Mondaq USA: Finance and Banking
Orrick
On May 11, 2017, the EBA published a report (EBA/GL/2017/05) containing its final guidelines on ICT risk assessment under the SREP required under the CRD IV Directive (2013/36/EU).
Orrick
On May 12, 2017, the EBA published its final guidelines on credit institutions' credit risk management practices and accounting for expected credit losses.
Kramer Levin Naftalis & Frankel LLP
Le 16 mars 2017, la Commission européenne a adopté un règlement délégué répondant aux problématiques opérationnelles, notamment des sociétés de gestion et des fonds...
Kramer Levin Naftalis & Frankel LLP
Le 4 mai 2017 la Commission européenne a publié un projet de règlement modifiant plusieurs articles du Règlement EMIR à la suite des nombreux avant-projets et consultations qui avaient été...
Kramer Levin Naftalis & Frankel LLP
D'abord, l'AMF souhaite renforcer la proportionnalité des obligations prévues par le texte.
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") expressed its willingness to review and approve swap dealers' ("SDs") internal models for calculating market and credit risk exposures in order to determine...
Cadwalader, Wickersham & Taft LLP
SIFMA, ISDA and the FIA raised issues with a CFTC proposal to establish capital and liquidity requirements for swap dealers and major swap participants.
Orrick
On May 10, 2017, DBRS published its general corporate rating methodology.
Mayer Brown
One week before the en banc D.C. Circuit is scheduled to hear oral argument regarding the constitutionality of the Consumer Financial Protection Bureau's (CFPB) structure in CFPB v. PHH, the Ninth Circuit has taken up the issue as well.
Reed Smith
On May 17, 2017, Commodity Futures Trading Commission ("CFTC") Acting Chairman J. Christopher Giancarlo announced an "important step forward" in bringing the CFTC's regulations into the "digital world of the 21st century."
Reed Smith
On May 17, 2017, Commodity Futures Trading Commission ("CFTC") Acting Chairman J. Christopher Giancarlo announced an "important step forward" in bringing the CFTC's regulations into the "digital world of the 21st century."
Troutman Sanders LLP
In one of the most significant post-Spokeo decisions to date, the Fourth Circuit unanimously reversed and dismissed a nearly $12 million Fair Credit Reporting Act ("FCRA") class action judgment...
Mayer Brown
Last week was busy for the financial technology industry (Fintechs) and non-bank regulators.
Orrick
The proposed changes to CAS and STACR will also require certain changes to the tax structure of Fannie and Freddie MBS issuances.
Kramer Levin Naftalis & Frankel LLP
On April 20, 2017, the Board of Governors of the Federal Reserve System issued a Consent Order to Deutsche Bank AG after finding deficiencies in the bank's Volcker Rule compliance program...
Cadwalader, Wickersham & Taft LLP
FDIC Vice Chair Thomas Hoenig discussed his recent proposal to require that banks partition certain nonbanking activities (see previous coverage for more detail).
WilmerHale
On Wednesday, May 10, the Consumer Financial Protection Bureau issued a request for information (RFI) on the small-business lending marketplace — the first step in an anticipated rulemaking pursuant to Section 1071 of Dodd-Frank.
Kleinberg, Kaplan, Wolff & Cohen, P.C.
A Section 475(f) election might be beneficial for a fund experiencing losses in 2017 or possibly where a fund has significant net unrealized losses coming into 2017.
Morrison & Foerster LLP
Former Acting Chair and current SEC Commissioner Michael Piwowar began the dialogue, reiterating the importance of making public capital markets available to businesses.
Cadwalader, Wickersham & Taft LLP
SEC Commissioner Michael Piwowar described the present state and future course of the U.S. initial public offering ("IPO") market.
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While closed-end real estate private equity funds (Real Estate Funds) are generally structured similarly to traditional private equity funds, there are several key differences.
Vedder, Price P.C.
On April 25, 2017, the U.S. District Court for the Northern District of Illinois issued an order denying the plaintiffs' motion to compel Calamos Investment Trust, a Massachusetts business trust,...
WilmerHale
Over the past year, regulators continued to actively examine compliance, introduce new and heightened requirements, recalibrate global priorities, and aggressively pursue enforcement.
Troutman Sanders LLP
The United States Supreme Court declined a petition for writ of certiorari by a consumer regarding a collection letter on law firm letterhead with attorney signatures.
Cadwalader, Wickersham & Taft LLP
The Bank for International Settlements published a Report that found that changes in the availability and cost of repurchase agreement financing are affecting the ability of repo markets to support the financial system.
Stroock & Stroock & Lavan LLP
The Consumer Financial Protection Bureau's ("CFPB" or "Bureau") May 10, 2017 field hearing and issuance of a Request for Information ("RFI") regarding the small business lending market, particularly credit issues facing small businesses owned by women and minorities, have stirred worries about new regulatory burdens on this sector.
Morrison & Foerster LLP
Since going into effect in 2013, the EU Alternative Investment Fund Managers Directive (the "AIFMD") has imposed significant limitations on the marketing of J-REITs to European investors...
Jones Day
The European Commission has launched a tender offer to conduct a comprehensive assessment of the competitive aspects of the EU market for syndicated loans.
Jones Day
One of the regulatory pillars of the EMIR is the requirement for parties to collateralize the marked-to-market exposure in over-the-counter derivatives transactions that are not cleared by a central clearing system.
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