Mondaq USA: Finance and Banking
Shearman & Sterling LLP
On 26 June 2014, the Basel Committee published revised "Principles for effective supervisory colleges".
Shearman & Sterling LLP
On 3 July 2014, the Basel Committee and the International Organization of Securities Commissions launched a survey on securitization markets.
Shearman & Sterling LLP
On 24 June 2014, the Basel Committee for Banking Standards launched a consultation on proposed revisions to the Basel III Pillar 3 disclosure requirements.
Shearman & Sterling LLP
On July 17, 2014, the EBA published an updated list of validation rules in the implementing technical standards ("ITS") on supervisory reporting.
Shearman & Sterling LLP
The EBA began a consultation on proposed Guidelines for national regulators to assess whether a firm should be classified as an ‘other’ systemically important institution.
Shearman & Sterling LLP
On July 17, 2014, the ECB published a note on the process for disclosure of results of the Comprehensive Assessment.
Shearman & Sterling LLP
A Decision of the ECB on the reporting of information and data collected from individual banks and investment firms was published in the Official Journal.
Shearman & Sterling LLP
On July 17, 2014, ESMA published a letter from the European Commission in response to ESMA’s letter regarding the frontloading issue under the EMIR.
Shearman & Sterling LLP
Secondary legislation on RTS determining the type of alternative investment fund manager managing a fund was published in the Official Journal.
Shearman & Sterling LLP
On 8 May 2014, ESMA sent a letter to the European Commission in relation to its intention to ease certain front-loading requirements under EMIR.
Shearman & Sterling LLP
The Joint Committee of the European Supervisory launched a consultation on draft RTS on risk mitigation for OTC derivatives as required under EMIR.
Shearman & Sterling LLP
On 14 July 2014, the Council of the EU announced that it had adopted the Single Resolution Mechanism ("SRM") Regulation.
Shearman & Sterling LLP
The EBA has begun consulting on Level 2 (technical standards) and Level 3 (guidelines) measures under the BRRD.
Shearman & Sterling LLP
On 30 June 2014, ESMA published a guide for retail investors on the enhanced protection provisions included in the new MiFID II.
Shearman & Sterling LLP
On 4 July 2014, the EBA published an opinion recommending that virtual currencies become subject to an EU regulatory regime.
Shearman & Sterling LLP
The European Commission must assess the RTS and consider whether or not to adopt them.
Shearman & Sterling LLP
On 7 July 2014, the EBA published a consultation paper on draft Guidelines for common procedures and methodologies for the supervisory review process.
Shearman & Sterling LLP
On 7 July 2014, the EBA published final Guidelines on significant credit risk transfer for securitizations.
Shearman & Sterling LLP
On 8 July 2014, the European Banking Authority published its opinion for the European Commission on the macro-prudential rules under the Capital Requirements Regulation.
Shearman & Sterling LLP
The Federal Deposit Insurance Corporation clarified how it will evaluate requests by S-Corporation Banks to make dividend payments prohibited under Basel III.
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