Mondaq USA: Finance and Banking
Shearman & Sterling LLP
On June 19, 2015, a regulation amending the RTS on assessing the materiality of extensions and changes of internal approaches when calculating own funds requirements for market risk was published in the Official Journal of the European Union.
Shearman & Sterling LLP
On June 17, 2015, a regulation which amends the regulatory technical standards for own funds requirements was published in the Official Journal of the European Union.
Shearman & Sterling LLP
These include amendments and updates to templates used for supervisory reporting and instructions to update the leverage ratio disclosure and reporting framework.
Bradley Arant Boult Cummings LLP
In its agreement with DOJ, the Bank of Mingo acknowledged that its client Aracoma Contracting, LLC, which supplied contract labor to mining operations, structured at least $2.2 million in cash transactions...
Shearman & Sterling LLP
On June 17, 2015, the OCC announced its intention to escheat at the end of 2015 any remaining uncashed payments made pursuant to the Independent Foreclosure Review Payment Agreement.
Shearman & Sterling LLP
Among other things, the Part 20 Guidebook includes instructions on reporting formats and record layouts for submitting position reports and examples for converting swaps into futures equivalent units as required under Part 20.
Shearman & Sterling LLP
On June 22, 2015, the Basel Committee on Banking Supervision released final Net Stable Funding Ratio disclosure standards.
Holland & Knight
The CFPB's Supervisory Report Provides Important Insight into the CFPB's Supervision and Enforcement Priorities and Desired Business Practices
Morrison & Foerster LLP
Jay Baris, an editor of the BD/IA Regulator, recently published "Still Spry at 75: Reflections on the Investment Company Act and the Investment Advisers Act"...
Blank Rome LLP
Lenders, servicers, and developers should continue to consider whether their policies and procedures result in unintended discrimination that may subject them to disparate impact claims under the Fair Housing Act
Morrison & Foerster LLP
You will feel right at home with the CFPB's newly augmented web-based public-facing complaints database.
Holland & Knight
The CFPB's Supervisory Report Provides Important Insight into the CFPB's Supervision and Enforcement Priorities and Desired Business Practices
Nutter McClennen & Fish LLP
The Nutter Bank Report is a monthly electronic publication of the firm's Banking and Financial Services Group and contains regulatory and legal updates with expert commentary from our banking attorneys.
Milbank, Tweed, Hadley & McCloy LLP
On 6 February 2013, the UK Financial Services Authority ("FSA") (as the FCA was then known) published a Final Notice recording its detailed findings that RBS had "undermined the integrity of LIBOR"...
Morrison & Foerster LLP
The SEC's Office of Compliance Inspections and Examinations is launching a sweep examination that will target the retirement-based savings activities of broker-dealers and investment advisers.
Morrison & Foerster LLP
In October 2014, Morrison & Foerster partner Donald Lampe presented "TILA-RESPA Combined Disclosures: The Executive Perspective" with the Community Mortgage Lenders of America.
Andrews Kurth LLP
The definition of "swap" in the CEA provides that commodity options are "swaps" even if physically settled, but excludes by its terms "any contract of sale of a commodity for future delivery"...
Shearman & Sterling LLP
On June 18, 2015, the Board of Governors of the Federal Reserve System adopted a final rule amending Regulation D...
Shearman & Sterling LLP
On June 16, 2015, the Federal Reserve Board, the Federal Deposit Insurance Corporation and the Office of the Comptroller of the Currency issued final revisions to the regulatory capital rules adopted in July 2013.
Shearman & Sterling LLP
On June 16, 2015, the FDIC proposed an amendment to the methods used by the FDIC in assessing small banks for deposit insurance.
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Reed Smith
In Pontiac General Employees Retirement System v. Ballantine, et al., the Delaware Chancery Court refused to dismiss a claim against a lender for aiding and abetting a breach of fiduciary duty by the borrower's directors.
Withers LLP
Many are now familiar with the famous Report of Foreign Bank and Financial Accounts, a relatively small form that carries with it the threat of huge penalties in the case of a willful failure to file.
Greenberg Traurig
On Dec. 17, 2014, Florida's Third District Court of Appeal (Third District) issued its opinion in Deutsche Bank Trust Company Americas v. Beauvais...
Venable LLP
Transaction Laundering (TL), sometimes referred to as "undisclosed aggregation," or "factoring," is a growing threat to the payments industry.
Reed Smith
On May 19, 2015, the Consumer Financial Protection Bureau filed a complaint and proposed consent order against PayPal, Inc. and its subsidiary Bill Me Later, Inc. in the U.S. District Court for the District of Maryland.
Reed Smith
On January 1, 2015, the final Basel III rules regarding regulatory capital for banks with greater than $500 million in assets and all savings and loan holding companies took effect.
Ropes & Gray LLP
Over the course of the past two years, the SEC has focused enforcement actions on purportedly undisclosed fees and expenses charged by private equity sponsors to funds or portfolio companies.
McGuireWoods LLP
Bitcoin, the online "cryptocurrency," is not just for anti-government doomsday fanatics and drug dealers.
Dentons (US)
The prospect of Greece's potential default to the International Monetary Fund and European Union lenders and de facto exit from the EU single currency looms larger day by day.
McGuireWoods LLP
Last week, the U.S. Department of Labor (DOL) issued its widely anticipated re-proposed rules for defining fiduciary status under the Employee Retirement Income Security Act of 1974 for providers of investment advice for a fee.
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