Mondaq USA: Finance and Banking
Orrick
The Implementing Regulation entered into force on August 19, 2016 (the day after publication in the Official Journal) and applies from June 30, 2016.
Morrison & Foerster LLP
Sometimes the water is deep and can get choppy. You may find that the 11th edition of our Capital Markets and Securities FAQs can help you get to firm ground.
Cadwalader, Wickersham & Taft LLP
The SEC Division of Investor Education and Advocacy alerted investors to various insurance scams that may arise from recent flooding in and around Louisiana.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Bank of New York published a special issue of its Economic Policy Review, in which economists outlined behavioral risk management in the financial services industry.
Orrick
The Ninth Circuit Court of Appeals vacated the Central District of California's order dismissing claims brought by the National Credit Union Administration Board, as liquidating agent of Western Corporate Federal Credit Union.
Orrick
Massachusetts Mutual Life Insurance Co. and RBS jointly moved to dismiss MassMutual's $235 million RMBS claim, stating that the parties had reached a confidential settlement agreement.
BakerHostetler
On August 16, Florida announced via the National Mortgage Licensing System (NMLS) Resource Center that it was adopting the Uniform State Test (UST) for mortgage loan originators.
Cadwalader, Wickersham & Taft LLP
The OCC requested comment on a proposal concerning the exercise of default rights of certain financial contracts that could interfere with the orderly resolution of certain systemically important financial firms.
Kramer Levin Naftalis & Frankel LLP
The firm's managed futures fund brought in $1.8 billion last quarter.
Kramer Levin Naftalis & Frankel LLP
1.00% of average daily managed assets
Mayer Brown
NMLS was created to serve as a comprehensive system of record for licensing information.
Cadwalader, Wickersham & Taft LLP
The Financial Stability Board ("FSB") published two papers providing further guidance to financial institutions on resolution planning.
Cadwalader, Wickersham & Taft LLP
The CFTC filed a civil enforcement action in the U.S. District Court for the Southern District of New York against a CFTC-registered Retail Foreign Exchange Dealer for having a capital deficiency...
Cadwalader, Wickersham & Taft LLP
CPMI and IOSCO requested comments on their consultative report, Harmonisation of the Unique Product Identifier, which focuses on the format of the UPI code and the content of UPI data elements.
Kramer Levin Naftalis & Frankel LLP
The CFTC announced three separate measures designed to improve the protection of customer funds.
Cadwalader, Wickersham & Taft LLP
The IOSCO Board requested comments on a proposed set of practices for the voluntary termination of collective investment schemes ("CIS") and other fund structures...
Cadwalader, Wickersham & Taft LLP
The Committee on Payments and Markets Infrastructures ("CPMI") and IOSCO requested comments on guidance published in two collaborative reports.
Cadwalader, Wickersham & Taft LLP
The Board of Governors of the Federal Reserve System ("FRB") launched an official Facebook page.
Morrison & Foerster LLP
Blockchain and smart contracts have moved out of the wings and are the new stars of the finance industry, according to the World Economic Forum's report released on Friday...
Orrick
On August 16, Moody's supplemented its approach to rating residential mortgage-backed securities (RMBS) in China.
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Morrison & Foerster LLP
On July 21, 2016, Senators Sherrod Brown and Jeff Merkley sent a letter to the heads of five federal agencies requesting that they outline the steps they are taking...
Dentons
Significant Changes In Corporate Law.
Kramer Levin Naftalis & Frankel LLP
Borrowers, agent banks, syndicate members and secondary market purchasers incur, syndicate, sell and buy bank debt on the assumption that bank debt is not a "security."
Paul Hastings LLP
The certification requirement was the most highly-anticipated aspect of the Final Rule and differs from the Proposed Rule in two material respects.
Hassans
On the 15 June 2016, Nigel Feetham, partner of Hassans, published an article on a judgment concerning PCC cells recently handed down by the Courts of Guernsey.
Stoll Keenon Ogden PLLC
The multimillion-dollar answer of who owns the rights to unfinished business when law firms fail rests with the California Supreme Court.
Herrick, Feinstein LLP
An Illinois federal judge sentenced a New Jersey commodities trader to three years in prison under a law prohibiting "spoofing," added to the Commodity Exchange Act by the 2010 Dodd-Frank Act.
McDermott Will & Emery
Each program has its own set of tailored procedures and eligibility requirements.
Duane Morris LLP
In the past year, Carlson Lynch Sweet Kilpela & Carpenter LLP, which was responsible for filing hundreds of Americans with Disabilities Act (ADA) ATM class action lawsuits nationwide, has filed dozens of ADA website lawsuits in federal district court in Pittsburgh and sent out hundreds of demand letters to retailers and other types of businesses.
Mayer Brown
Nearly three years after releasing its Advance Notice of Proposed Rulemaking on debt collection practices, the Consumer Financial Protection Bureau (CFPB) has finally offered some insight on its plans for issuing rules under the Fair Debt Collection Practices Act.
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