Mondaq USA: Finance and Banking
Orrick
On March 9, 2017, the European Money Markets Institute ("EMMI") issued a paper that considered the legal grounds for a proposed reform to EURIBOR.
Orrick
On March 8, 2017, the European Banking Authority ("EBA") issued a report that considered the disclosure requirements in relation to the liquidity coverage ratio.
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
On March 15, 2017, the Securities and Exchange Commission published in the Federal Register for comment proposed amendments to Rule 15c2-12 under the Securities Exchange Act of 1934 . . .
Orrick
On March 2, 2017, the New York Supreme Court, Appellate Division, First Department reversed a decision from the New York Supreme Court and dismissed a complaint filed by two hedge funds...
Orrick
On March 8, 2017, Fitch issued a report entitled U.S. Auto Lease ABS Rating Criteria.
Foley & Lardner
On March 1, 2017, the SEC issued Release No. 34-80130 proposing several amendments to its Rule 15c2-12 that would add two new events to the list of events that must be included...
Holland & Knight
An Employee Stock Ownership Plan (ESOP) is a powerful and effective tool that can be used for addressing many different issues facing closely held banks. For shareholders in a closely held bank...
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Market Oversight ("DMO") extended no-action relief to members of ISDA and the Futures Industry Association ("FIA") regarding the masking of certain identifying information...
Cadwalader, Wickersham & Taft LLP
Comptroller of the Currency Thomas J. Curry described the "diversity" of banking entities in the American financial system. In an address at Central Connecticut State University...
Cadwalader, Wickersham & Taft LLP
In the latest installment of the Office of Financial Research ("OFR") Brief Series, analysts estimated that risk exposure for dealers could be reduced by up to 81% if U.S. Treasuries repo services...
Miles & Stockbridge
The U.S. Department of the Treasury's Bureau of the Fiscal Service (the "Treasury") announced on March 8, 2017 the suspension of sales of State and Local Government Series (SLGS)...
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
Counsel for a class of card-issuing banks filed a settlement agreement on March 8 proposing a class settlement to resolve claims arising from the 2014 theft of payment card data from Home Depot point-of-sale terminals.
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") proposed amending Section 16(d) of its Financial Requirements to add a carve-out for FCMs acting pursuant to relief granted by the CFTC staff in CFTC Letter 17-03 (see previous coverage).
Cadwalader, Wickersham & Taft LLP
In the Winter 2016 issue of Supervisory Insights, the FDIC described expansions of banks' balance sheets, trends in credit risk, and principles of sound risk management practices.
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
Our friends at Privacy & Security Matters recently posted an important update on the New York State Department of Financial Services' new cybersecurity regulations.
Akin Gump Strauss Hauer & Feld LLP
In remarks before the International Futures Industry Conference, Acting Chairman J. Christopher Giancarlo謡ho was just nominated by President Trump to be permanent Chairman...
Mayer Brown
Financial services providers, marketplace lenders and secondary market purchasers doing business in the state of New York can breathe at least a temporary sigh of relief this week.
Poyner Spruill LLP
A creditor can now reinstate a disputed debt that has been inadvertently discharged.
WilmerHale
On Monday 13 March the Financial Times, in an article titled 'UK economic crime agencies given fitness test', reported on comments made by the Home Secretary, Amber Rudd, alluding to a review of the agencies tasked with tackling financial crime.
Stradley Ronon Stevens & Young, LLP
Echoing last year's opinion in Sivolella, finding no liability for allegedly excessive fees charged by Axa advisers to mutual fund investors, the District of New Jersey again ruled in favor of...
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Jones Day
One of the regulatory pillars of the EMIR is the requirement for parties to collateralize the marked-to-market exposure in over-the-counter derivatives transactions that are not cleared by a central clearing system.
WilmerHale
On February 16, the New York State Department of Financial Services (NYDFS) issued cybersecurity regulations for banks, insurance companies and other financial institutions subject to NYDFS jurisdiction.
Thompson Coburn LLP
As a prelude to "doing a big number on Dodd Frank," President Trump issued an Executive Order February 3 designating "core principles" of financial regulation...
Arnold & Porter Kaye Scholer LLP
On February 16, 2017, the New York Department of Financial Services (DFS) released final cybersecurity regulations to be codified under 23 N.Y.C.R.R. Part 500 (the Final Rule).
Reed Smith
Regulators across the globe are considering how existing regulations may accommodate the development of new distributed ledger technologies ("DLT") (also known as "blockchain").
Morrison & Foerster LLP
In this fast-changing regulatory environment, the long-term consequences both intended and unintended of recent White House actions remain uncertain, but looking into our crystal ball...
Poyner Spruill LLP
Blockchain technology combines several features of existing financial infrastructure. It is partly a mass repository of historical transactions, partly a decentralized clearinghouse...
Arnold & Porter Kaye Scholer LLP
Recent agency guidance, rulemakings, and enforcement actions預ll issued prior to the change in administrations妖emonstrate the financial regulatory agencies' commitment to enforcing the Bank Secrecy Act...
Thompson Coburn LLP
As is widely known, the growing cannabis industry remains subject to disparate state and federal legal limitations and, consequently, is an industry with many challenges to market entry and expansion.
Arnold & Porter Kaye Scholer LLP
Financial institutions in Latin America and the Caribbean should consider the potential opportunities that have arisen as a result of the recent US elections.
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