Mondaq USA: Corporate/Commercial Law
Cadwalader, Wickersham & Taft LLP
In a memorandum titled "In Wake of the Panama Papers, Treasury Proposes New Reporting Requirements for Foreign-Owned Legal Entities," Cadwalader attorneys examined Treasury-proposed regulations...
Morrison & Foerster LLP
On May 16, 2016, the North American Securities Administrators Association (NASAA) released for public comment its proposed model rule and uniform notice filing form for crowdfunded offerings.
Morrison & Foerster LLP
Certain adjustments, although not explicitly prohibited, may violate Rule 100(b) of Regulation G because they cause the presentation of the non-GAAP measure to be misleading.
In April, the Securities and Exchange Commission (SEC) adopted its final business conduct rules for security-based swap dealers. The Commodity Futures Trading Commission (CFTC) adopted parallel rules for swap dealers in 2012.
Akin Gump Strauss Hauer & Feld LLP
The Securities and Exchange Commission's Division of Corporation Finance recently released 12 new and updated Compliance & Disclosure Interpretations addressing the use of non-GAAP financial measures.
Spokeo concerns a representative plaintiff—Thomas Robins—whose biographical information was inaccurately reported by Spokeo Inc.
Cadwalader, Wickersham & Taft LLP
The proposed form would (i) incorporate documents filed on EDGAR, (ii) incorporate "consent to service of process" language rendering a Form U-2 unnecessary, and (iii) allow for filing across multiple jurisdictions.
Kaye Scholer LLP
The SEC's Division of Corporation Finance issued several C&DIs on May 17, 2016 regarding the use of non-GAAP financial measures.
Proskauer Rose LLP
Last week, representatives of the U.S. Securities and Exchange Commission ("SEC") and the U.S. Department of Justice ("DOJ") participated in Sandpiper Partners LLC's Annual SEC/DOJ Enforcement 2016 Panel...
Cadwalader, Wickersham & Taft LLP
The SEC solicited comment on a proposed national market system plan that would create a single, comprehensive database of all trading activity in the U.S. equity and options markets (the "consolidated audit trail" or "CAT" plan).
Cadwalader, Wickersham & Taft LLP
In its amicus curiae brief, SIFMA cautioned that weakening class certification requirements subjects companies to "abusive class actions" and the potential for "blackmail settlements."
Proskauer Rose LLP
The Toshiba ruling is perhaps the first court decision squarely holding that the federal securities laws do not apply to unlisted, unsponsored ADRs.
Shearman & Sterling LLP
On 28 October 2015, two sets of regulations relating to the Modern Slavery Act 2015 ("MSA") were published.
Akin Gump Strauss Hauer & Feld LLP
This week we highlight NYU's SEC Enforcement Activity against Public Companies and Their Subsidiaries - Midyear FY 2016 Update
Akin Gump Strauss Hauer & Feld LLP
PRC state media outlet CCTV has interviewed Akin Gump entertainment and media partner Christopher Spicer on "Mega mergers and the China factor."
Cadwalader, Wickersham & Taft LLP
The SEC adopted new Rule 2273 that establishes an obligation on its members to deliver an educational communication in connection with member recruitment practices and account transfers.
McDermott Will & Emery
The answer is . . . it depends. It depends on the scope of the materials taken, their relationship to the relator's claim, and the breadth of the disclosure.
The Commission announced on Friday that it has awarded a whistleblower over $3.5 million for providing information that did not lead to a new investigation, but rather only served to bolster an ongoing investigation.
Akin Gump Strauss Hauer & Feld LLP
In late April and early May, the National Credit Union Administration, Federal Deposit Insurance Corporation, Federal Housing Finance Agency, the Board of Governors of the Federal Reserve System, Officer of the Comptroller of the Currency, and the Securities and Exchange Commission (SEC) jointly issued proposed regulations that would impose significant requirements for the payment of incentive-based compensation
McDermott Will & Emery
On May 16, 2016, the final rules adopted by the Securities and Exchange Commission (SEC) with respect to Title III of the Jumpstart Our Business Startups Act (JOBS Act) took effect (except for certain forms allowing funding portals to register with the SEC, which became effective on January 29, 2016).
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Morrison & Foerster LLP
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Morrison & Foerster LLP
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international anti-corruption developments from the past month...
Ropes & Gray LLP
With New Year's behind us and roughly four and a half months to go until the calendar 2015 conflict minerals filings are due, many companies are ramping up their compliance efforts in earnest.
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
Since the summer of 2015, a great deal of attention has focused on whether the proposed Anthem/Cigna and Aetna/Humana mergers will be approved by federal and state antitrust regulators.
Grant Thornton LLP
The IRS has released temporary and proposed regulations that bar partners from being treated as employees of a disregarded entity (DRE) owned by their partnership.
Proskauer Rose LLP
As we previously discussed, SEC Chair Mary Jo White recently delivered the keynote address at the Silicon Valley Initiative hosted by the SEC-Rock Center for Corporate Governance at Stanford University.
Proskauer Rose LLP
Yesterday, SEC Director of Enforcement Andrew Ceresney gave a keynote address on Private Equity Enforcement.
Fox Rothschild LLP
Most successful startup companies will eventually mature to the point where they need to raise a round of institutional venture capital.
Reed Smith
Ever since the Target and Home Depot breaches were traced to intrusions at their vendors, the management of cybersecurity at third-party vendors has been a focus of companies and regulators.
Foley Hoag LLP
In the realm of cybersecurity, we defend claims brought by private parties or governmental entities against companies facing the fallout from a data breach.
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