Mondaq USA: Finance and Banking
Shearman & Sterling LLP
The Basel Committee on Banking Supervision published a review on the implementation of its principles for the sound management of operational risk.
Shearman & Sterling LLP
On October 11, 2014, the International Swaps and Derivatives Association announced that 18 banks have agreed to sign the new ISDA Resolution Stay Protocol.
Shearman & Sterling LLP
On October 1, 2014, the International Monetary Fund published a Global Financial Stability Report which includes a chapter on shadow banking.
Shearman & Sterling LLP
On October 6, 2014, the European Securities and Markets Authority published a letter (dated October 2, 2014) from the European Commission.
Shearman & Sterling LLP
On October 10, 2014, the EBA announced that it will publish the results for the EU-wide stress test for the banking sector on October 26, 2014.
Shearman & Sterling LLP
On October 7, 2014, the European Banking Authority issued a report on the monitoring of Additional Tier 1 capital instruments of EU firms.
Morrison & Foerster LLP
EMIR places a number of obligations on counterparties to OTC derivative transactions.
Shearman & Sterling LLP
MiFID II is the latest piece in a package of European and global reforms impacting commodity derivatives and emissions traders.
Orrick
On October 7, the Basel Committee on Banking Supervision issued frequently asked questions on the Basel III leverage ratio framework.
Shearman & Sterling LLP
On October 1, 2014, the EBA published for consultation draft guidelines on the treatment of liabilities in bail-in under the BRRD.
Orrick
The ESMA published a guidelines compliance table relating to its guidelines on remuneration policies and practices under the Markets in Financial Instruments Directive.
Orrick
EBA published a consultation paper on draft regulatory technical standards, implementing technical standards and guidelines relating to group financial support.
Shearman & Sterling LLP
The European Banking Authority published indicators from 28 EU large firms in the form of a document containing tables and charts and a disclosure tool in Excel format.
Shearman & Sterling LLP
ESMA published a consultation paper on the specification of main indices and recognized exchanges, for the purposes of the Capital Requirements Regulation.
Shearman & Sterling LLP
The European Central Bank published a guide to banking supervision which sets out the implementation of the Single Supervisory Mechanism.
Shearman & Sterling LLP
On September 25, 2014, the EBA announced that it had begun an investigation into an alleged breach of European Union law by national regulators in the Republic of Bulgaria.
Shearman & Sterling LLP
ESMA intends to submit its final technical advice to the European Commission by the end of April 2015.
Shearman & Sterling LLP
ESMA intends to use the feedback to inform its technical advice to the European Commission, which is to be provided by the end of November 2014.
Shearman & Sterling LLP
On September 30, 2014, ESMA published its letter, dated September 29, 2014, to the European Commission on the postponement of various reports due by ESMA under EMIR.
Jones Day
The European Commission adopted three Regulatory Technical Standards to implement provisions of the EU Regulation on Credit Rating Agencies.
Latest Video
Most Popular Recent Articles
Jones Day
As in 2012, banking and financial services companies were conspicuously absent from the Top 10 List of public-company bankruptcy filings for 2013.
Butler Snow LLP
Among the amendments to the ability-to-repay/qualified mortgage rule issued by the CFPB on July 10 were changes to the detailed requirements in new Appendix Q.
Hughes Hubbard & Reed LLP
The SEC has adopted amendments to Rule 506 under the Securities Act of 1933 that permit general solicitation and general advertising in securities offerings under this exemption from securities registration provided all purchasers are accredited investors.
Kilpatrick Townsend & Stockton LLP
While FATCA was signed into law in March 2010, it is taking effect in stages with key deadlines staggered over several years.
Reed Smith
Overseas Shipping Group ("Overseas") recently sued its former attorneys, a prominent New York-based law firm, for legal malpractice in drafting credit agreements that resulted in the company incurring an estimated $463 million in tax liability.
Shearman & Sterling LLP
The credit valuation adjustment charge in Basel III appears, at first glance, to be the preserve of quantitative analysts and the like.
Mayer Brown
The Final Rule requires Covered Companies to maintain unencumbered high quality liquid assets to meet 100%of their projected cash outflows over a stressed 30-day period.
Butler Snow LLP
On May 29, 2013, the CFPB amended the Truth-in-Lending Act and Regulation Z to finalize a rule aimed at assisting small creditors in originating Qualified Mortgages with the highest level of protection for compliance with the Ability To Repay Rule.
Morrison & Foerster LLP
Institutions regulated by the CFPB and subject to its enforcement authority are dealing with of the agency’s sweeping authority to prohibit unfair, deceptive, and abusive acts or practices.
Shearman & Sterling LLP
The three US bank regulatory agencies issued a final regulation implementing the Basel III Liquidity Coverage Ratio.
Article Search Using Filters
Related Topics
Popular Authors
Popular Contributors
Tools
Font Size:
Translation
Channels
Mondaq on Twitter
Partners