Mondaq USA: Corporate/Commercial Law
Duane Morris LLP
The new law reverses that and orders the SEC to change the rules to permit reporting companies to utilize Reg A+.
Andrews Kurth Kenyon LLP
One might assume that a public company's acquisition of another business would be a drain on that company's equity plan share reserve because of conversion ...
Duff and Phelps
Unclaimed Property Reporting – three words that have kept many state tax and compliance specialists at U.S. corporations awake at night.
Duff and Phelps
This book also includes three intra-year quarterly updates.
Duff and Phelps
This book includes one semi-annual update with data through June and September.
Akin Gump Strauss Hauer & Feld LLP
On May 11, 2018, the U.S. Securities and Exchange Commission's (SEC) Division of Corporation Finance (the Division) consolidated and updated its interpretations of the proxy rules and Schedules 14A and 14C.
Cadwalader, Wickersham & Taft LLP
To do so, he said, required consideration of how a best interest standard would interact with a wide range of products, services and types of advice.
Cadwalader, Wickersham & Taft LLP
FINRA will amend its disclosure review procedure to more effectively assist member firms researching prospective hires as associated persons.
Cadwalader, Wickersham & Taft LLP
FINRA proposed a rule change with the SEC to modify the structure and governance of District Committees to reflect the regions in which FINRA's districts are administratively grouped and managed by FINRA.
Morgan Lewis
Deputy Attorney General Rod Rosenstein delivered remarks on May 21 at the Mayflower Hotel in Washington, DC, as part of Compliance Week's 2018 Annual Conference for Risk Professionals.
Morrison & Foerster LLP
In this post, we discuss eight key items to consider before staging an ICO.
Duff and Phelps
This book also includes one semi-annual update with data through September.
Arnold & Porter
n May 11, the SEC's Division of Corporation Finance issued 45 proxy C+DIs to replace previous proxy interpretations set forth in its Telephone Interpretations Manual and March 1999 Supplement.
Cooley LLP
Having a board evaluation is a regular event for most public companies. But is it a productive practice or just another corporate governance kabuki—a perfunctory, check-the-box exercise with no real impact?
Akin Gump Strauss Hauer & Feld LLP
Beginning May 11, 2018, the new Financial Crimes Enforcement Network (FinCEN) customer due diligence rule (the "CDD Rule") will require covered financial institutions to identify...
Shearman & Sterling LLP
On May 11, 2018, the United States Court of Appeals for the Tenth Circuit affirmed the district court's dismissal of a putative class action asserting claims under Sections 10(b) and 20(a) of the Exchange Act against...
Withers LLP
Approved by the SEC, the Amendments to the Financial Industry Regulatory Authority's Customer Confirmation Rule 2232 (the "Amended FINRA Rules") took effect on May 12, 2018.
Morgan Lewis
Updated for the first time in more than a decade, the new guidance for proxy rules and statements provides significant changes to certain disclosure requirements in the context of proxy solicitations.
Arnold & Porter
On April 20, 2018, the Court of Appeals for the Ninth Circuit held in Varjabedian v. Emulex Corp. that a violation of Section 14(e) of the Securities Exchange Act of 1934, 15 U.S.C. ง 78n(e), ...
TMF Group
Land of opportunity or challenge? As the world's biggest economy, the United States of America is a magnet for foreign companies looking to invest overseas.
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Ruchelman PLLC
Change driven by development of intellectual property ("I.P.") is now a constant. Whether the I.P. user is a tax adviser accessing a digital library, an auto mechanic interfacing with an engine...
Carlton Fields
As of this inaugural publication, there exists no uniformity with respect to how businesses that deal in virtual currencies (also known as "cryptocurrencies") such as Bitcoin are treated among the states.
Schnader Harrison Segal & Lewis LLP
Last November, Deputy Attorney General Rod Rosenstein announced a new enforcement policy. Under the new policy, businesses subject to the FCPA may avoid criminal liability by self-reporting wrongdoing, ...
Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Jones Day
The Situation: In what may indicate a sea change in terms of who the Department of Justice ("DOJ") is willing to pursue in False Claims Act cases, a private equity firm has been named as a co-defendant in a False Claims Act complaint, along with one of its portfolio companies.
Cooley LLP
As discussed in this PubCo post, both ISS and Glass Lewis recommended voting against a proposal to ratify the appointment of GE's auditor, KPMG, at the 2018 GE annual shareholders meeting...
Ruchelman PLLC
Commencing in January 2018, the I.R.S. began a new centralized audit regime with respect to partnerships. It replaces the concept of a "Tax Matters Partner" with a "Partnership Representative.
Cadwalader, Wickersham & Taft LLP
Delaware courts have recently issued decisions that have fundamentally altered corporate governance litigation.
Jones Day
Jones Day's Ann Hollenbeck and Courtney Carrell discuss an unexpected False Claims Act action as a private equity firm faces FCA liability.
Day Pitney LLP
The Securities and Exchange Commission (SEC) recently voted to propose standards of conduct for broker-dealers and investment advisers.
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