Mondaq USA: Finance and Banking
Womble Bond Dickinson
The European Central Bank (ECB) has published a transcript of the public hearing on the addendum to the ECB Guidance on non-performing loans, held on 30 November 2017 at the ECB's main building premises in Frankfurt and Main.
Womble Bond Dickinson
The European Banking Authority (EBA) has published Slavka Eley's, Head of Supervisory Convergence Unit at the EBA, speech given at the EBF Cloud banking Conference.
Troutman Sanders LLP
On Tuesday, December 5, 2017, the Government Accountability Office ("GAO") levelled a heavy blow on a major regulatory initiative of the Consumer Financial Protection Bureau ("CFPB") ...
Shearman & Sterling LLP
On November 28, 2017, Federal Reserve Bank of New York President and CEO William Dudley delivered remarks to attendees of the Evolving Structure of the US Treasury Market...
Shearman & Sterling LLP
On November 28, 2017, Keith Noreika, First Deputy Comptroller of the Currency discussed whether bank holding companies are obsolete, a topic he described as both timely and complex.
Shearman & Sterling LLP
On November 28, 2017, the US Senate Committee on Banking, Housing & Urban Affairs held the nomination hearing of Jerome Powell to serve as Chair of the Federal Reserve Board
Shearman & Sterling LLP
On December 1, 2017, the US Board of Governors of the Federal Reserve System announced that it voted to maintain the countercyclical capital buffer at its current level of 0%.
Troutman Sanders LLP
With President Trump's pick, Mick Mulvaney, remaining as the Acting Director of the Consumer Financial Protection Bureau, the CFPB has filed a motion asking the United States District Court ...
WilmerHale
Initial coin offerings or similar types of sales of virtual-based coins and tokens, are quickly becoming an important fundraising tool for many early-stage companies.
Troutman Sanders LLP
Just shy of one year as the N.C. Attorney General, Josh Stein has reorganized NC DOJ – eliminating one prior Division (the Administrative Division), shifting responsibilities within DOJ, and renaming certain Divisions.
Shearman & Sterling LLP
In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and corporates.
Shearman & Sterling LLP
On October 6 2017 the US Department of the Treasury released its second in a series of four reports (Capital Markets Report) evaluating the U.S. financial regulatory system.
Cadwalader, Wickersham & Taft LLP
The U.S. Senate Banking Committee (the "Committee") voted to approve the nomination of Jerome Powell to serve as Chair of the Board of Governors of the Federal Reserve System.
Cadwalader, Wickersham & Taft LLP
The European Commission ("EC") announced a decision recognizing certain CFTC-regulated DCMs and SEFs as "eligible for compliance" with EU trading obligations for certain derivatives.
Proskauer Rose LLP
Unbundling research and execution costs for money managers subject to MiFID II means that US broker-dealers can expect to receive hard dollars or other separately identified payments...
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") proposed amendments to Registration Rule 802 ("Certifications, Acknowledgements, Agreements and Representations").
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Market Oversight (the "DMO") released the results of a rule enforcement review of several exchanges: the Chicago Board of Trade, the CME, the Commodity Exchange, Inc.
Kramer Levin Naftalis & Frankel LLP
The Financial Industry Regulatory Authority (FINRA) updated its Fund Analyzer tool, which assists investors and financial professionals in understanding the effect of fees, expenses and discounts on the value of...
Kramer Levin Naftalis & Frankel LLP
The CFTC released its enforcement results for the fiscal year ending Sept. 30, 2017, which revealed the agency brought 49 enforcement actions, down 28% from the 68 it brought the previous year.
Womble Bond Dickinson
The Annex to the decision names over 20 markets which are equivalent to EU trading venues.
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Cadwalader, Wickersham & Taft LLP
CFTC Chief Innovation Officer and Director of LabCFTC Daniel Gorfine asserted that the LabCFTC initiative was intended to "make the CFTC more accessible to FinTech innovators" and to "inform the [CFTC]'s...
Troutman Sanders LLP
With both houses of the Illinois General Assembly overriding the veto of Governor Bruce Rauner, the Illinois Student Loan Servicing Rights Act will become law.
Carlton Fields
Debtors not required to give lender notice and opportunity to cure violations of consumer protection statutes; lender not entitled to bona fide error defense.
Jeffer Mangels Butler & Mitchell LLP
It's hard to avoid articles, white papers, blog pieces and presentations that promote the almost magical use of blockchain – it seems that blockchain ...
Arnold & Porter Kaye Scholer LLP
The FAQs are the first and only formal guidance issued to the banking industry regarding the new regulation.
Carlton Fields
A weekly summary of select real property, financial services, and title insurance cases and recent developments, presented by Carlton Fields' Real Property Litigation and Consumer Finance practice groups.
Cadwalader, Wickersham & Taft LLP
On Nov. 16, 2017, the House of Representatives passed its tax reform bill, titled the ‘‘Tax Cuts and Jobs Act.'' On Nov. 21, 2017, the Senate Finance Committee released the legislative text of its own version of the tax reform bill, which differs in several ways from the House bill.
Stroock & Stroock & Lavan LLP
On November 9, 2017, the Senate Republicans released their version of the sweeping tax reform plan. Although the Senate Plan has many proposals that are similar to those in the House Bill...
Womble Bond Dickinson
The European Commission has finally adopted the RTS under PSD2 on strong customer authentication (SCA) and common and secure open standards of communication.
Shearman & Sterling LLP
On 28 September 2017, ESMA published a final report and final draft regulatory technical standards ("RTS") on the trading obligation for derivatives under the Markets in Financial Instruments Regulation ("MiFIR").
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