Mondaq USA: Finance and Banking
Cadwalader, Wickersham & Taft LLP
OTC derivative contracts which have a counterparty located outside of the European Union ("EU") may now be subject to the requirements of the European Market Infrastructure Regulation ("EMIR").
Shearman & Sterling LLP
On 1 April 2014, the new Payment Systems Regulator ("PSR") was established, although it will only become operational in April 2015.
Shearman & Sterling LLP
The European Commission published a communication to the European Parliament and the Council on the long-term financing of the European economy.
Shearman & Sterling LLP
ESMA published a summary of its 2014 supervisory work plan detailing the supervisory and monitoring tasks to undertake relating to trade repositories.
Shearman & Sterling LLP
The ESMA announced that European Central Counterparty N.V. had been authorized as a central counterparty under the European Market Infrastructure Regulation.
The Bank for International Settlements has published an updated version of the Basel Committee on Banking Supervision’s Basel III monitoring workbook.
Shearman & Sterling LLP
ESMA published its final technical advice to the EC setting out the information it considers national regulators should be mandated to provide.
Shearman & Sterling LLP
On 26 March 2014, ESMA published guidelines which provide for national regulators to enter into and comply with the provisions of an MMoU.
Shearman & Sterling LLP
The EBA published, on 27 and 28 March 2014, final draft technical standards required under the CRR.
Shearman & Sterling LLP
IOSCO published a letter on behalf of its Asia Pacific members to the European Commission dated 21 March 2014.
Shearman & Sterling LLP
In this newsletter, we provide a snapshot of the principal European, US and global financial regulatory developments.
Shearman & Sterling LLP
The NY Stock Exchange published a memo highlighting recent developments and ongoing policies applicable to foreign private issuers listed on the NYSE.
McGuireWoods LLP
End-users that trade swaps on a DCM or SEF should be aware of their potential recordkeeping requirements under CFTC regulations.
Fox Rothschild LLP
There has been a lot in the media lately on the rise of virtual currencies (technical term is cryptocurrencies), most prominently Bitcoin.
Shearman & Sterling LLP
The European Banking Authority published its final draft Regulatory Technical Standards under the Capital Requirements Regulation.
Fox Rothschild LLP
Michael Sweet was quoted in The Bond Buyer article "Detroit Judge OKs Swaps Deal But Headwinds Remain."
Ropes & Gray LLP
In response to the prevalence of social media sites featuring consumer reviews of various types of businesses, on March 28, 2014, the SEC’s Division of Investment Management published an IM Guidance Update to address concerns arising from the rating of investment advisers on such social media sites (the "Guidance Update").
Shearman & Sterling LLP
The District of Columbia issued a decision denying a motion for summary judgment challenging new bank reporting regulations.
Shearman & Sterling LLP
The SEC announced that it is seeking comment on a recommendation by its Investor Advisory Committee regarding disclosure by target date mutual funds.
Waller Lansden Dortch & Davis
TRANSACT14, the Electronic Transaction Association’s annual conference, kicks off tomorrow.
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Foley Hoag LLP
On July 1, 2014, FATCA will go into effect.
Hughes Hubbard & Reed LLP
The SEC has adopted amendments to Rule 506 under the Securities Act of 1933 that permit general solicitation and general advertising in securities offerings under this exemption from securities registration provided all purchasers are accredited investors.
Shearman & Sterling LLP
The credit valuation adjustment charge in Basel III appears, at first glance, to be the preserve of quantitative analysts and the like.
Shearman & Sterling LLP
Reducing excess "leverage" in the banking sector is a key component of the Basel III capital standards.
Jones Day
As in 2012, banking and financial services companies were conspicuously absent from the Top 10 List of public-company bankruptcy filings for 2013.
Law Office of Martin Mushkin LLC
Bitcoin is the latest and well-known form of digital currency in a long line of digital currencies.
Mayer Brown
On July 2, 2013, the Board of Governors of the Federal Reserve System approved a final rule to establish a new comprehensive regulatory capital framework for all US banking organizations.
Butler Snow LLP
Among the amendments to the ability-to-repay/qualified mortgage rule issued by the CFPB on July 10 were changes to the detailed requirements in new Appendix Q.
Katten Muchin Rosenman LLP
On February 20, 2014, the Internal Revenue Service issued additional final and temporary regulations under the Foreign Account Tax Compliance Act of 2009.
Mayer Brown
On January 17, 2013, the Internal Revenue Service (IRS) released 544 pages of final regulations implementing the provisions of the Foreign Account Tax Compliance Act.
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