Mondaq USA: Finance and Banking
Shearman & Sterling LLP
On November 6, 2017, Commodity Futures Trading Commission Chairman J. Christopher Giancarlo authored an opinion piece in the Wall Street Journal warning of potential consequences ...
Shearman & Sterling LLP
On November 10, 2017, the European Commission launched a consultation on proposals for statutory prudential backstops to address insufficient provisioning for newly originated loans that turn into non-performing loans.
Lowndes, Drosdick, Doster, Kantor & Reed, P.A.
The Distressed Condominium Relief Act ("DCRA") is currently set to expire on July 1, 2018. More specifically, effective July 1, 2018, acquirers of distressed condominium units will no longer be eligible ...
Shearman & Sterling LLP
On February 1, 2018, the OCC and the U.S. Board of Governors of the Federal Reserve System released the 2018 scenarios for the Dodd-Frank Act Stress Test (DFAST) ...
Shearman & Sterling LLP
On February 5, 2018, the U.S. Office of the Comptroller of the Currency, the U.S. Board of Governors of the Federal Reserve System, the U.S. Federal Deposit Insurance Corporation, the U.S. Farm Credit Administration ...
Shearman & Sterling LLP
On February 6, 2018, the European Securities and Markets Authority published a final report and final draft Implementing Technical Standards on forms and procedures for cooperation of National Regulators ...
Cadwalader, Wickersham & Taft LLP
Chair of the Board of Governors of the Federal Reserve System ("FRB") Jerome H. Powell pledged to preserve the "essential" financial regulatory gains made ...
Cadwalader, Wickersham & Taft LLP
The CFTC requested a budget of $281.5 million for fiscal year 2019. This is the same amount requested in FY 2018 and a $31.5 million increase over the request in FY 2017.
Shearman & Sterling LLP
On 11 October 2017, the U.S. Securities and Exchange Commission (SEC) proposed certain amendments to Regulation S-K to simplify and streamline disclosures made by public ...
Morrison & Foerster LLP
Over time, the Staff has provided guidance to mortgage REITs in the form of no-action letters regarding the types of securities that it deems to be qualifying assets.
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Rostin Behnam provided his perspective on 2018 priorities for the Market Risk Advisory Committee ("MRAC").
Cadwalader, Wickersham & Taft LLP
The proposed amendments to the examinations do not affect any FINRA rules or by-laws.
Ropes & Gray LLP
On February 9, 2018, a three-judge panel of the United States Court of Appeals for the District of Columbia Circuit (the "D.C. Circuit Court") invalidated the credit risk retention rule, 79 Fed. Reg. 77,601...
Ropes & Gray LLP
Historically, delayed draw term loans ("DDTLs") were generally seen in the middle market, non-syndicated world of leveraged loans. DDTLs were used in bespoke arrangements ...
Shearman & Sterling LLP
Chairman Jay Clayton of the SEC and Chairman J. Christopher Giancarlo of the CFTC on February 6, 2018 discussed the role of their respective agencies with respect to regulatory oversight of virtual currencies.
Shearman & Sterling LLP
On November 8, 2017, Acting Comptroller of the US Office of the Comptroller of the Currency Keith Noreika questioned the US regulatory requirement for banks to maintain a separation between banking and commerce.
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
If your company is one of the broad group of businesses licensed by the New York Department of Financial Services (NY DFS), a very important deadline is bearing down on February 15.
Cadwalader, Wickersham & Taft LLP
AMP Global Clearing LLC ("AMP"), a registered futures commission merchant, agreed to pay a $100,000 penalty to settle CFTC charges that AMP failed to supervise the implementation of critical provisions in its information systems security program ("ISSP").
Cadwalader, Wickersham & Taft LLP
CFTC Chief of Staff Michael Gill, along with the heads of the major CFTC operating divisions, provided an update on Project KISS ("Keep It Simple, Stupid") and described CFTC efforts to simplify regulations and address outdated rules.
Carlton Fields
Plaintiffs in both suits alleged that this scheme (between the mortgagee and the PMI insurer) violated RESPA's anti-kickback and anti-fee splitting provisions between the mortgagee and the PMI insurer.
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BakerHostetler
On Dec. 5, 2017, the Federal Trade Commission reached a settlement with three defendants who it alleged partook in deceptive, abusive and unfair debt collection practices ...
Davis & Gilbert
2018 may be the beginning of the end of an education finance system that has resulted in overburdened students and families struggling to pay back loans that were too high at their inception...
Hughes Hubbard & Reed LLP
HSBC seems no stranger to regulatory news in the United States recently.
Cadwalader, Wickersham & Taft LLP
In addition to imposing the fine, the Order requires the Bank's branches to submit periodic progress reports to their applicable Federal Reserve Banks detailing steps taken to comply with the conditions of the Order.
Poyner Spruill LLP
Twelve years old. In North Carolina, a person as young as twelve years old may ride alone in a fully autonomous—or, "driverless"—vehicle.
Reed Smith
On Tuesday February 6, 2018, U.S. Treasury Secretary Steven Mnuchin, in a speech before the House Financial Services Committee, offered some insights into how the Treasury Department ...
Kramer Levin Naftalis & Frankel LLP
The CFTC filed a federal court enforcement action, charging commodity fraud and misappropriation related to the ongoing solicitation of customers for a virtual currency known as My Big Coin (MBC).
Carlton Fields
Deficiency: a deficiency action is not an action to collect a consumer debt and, therefore, section 559.715, Florida Statutes, requiring 30 days' notice before any action to collect the debt...
Jones Day
For investment advisers (registered, exempt reporting, and unregistered), there are myriad recurring obligations and undertakings to keep in mind.
Mayer Brown
The U.S. Court of Appeals for the D.C. Circuit (the "court") has issued its long-awaited en banc decision in PHH v. CFPB.
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