Mondaq USA: Finance and Banking
Shearman & Sterling LLP
On August 5, 2014, the International Organization of Securities Commissions announced the launch of an information repository for central clearing requirements for OTC derivatives.
Shearman & Sterling LLP
On August 18, 2014, the European Banking Authority published new XBRL taxonomy for national regulators to provide data to the EBA.
Shearman & Sterling LLP
On August 8, 2014, ESMA published the final translated Guidelines on reporting obligations under the Alternative Investment Fund Managers Directive.
Shearman & Sterling LLP
The European Commission published its report to on the operation of the European Supervisory Authorities and the European System of Financial Supervision.
Shearman & Sterling LLP
The EBA published a consultation on the criteria it will take into account when exercising its product intervention powers under MiFIR.
Shearman & Sterling LLP
The ECB is conducting a comprehensive assessment of banks deemed to be significant under the Single Supervisory Mechanism.
Shearman & Sterling LLP
The RTS have now been submitted to the European Commission for adoption.
Shearman & Sterling LLP
On August 5, 2014, the Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014 was published.
Shearman & Sterling LLP
On August 5, 2014, the European Securities and Markets Authority ("ESMA") published Guidelines and Recommendations on the implementation of the Principles for Financial Market Infrastructures (the "PFMIs") for CCPs.
Orrick
Following the release by BES of its half year results, it was apparent that the financial stability of BES was more questionable than many had suspected.
Jones Day
For the benefit of our clients and friends investing in European distressed opportunities, our European Network is sharing some current developments.
Jones Day
For the benefit of our clients and friends investing in European distressed opportunities, our European Network is sharing some current developments.
Orrick
On August 5, IOSCO unveiled its new information repository for central clearing requirements relating to over the counter derivatives.
Orrick
The OCC released an updated booklet providing guidance to examiners and bankers on assessing and managing the risks associated with merchant processing activities.
Blank Rome LLP
New Jersey Assembly Bill A347 amended a statutory provision that allows municipalities to impose penalties on creditors for failure to remedy municipal ordinance violations.
Reed Smith
The SEC recently issued new guidance on the use of pricing services, buried in the bowels of the July 23 release adopting money market fund reforms.
Reed Smith
We want to highlight what could become important relief for mutual funds with respect to registration as commodity pool operators or commodity trading advisers.
Nutter McClennen & Fish LLP
The repeal of the banking agencies’ consumer credit practices rules does not indicate that the unfair or deceptive practices described in the repealed rules are now permissible.
Jones Day
The New York State Department of Financial Services recently became the first state regulator to propose a regulatory framework for the bitcoin virtual currency industry.
Shearman & Sterling LLP
On August 15, 2014, the Board of Governors of the Federal Reserve System and the Federal Deposit Insurance Corporation issued additional guidance following review of the first submission of resolution plans made by 117 US bank holding companies.
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Thompson Coburn LLP
A typical lender is often managing tens of thousands of accounts of all different types and in various states of financial health.
Hughes Hubbard & Reed LLP
The SEC has adopted amendments to Rule 506 under the Securities Act of 1933 that permit general solicitation and general advertising in securities offerings under this exemption from securities registration provided all purchasers are accredited investors.
Shearman & Sterling LLP
The credit valuation adjustment charge in Basel III appears, at first glance, to be the preserve of quantitative analysts and the like.
WilmerHale
FinCEN issued proposed regulations that would formalize certain financial institutions’ Customer Due Diligence requirements.
Jones Day
As in 2012, banking and financial services companies were conspicuously absent from the Top 10 List of public-company bankruptcy filings for 2013.
Butler Snow LLP
Among the amendments to the ability-to-repay/qualified mortgage rule issued by the CFPB on July 10 were changes to the detailed requirements in new Appendix Q.
Reed Smith
Overseas Shipping Group ("Overseas") recently sued its former attorneys, a prominent New York-based law firm, for legal malpractice in drafting credit agreements that resulted in the company incurring an estimated $463 million in tax liability.
McGuireWoods LLP
With one or two significant exceptions, I usually write about settlement tactics that don't work.
Withers LLP
FATCA was enacted in response to concerns that US taxpayers were avoiding US tax by using offshore financial institutions to hide assets.
Carter Ledyard & Milburn
Broker-dealers using social media for business purposes face new scrutiny from FINRA, which has issued two detailed Regulatory Notices and a new rule on electronic communications with the public.
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