Mondaq USA: Finance and Banking
Orrick
On June 8, 2017, the European Parliament's Committee on Economic and Monetary Affairs ("ECON") published its draft report on the proposed Regulation amending the Capital Requirements Regulation...
Troutman Sanders LLP
We previously reported on oral arguments in this case during which the Court expressed some hesitation, making the outcome uncertain at that time.
Womble Carlyle
ST. PETERSBURG, FLA.—Womble Carlyle attorney Merrick Benn was a speaker at the Equipment Leasing & Finance Association (ELFA) Legal Forum.
Troutman Sanders LLP
The CFPB sent letters to the top retail credit card companies at the beginning of June, encouraging the companies to use more transparent promotions, citing a major retailer's decision to end...
Cadwalader, Wickersham & Taft LLP
The FDIC named M. Anthony Lowe as Ombudsman and Director of the Office of the Ombudsman. Mr. Lowe was the FDIC's Chicago Regional Director for the Divisions of Risk Management...
Cadwalader, Wickersham & Taft LLP
The Consumer Financial Protection Bureau ("CFPB") is seeking public comment on proposed changes to the "prepaid card accounts" rule ("prepaid rule") under Regulation E and Regulation Z.
Morrison & Foerster LLP
"Last year, Nasdaq, solicited comments on our shareholder approval rules. These rules were adopted in 1990 and have remained largely unchanged since then.
Reed Smith
A number of states have jumped into the FinTech fray by enacting legislation or issuing guidance regarding new technologies and digital currencies.
Cadwalader, Wickersham & Taft LLP
A U.S. District Court judge for the Southern District of Florida entered a Consent Order against a Florida-based telemarketing firm and its owners...
Cadwalader, Wickersham & Taft LLP
Currently, the pilot program is set to expire on July 18, 2017. The proposal would extend the pilot program to July 18, 2018.
Cadwalader, Wickersham & Taft LLP
The U.S. Treasury Department requested recommendations and information from the public to identify Treasury regulations that can be "eliminated...
Kramer Levin Naftalis & Frankel LLP
On June 13, the U.S. Department of the Treasury released its report to President Donald J. Trump in response to Executive Order 13772 issued on Feb. 3, which set forth the "core principles"...
Cadwalader, Wickersham & Taft LLP
CFTC Acting Chair J. Christopher Giancarlo appointed Erica Elliott Richardson to be the Director of the Office of Public Affairs ("OPA").
Cadwalader, Wickersham & Taft LLP
The SEC and the CFTC declined to issue a joint interpretation on whether a particular agreement is classified as a swap, security-based swap, or mixed swap.
Cadwalader, Wickersham & Taft LLP
The U.S. Treasury Department ("Treasury") released a report pursuant to President Trump's February Executive Order establishing core principles for improving the financial system (see previous coverage).
Morrison & Foerster LLP
As required by the President's Executive Order 13772 setting forth the core principles that should be taken into account in connection with the regulation of the U.S. financial system, ...
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker provides a list of upcoming comment deadlines and expiration dates.
Cadwalader, Wickersham & Taft LLP
FINRA filed a proposed rule change relating to the implementation date of rules requiring firms to use two new trade modifiers when reporting transactions in U.S. Treasury Securities to FINRA via the TRACE.
Cadwalader, Wickersham & Taft LLP
In a recent memorandum, Cadwalader attorneys Jason Halper, Jodi Avergun, Joe Moreno, Lex Urban, Kendra Wharton and Aaron Buchman posited that the "Financial CHOICE Act of 2017"...
Cadwalader, Wickersham & Taft LLP
On June 8, 2017, the House of Representatives passed the "Financial CHOICE Act of 2017" (H.R. 10) (the "CHOICE Act").
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Wilson Elser Moskowitz Edelman & Dicker LLP
In the wake of the promulgation of new cybersecurity regulations by New York State's Department of Financial Services, Colorado has proposed cybersecurity regulations for broker-dealers, investment advisers and other fund managers in the ever-changing privacy landscape.
GuernseyFinance
Originally designed for use in the captive insurance sector, the protected cell company has established itself as a go-to-solution for a wide range of fund structuring in the 20 years since...
Arnold & Porter Kaye Scholer LLP
As part of their diversified investment programs, many family offices invest in private alternative investment funds, which may include real estate funds, hedge funds, private equity funds...
Pryor Cashman LLP
In a recent article for the New York Law Journal, Partner Jeffrey Alberts and Associate Dustin Nofziger examined how federal regulations concerning confidential supervisory information can interfere...
Morrison & Foerster LLP
On 4th May 2017, the European Commission announced its proposals to amend the current European Market Infrastructure Regulation (Reg. No. 648/2012) ("EMIR").
Rubinstein & Rubinstein LLP
The value of Bitcoin has surged 125% in 2017 alone. In addition to its value ascent, it has also gained in legitimacy.
Kramer Levin Naftalis & Frankel LLP
On April 6, the 21st Century Glass-Steagall Act of 2017 (GSA) was introduced in the U.S. Senate by Elizabeth Warren, D-Mass., with John McCain, R-Ariz., Maria Cantwell, D-Wash. and Angus King...
Parker Poe
Getting charged extra for a late payment is standard protocol in lending practices.
Kramer Levin Naftalis & Frankel LLP
This alert examines the key provisions of the Financial CHOICE Act, which, if passed, would significantly alter the Dodd-Frank Act, repealing many post-financial crisis rules and regulations.
Proskauer Rose LLP
The CFTC first proposed some form of these amendments to its Whistleblower Rules last year.
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