Mondaq Canada: Finance and Banking
Minden Gross LLP
The Ontario Divisional Court has overturned a decision of the Financial Services Tribunal in which the Tribunal revoked a mortgage broker's license...
McMillan LLP
Financial technology or "FinTech" -- using information and communications technology to better deliver financial services -- has undergone explosive growth in recent years.
Stikeman Elliott LLP
The new harmonized Form 45-106F1 Report of Exempt Distribution (the New Report) that came into effect on June 30, 2016 imposes new disclosure obligations, including specific requirements applicable only to investment funds.
Osler, Hoskin & Harcourt LLP
In their complaint, the plaintiffs allege that the DOL lacked jurisdiction to make the Fiduciary Rule which they say will harm, rather than protect, retirement investors.
Gowling WLG
On June 17, 2016, the Department of Finance released amendments to the regulations of the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (the "New Amendments").
McMillan LLP
In keeping with the August 2015 version, the final version of the Guideline promotes four ORM principles.
Miller Thomson LLP
On June 9th, Bill 218 passed first reading. This Bill amends over fifty Ontario statutes, so you might have missed that Ontario is repealing its Bulk Sales Act ("BSA").
Borden Ladner Gervais LLP
The web site is a tool that IIROC designed to assist market participants to make more informed corporate bond trading and investment decisions.
Bennett Jones LLP
On July 7, 2016, the Canadian Securities Administrators Derivatives Committee published CSA Consultation Paper 95-401 entitled "Margin and Collateral Requirements for Non-Centrally Cleared Derivatives" with respect to minimum margin requirements for certain non-centrally cleared derivatives...
Affleck Greene McMurtry LLP
By May 2009, the plaintiff knew she had suffered a loss from the rep's conduct, but waited until January 2012 to issue her Statement of Claim.
McMillan LLP
On July 7, 2016, the OSFI released a letter advising FRFIs that it is tightening its supervisory expectations for residential mortgage underwriting.
Stikeman Elliott LLP
Yesterday the CSA published for comment a Consultation Paper proposing a framework for margin requirements on non-centrally cleared derivatives.
McCarthy Tétrault LLP
The Office of the Superintendent of Financial Institutions ("OSFI") issued the final version of Guideline E-21 – Operational Risk Management (the "Guideline") on June 29, 2016.
Norton Rose Fulbright Canada LLP
The high-paced growth of residential home prices, particularly in the Vancouver and Toronto markets, is continuing to generate concern both from the Bank of Canada and the Office of the Superintendent of Financial Institutions (OSFI).
Miller Thomson LLP
Most or all creditors who lend to farmers will be familiar with the Farm Debt Mediation Act, S.C. 1997, c. 21 (the "FDMA") and the need to serve a notice under the FDMA before taking action against a farmer.
Stikeman Elliott LLP
Specifically, IIROC is proposing that the 15% margin provision be excluded where a futures exchange calculates and publishes maintenance margin every day.
Clark Wilson LLP
In a recent Advisor article, Bernard Pinsky discusses the CSA's new proposals that, if adopted, may increase the cost of advisor services...
McCarthy Tétrault LLP
Ascertaining a client's identity requires a reporting entity to refer to certain information or documentation to "verify" a client's identity and to ensure that such information matches what the reporting entity knows about the client.
McCarthy Tétrault LLP
This legal update highlights the changes between the Proposed Amendments and the Final Amendments.
Gowling WLG
Our borrower was supposed to provide a general security agreement to secure its loan, and our back office made an Ontario PPSA registration against the borrower in anticipation of that.
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Norton Rose Fulbright Canada LLP
Based on the Guideline, it appears that the methods for verification of identity of individuals proposed in the Draft Regulations have not been substantially changed from what was proposed last summer.
Norton Rose Fulbright Canada LLP
New rules will come into force on June 30, 2016, that will affect the reporting of private placement transactions by investment funds.
McCarthy Tétrault LLP
In Krayzel Corp. v. Equitable Trust Co., 2016 SCC 18, the Supreme Court of Canada held that an interest rate increase that was structured as a lower rate in the absence of default infringed Section 8 of the Interest Act.
Gowling WLG
As financial institutions turn to technology to improve their processes and reduce costs, financial technology or "fintech" companies have entered the marketplace to compete with these institutions.
Dentons
Many retailers and shopping centre landlords use gift cards to build brand loyalty. These prepaid purchase cards come in a variety of types.
Miller Thomson LLP
Equipment lessors often object to their equipment being included in a receivership.
McCarthy Tétrault LLP
The protection of confidentiality, according to the AMF, is the primary motivation for whistleblowers to report incidents.
Blake, Cassels & Graydon LLP
On June 17, 2016, the federal government quietly released the final version of the long-awaited amended general regulations (Regulations) under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA).
Borden Ladner Gervais LLP
Risk management relating to pension plans has been a much-discussed topic among plan sponsors and administrators in recent years, particularly after the market crash in 2008.
Borden Ladner Gervais LLP
On June 14, 2016 the Ontario Superior Court allowed an action commenced by the estate of a deceased lottery winner to continue against her former investment advisors
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