Mondaq USA: Corporate/Commercial Law
Proskauer Rose LLP
U.S. District Judge Jed Rakoff denied motions for judgment as a matter of law or for a new trial after a jury found the defendants civilly liable for insider trading.
Womble Carlyle
For many years Silicon Valley has been the center of the universe for technology companies worldwide, attracting overseas talent and capital, and providing a model for innovation and growth.
Archer & Greiner P.C.
A further reduction in value is received when the interest transferred is not readily marketable because of restrictions imposed in the agreement controlling the transfer of those interests.
Cadwalader, Wickersham & Taft LLP
On November 28, 2016, Governor Cuomo signed into law Chapter 466 of the Laws of New York of 2016 (Assemb. Bill 10365B) (the "2016 Amendment").
Reed Smith
At a recent Practicing Law Institute panel, several of the regulators, including the Director of the Division of Enforcement at the SEC, spoke about the general priorities and trends in the enforcement area.
Morrison & Foerster LLP
Institutional Shareholder Services Inc. and Glass, Lewis & Co., LLC ("Glass Lewis") recently updated the guidelines they will use to inform their voting recommendations for the 2017 proxy season.
Sheppard Mullin Richter & Hampton
On October 26, 2016, the Securities and Exchange Commission amended its existing safe harbor rule for intrastate investing, Rule 147, and added a new intrastate safe harbour...
Orrick
As of November 28, 2016, the Federal Trade Commission (FTC) has expanded the filing obligations under the HSR Act by requiring filers to submit certain documents analyzing a deal or affected markets
Archer & Greiner P.C.
Time well spent. While the Securities and Exchange Commission focused a lot of its time and resources planning and coordinating resolutions of Foreign Corrupt Practices Act (FCPA) cases in 2015...
Cadwalader, Wickersham & Taft LLP
MSRB rule amendments to MSRB Rule G-15 and MSRB Rule G-30, which will require broker-dealers and municipal dealers to disclose the markup or markdown on retail customer confirmations...
Cadwalader, Wickersham & Taft LLP
The SEC voted to renew the charter of the Equity Market Structure Advisory Committee ("EMSAC").
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
While potentially a new tool to raise capital, Rule 504 should be evaluated in comparison to other options for exemption.
Proskauer Rose LLP
On November 18, 2016, outgoing SEC Chair Mary Jo White delivered a speech at New York University School of Law entitled "A New Model for SEC Enforcement: Producing Bold and Unrelenting Results."
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
A recent First Circuit decision raises the pleading bar for plaintiffs asserting violations of Section 11 of the Securities Act.
Orrick
Orrick Antitrust & Competition partner Jim Tierney moderated a panel on "International Mergers: Working Across Multiple Jurisdictions" at the 2nd edition of the Global Antitrust Economics Conference...
Cadwalader, Wickersham & Taft LLP
The SEC Division of Corporation Finance provided interpretive guidance that confirmed that a registered broker-dealer and investment adviser's proposed procedures...
WilmerHale
Dave Gammell, in this article published by Xconomy, explains why before taking money, entrepreneurs need to be forthright about where they stand on the key issues that can derail a promising venture and devastate a partnership.
Fox Rothschild LLP
Fox Rothschild LLP was featured in the Daily Local News article, "Lasko Sold to Investment Firms, Family CEO To Retire."
WilmerHale
The IPO market produced 19 IPOs in October, representing the highest monthly figure since the 33 IPOs in June 2015.
Orrick
This article focuses on two of the principal forms of venture capital documentation – US (NVCA) and UK (BVCA)...
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Strasburger & Price, L.L.P.
Jonathan Barnett signed an employment contract agreeing to work for DynCorp, a private contractor that provided logistic support to the United States Army in Kuwait
Shearman & Sterling LLP
On October 28, 2016, the EBA launched a consultation on draft revised Guidelines on internal governance for credit institutions and investment firms.
Fox Rothschild LLP
Fox Rothschild LLP was featured in the Venture Capital Access Online article, "Lasko Holdings Acquired by Comvest and JW Levin Management Partners."
Morrison & Foerster LLP
On October 26, 2016, the SEC adopted final rules (1) amending Rule 147 and Rule 504 under the Securities Act of 1933...
Fox Rothschild LLP
Fox Rothschild LLP was featured in the Philly.com article, "After 110 Years, Family Sells West Chester Fan-Maker to Private-Equity Firms."
Cadwalader, Wickersham & Taft LLP
The Board of Directors of the National Futures Association ("NFA") named Thomas Sexton to replace Daniel Roth as NFA President and CEO, effective March 1, 2017.
Cadwalader, Wickersham & Taft LLP
The SEC adopted a final rule to expand the required reporting and disclosure of information by registered investment companies.
Butler Snow LLP
The Tennessee Business Court found occasion to deal with personal jurisdiction and forum non conveniens issues...
Shearman & Sterling LLP
In this newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers...
Reed Smith
In a panel at the Securities and Exchange Commission's recent forum on Innovation in FinTech, experts discussed blockchain's potential role in corporate processes . . .
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