Mondaq USA: Finance and Banking
Cadwalader, Wickersham & Taft LLP
OTC derivative contracts which have a counterparty located outside of the European Union ("EU") may now be subject to the requirements of the European Market Infrastructure Regulation ("EMIR").
Shearman & Sterling LLP
The European Commission published a communication to the European Parliament and the Council on the long-term financing of the European economy.
Shearman & Sterling LLP
ESMA published a summary of its 2014 supervisory work plan detailing the supervisory and monitoring tasks to undertake relating to trade repositories.
Shearman & Sterling LLP
The ESMA announced that European Central Counterparty N.V. had been authorized as a central counterparty under the European Market Infrastructure Regulation.
Orrick
The Bank for International Settlements has published an updated version of the Basel Committee on Banking Supervision’s Basel III monitoring workbook.
Shearman & Sterling LLP
ESMA published its final technical advice to the EC setting out the information it considers national regulators should be mandated to provide.
Shearman & Sterling LLP
On 26 March 2014, ESMA published guidelines which provide for national regulators to enter into and comply with the provisions of an MMoU.
Shearman & Sterling LLP
The EBA published, on 27 and 28 March 2014, final draft technical standards required under the CRR.
Shearman & Sterling LLP
IOSCO published a letter on behalf of its Asia Pacific members to the European Commission dated 21 March 2014.
Orrick
ESMA published a list of the responses it received to its consultation on draft guidelines for complaints handling in the securities and banking sectors.
Orrick
ESMA published an updated version of its questions and answers document on the implementation of EMIR.
Orrick
The FCA has fined Besso Limited £315,000 for a failure to establish and maintain effective controls for countering the risk of bribery and corruption.
Shearman & Sterling LLP
On 3 April 2014, the delegated Regulation including RTS for the application of the calculation methods of capital adequacy requirements for financial conglomerates and the group solvency requirements under the Solvency II Directive was published in the Official Journal of the European Union.
Reed Smith
In the second and last part of the series we introduce additional considerations and risks associated with lending in Latin American jurisdictions.
Reed Smith
The National Futures Association will make certain financial information about its futures commission merchant members publicly available.
Shearman & Sterling LLP
The Federal Reserve Board intends to give banking entities two additional extensions to conform their ownership interests in collateralized loan obligations.
Morrison & Foerster LLP
On February 11, 2014, the SEC’s Division of Corporation Finance sent a "sweep" letter to exchange-traded note issuers.
Shearman & Sterling LLP
On 31 March 2014, the Financial Stability Board ("FSB") published a note of its meeting that day
Stroock & Stroock & Lavan LLP
On December 10, 2013, final regulations were adopted to implement section 619 of the Dodd-Frank Act, the so-called "Volcker Rule".
Shearman & Sterling LLP
On 26 March 2014, the FCA published a final notice against Santander UK under which the bank was fined £12,377,800 for investment advice failings.
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Foley Hoag LLP
On July 1, 2014, FATCA will go into effect.
Hughes Hubbard & Reed LLP
The SEC has adopted amendments to Rule 506 under the Securities Act of 1933 that permit general solicitation and general advertising in securities offerings under this exemption from securities registration provided all purchasers are accredited investors.
Shearman & Sterling LLP
The credit valuation adjustment charge in Basel III appears, at first glance, to be the preserve of quantitative analysts and the like.
Shearman & Sterling LLP
Reducing excess "leverage" in the banking sector is a key component of the Basel III capital standards.
Reed Smith
Last week, congressional leaders in Washington continued with their focus on the safety of the U.S. payments system in the aftermath of the massive retailer breaches at Target, Neiman Marcus and others.
Jones Day
As in 2012, banking and financial services companies were conspicuously absent from the Top 10 List of public-company bankruptcy filings for 2013.
Mayer Brown
On July 2, 2013, the Board of Governors of the Federal Reserve System approved a final rule to establish a new comprehensive regulatory capital framework for all US banking organizations.
Butler Snow LLP
Among the amendments to the ability-to-repay/qualified mortgage rule issued by the CFPB on July 10 were changes to the detailed requirements in new Appendix Q.
Law Office of Martin Mushkin LLC
Bitcoin is the latest and well-known form of digital currency in a long line of digital currencies.
Katten Muchin Rosenman LLP
On February 20, 2014, the Internal Revenue Service issued additional final and temporary regulations under the Foreign Account Tax Compliance Act of 2009.
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