of the uniform Provincial Capital Markets Act (PCMA) was released in September for public comment.
Borden Ladner Gervais LLP
A portfolio investment fund is defined by referring to the definition of "portfolio investment entity" in the SIFT rules in the Tax Act, with certain modifications.
McMillan LLP
On January 24, 2013, OSFI issued a letter highlighting OSFI's progress in implementing the G-20 reforms for over-the-counter derivatives markets.
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