Mondaq USA: Finance and Banking
Cadwalader, Wickersham & Taft LLP
Acting Comptroller of the Currency Keith A. Noreika described risks faced by national banks and federal savings associations and suggested possible regulatory reforms.
Cadwalader, Wickersham & Taft LLP
The U.S. Treasury Department ("Treasury") released a second report pursuant to President Donald J. Trump's Executive Order establishing core principles for improving the financial system.
Duane Morris LLP
The Office of the Comptroller of the Currency (OCC) today released an updated list of permissible activities for national banks and federal savings associations.
Morrison & Foerster LLP
On October 5, 2017, the Consumer Financial Protection Bureau ("CFPB") released its final rule for short-term loans ("Final Rule").
Davis & Gilbert
Historically, investors in subprime auto asset-backed securities (ABS) have been able to sleep well at night.
Cadwalader, Wickersham & Taft LLP
The Consumer Financial Protection Bureau ("CFPB") adopted its "Payday, Vehicle Title, and Certain High-Cost Installment Loans" rule, which is intended to eliminate "Payday Debt Traps"...
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Brian Quintenz explained CFTC efforts to facilitate FinTech development and promised a "reset" of the CFTC's approach to regulating algorithmic trading.
Carlton Fields
Generally, this change will most heavily impact CFPs that are not already subject to fiduciary standards applicable to registered investment advisers.
Cadwalader, Wickersham & Taft LLP
FINRA released a podcast summary of FINRA news, regulatory notices and compliance resources from September 2017 (see September 2017 Monthly Recap transcript).
Troutman Sanders LLP
Today the Consumer Financial Protection Bureau ("CFPB" or the "Bureau") issued a new rule that will have a significant impact on the payday lending market.
Kramer Levin Naftalis & Frankel LLP
New Public Alternative Funds.
Arnold & Porter Kaye Scholer LLP
The ability to charter a de novo bank, once a reasonably achievable task, has, over the past decade, become an almost impossible feat.
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") granted no-action relief to a commodity pool operator ("CPO") from registration requirements under CEA Section 4m(1)...
Bryan Cave LLP
Investors frequently talk in terms of trying to find the next unicorn, that small start-up company that is going to turn into a billion dollar valuation.
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
Butler Snow LLP
For a variety of reasons, the United States government prohibits foreign and domestic individuals, groups, companies and other entities from enjoying the benefits of participating in the U.S. economy.
Arnold & Porter Kaye Scholer LLP
New regulations approved by the Board of Governors of the Federal Reserve System and FDIC will fundamentally change the playing field for end-users or buy-side counterparties that engage in certain types of financial agreements ...
Kramer Levin Naftalis & Frankel LLP
SEC Issues Risk Alert Regarding Advertising Rule Compliance Based on Recent OCIE Examinations
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") notified members of forthcoming changes regarding swap valuation dispute notices and monthly swap dealer ("SD") risk data reports.
Troutman Sanders LLP
Amendments to Form ADV, adopted on August 25, 2016 which are applicable to all ADV filings on or after October 1, 2017...
Latest Video
Most Popular Recent Articles
Mayer Brown
On October 5th, the CFPB finalized its long-awaited payday lending rule, reportedly five years in the making.
Arnold & Porter Kaye Scholer LLP
New regulations approved by the Board of Governors of the Federal Reserve System and FDIC will fundamentally change the playing field for end-users or buy-side counterparties that engage in certain types of financial agreements ...
Herrick, Feinstein LLP
In the bygone days of pure non-recourse financing, if a borrower was unable or failed to perform its obligations under the mortgage loan documents, lenders would look solely to the underlying collateral for the recovery...
Ostrow Reisin Berk & Abrams
If your company needs to expand its facilities or update equipment, you may be weighing the pros and cons of financing versus leasing. Here is some guidance to help you make an informed decision.
K&L Gates
Nearly two years after the TILA-RESPA Integrated Disclosure rule went into effect (on October 3, 2015) and one year after the CFPB closed a comment period on a NPRM to adjust and clarify the rule, ...
Akin Gump Strauss Hauer & Feld LLP
When the provisions under the revised Markets in Financial Instruments Directive (directive 2014/65/EU) and the new Markets in Financial Instruments Regulation (together, Mifid II) relating to the trading of derivatives...
Arnold & Porter Kaye Scholer LLP
n just eight months, all federally regulated banks, brokers or dealers in securities, mutual funds, futures commission merchants, and introducing brokers in commodities will be required to comply with the new Beneficial Ownership Rule...
Carlton Fields
Constructive Notice: a memorandum of agreement that is recorded in the official records of the county in which the property is located and refers to an unrecorded agreement entered into by the then-owner of the property ...
Cadwalader, Wickersham & Taft LLP
As of August 28, 2017, insurance companies, banks, and other financial services companies regulated by the New York Department of Financial Services ("DFS") must comply with an initial wave...
GuernseyFinance
This has undoubtedly driven some US managers and investment fund specialists to examine their options for diversification – both of investments and investors
Article Search Using Filters
Related Topics
Mondaq Advice Center (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Tools
Font Size:
Translation
Channels
Mondaq on Twitter
Partners
In association with