Mondaq USA: Finance and Banking
Shearman & Sterling LLP
Numerous countries have implemented legislative and regulatory requirements for the reporting of OTC derivatives aimed at improving transparency, mitigating systemic risk and preventing market abuse.
Shearman & Sterling LLP
On August 19, 2015, the European Banking Authority issued a press release stating that it will conduct an analysis on the Net Stable Funding Requirements and Leverage Ratio under the Capital Requirements Regulation.
Ropes & Gray LLP
Shadow banking has been a subject of great interest to financial regulators and policy makers since the global financial crisis.
Shearman & Sterling LLP
On August 19, 2015, the Single Resolution Board published a decision from its plenary and executive sessions of April 29, 2015 adopting its rules of procedure.
Shearman & Sterling LLP
These DGs provide specialized services to the European Commission as departments of the Commission.
Shearman & Sterling LLP
On August 19, 2015, the European Banking Authority issued a press release stating that it will conduct an analysis on the Net Stable Funding Requirements and Leverage Ratio under the Capital Requirements Regulation.
Morrison & Foerster LLP
In October 2013, Morrison & Foerster published the client alert "Interagency Fair Lending Guidance: A First Step, but in the Right Direction?".
Fox Rothschild LLP
This limited examination is designed for information gathering purposes and to determine best practices around the sale of certain products to further focus on whether there are certain incentives for the sale of certain products.
Nutter McClennen & Fish LLP
The Nutter Bank Report is a monthly electronic publication of the firm's Banking and Financial Services Group and contains regulatory and legal updates with expert commentary from our banking attorneys.
Proskauer Rose LLP
The U.S. Commerce Department's Bureau of Economic Analysis (the "BEA") recently released the final version of the BE-180 report, a five-year benchmark survey that collects data on transactions between U.S. persons that are financial services providers and non-U.S. persons.
Shearman & Sterling LLP
The Federal Reserve Bank of Richmond published an August Economic Brief titled "Living Wills for Systemically Important Financial Institutions: Some Expected Benefits and Challenges."
Financial Institutions' management, directors, in-house counsel, and regulatory/compliance personnel need to be aware of this development.
Blank Rome LLP
In light of this decision, entities that engage in debt collection activities can be reassured that there are limits on the application of the FDCPA.
The CFPB alleges that PF-PI, and its individual members, operated a scheme to defraud investors and elderly consumers out of their pensions.
Ropes & Gray LLP
On August 25, the Financial Crimes Enforcement Network ("FinCEN") proposed an anti-money laundering rule applicable to investment advisers registered with the U.S. Securities and Exchange Commission (the "SEC").
Morrison & Foerster LLP
FINRA has made no secret of its interest in broker compensation, and the potential conflicts of interest that can be generated by some types of compensation practices.
Shearman & Sterling LLP
According to the order, BNY Mellon did not evaluate or hire the family members through its existing, highly competitive internship programs that have rigorous hiring standards.
Shearman & Sterling LLP
On August 17, 2015, the SEC announced that two Citigroup affiliates agreed to bear the costs of distributing $180 million in settlement funds to harmed investors.
McGuireWoods LLP
Investment advisors may soon face increased costs and scrutiny thanks to a proposed rule issued by the Financial Crimes Enforcement Network (FinCEN).
Shearman & Sterling LLP
The proposed rule would modify Part 45 of the CFTC's regulations, which the CFTC adopted on December 20, 2011.
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Troutman Sanders LLP
Under current law, taxpayers who have mortgage debt canceled or forgiven after 2014 may be required to pay taxes on that amount as taxable income.
Greenberg Traurig
On Dec. 17, 2014, Florida's Third District Court of Appeal (Third District) issued its opinion in Deutsche Bank Trust Company Americas v. Beauvais...
Reinhart Boerner Van Deuren S.C.
Lenders entrust loan money to your company when your underwriter puts its financial strength behind you by agreeing to pay the lender if the money is stolen or you fail to follow the closing instructions.
Reed Smith
On January 1, 2015, the final Basel III rules regarding regulatory capital for banks with greater than $500 million in assets and all savings and loan holding companies took effect.
Duane Morris LLP
In the past three weeks, Pittsburgh-based law firm, Carlson Lynch, which was responsible for filing hundreds of Americans with Disabilities Act (ADA) ATM class action lawsuits nationwide, has filed four ADA website lawsuits in federal district court in Pittsburgh.
OIL Offshore Incorporations
FATCA refers to provisions contained in the Hiring Incentives to Restore Employment Act (the 'HIRE' Act) signed into law on 18 March 2010 in the United States.
Holland & Knight
This guide is designed to provide in a concise format the principal information that the buy-side needs to know about the U.S. margin rules.
McGuireWoods LLP
On July 22, 2015, the U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) published in the Federal Register a final rule pursuant to Section 311 of the Patriot Act...
Morrison & Foerster LLP
The CFPB has continued to team with other state and federal government actors in bringing UDAAP enforcement actions.
Smith Gambrell & Russell LLP
Did a mortgage service provider have standing to commence a foreclosure proceeding, as assignee, of a mortgage secured by a note?
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