Mondaq USA: Finance and Banking
Shearman & Sterling LLP
On April 18, 2018, the U.S. Securities and Exchange Commission ("SEC") took the long-awaited step of proposing rules, interpretations and guidance (the "Proposed Rules") ...
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") rescinded no-action relief from certain reporting requirements previously granted to a commodity ...
Cadwalader, Wickersham & Taft LLP
The Secretary of the U.S. Treasury Department ("Treasury"), as Chair of the Financial Stability Oversight Council and in consultation with the FDIC ...
WilmerHale
On 1 April this year the FCA turned five years old.
Morrison & Foerster LLP
For many years, the distinction between investment advisers and broker-dealers was clear: investment advisers were counselors who were expected to provide advice ...
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
The determinations of the California Supreme Court are likely to impact existing and future commercial loans governed by California law.
Carlton Fields
Lis Pendens: lawsuit to foreclose mortgage on real property is an action "founded on a duly recorded instrument" - National American Home, LLC v Deutsche Bank Nat. Trust Co., Case No. 4D17-2614...
Arnold & Porter
In appearances at recent community bank forums, Comptroller of the Currency Joseph Otting outlined a strategy focused on better tailoring and easing regulatory requirements for community banks.
Duff and Phelps
The theoretical scope for valuation "at cost" in alternatives funds is vanishing as a relief to investors.
Duff and Phelps
Broker quotes and pricing services have long been the Achilles heel of valuation of infrequently traded investments.
Weltman, Weinberg & Reis
On January 18, 2018, the House Financial Services Committee approved some bills that, if passed by the House and Senate, will roll back some of Dodd-Frank's provisions.
Kramer Levin Naftalis & Frankel LLP
The article acts as a REIT refresher for entities and investors looking to take advantage of this valuable tax-efficient investment structure and briefly touches on the impact of tax reform on REITs.
Reed Smith
It has included a focus on financial exploitation as part of a broader look at how financial services industry interacts with the elderly.
Kramer Levin Naftalis & Frankel LLP
"Three Asset-Based Financing Options for Private Funds: Total Return Swaps, Structured Repos and SPV Financing," a two-part series, by Corporate partner Fabien Carruzzo and associate Daniel King...
Ballard Spahr LLP
A federal court this week found that the U.S. CFTC had jurisdiction to regulate a cryptocurrency business, raising the possibility of jurisdictional tension among the CFTC and other federal agencies over the...
Davis & Gilbert
Usury has made quite a comeback from the dust heap of old law treatises to become a crucial concept that has shaped modern credit markets.
Cadwalader, Wickersham & Taft LLP
CFTC Grants CPO Relief From Annual Report Filing Requirement
Cadwalader, Wickersham & Taft LLP
Board of Governors of the Federal Reserve System ("FRB") Governor Lael Brainard urged the FRB and banking institutions to "safeguard" capital and liquidity protections as cyclical pressures increase.
Cadwalader, Wickersham & Taft LLP
The U.S. Senate voted to repeal Consumer Financial Protection Bureau ("CFPB") regulatory guidance on auto-loan financing, which purported to regulate discriminatory dealer markups on car loans to consumers.
Duff and Phelps
I've always been excited about the commodities market because it is truly international.
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BakerHostetler
On Dec. 5, 2017, the Federal Trade Commission reached a settlement with three defendants who it alleged partook in deceptive, abusive and unfair debt collection practices ...
Arnold & Porter
On March 14, the US Senate passed S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act (Economic Growth Act), on a 67-31 vote.
Foley & Lardner
Following Borders & Borders PLC's (Borders) successful summary judgment motion last summer, the Consumer Financial Protection Bureau (CFPB or Bureau) filed a motion for reconsideration...
Cadwalader, Wickersham & Taft LLP
An accounting firm agreed to pay nearly $150 million to the U.S. government to settle potential liability related to the audits of a failed mortgage lender.
Troutman Sanders LLP
The United States Court of Appeals for the Seventh Circuit recently affirmed a lower court decision finding that a debt collector's verification and investigation of a consumer's disputes ...
Troutman Sanders LLP
As we previously reported, Mick Mulvaney, acting interim director of the CFPB, announced a change to the CFPB's governing philosophy to focus on quantitative analysis to guide the Bureau's future regulatory and enforcement actions.
GuernseyFinance
Guernsey's thriving insurance sector is right on point with the theme of this year's British Insurance Brokers' Association annual conference and exhibition.
Arnold & Porter
On March 14, the U.S. Senate passed S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act, on a 67-31 vote.
Troutman Sanders LLP
In Taylor, both Plaintiffs incurred debts with a bank, which after default were placed with Financial Recovery Services ("FRS") for collection.
Mayer Brown
If enacted, the bill would impose material conditions on the eligibility of non-cash-out refinancings for government guaranty under the Veterans Affairs Loan Guaranty Program.
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