Mondaq All Regions: Finance and Banking
Invest Barbados
The Barbados International Finance & Business (BIF&B) 2017 magazine is now available.
Cayman Finance
Jack Inglis of Alternative Investment Management Association (AIMA) explains how tax neutrality and transparency work in the funds world.
The introduction of IFRS 9 from 1 January 2018 will have a significant effect on regulatory capital across the banking industry...
In data 13 marzo 2017 sono entrate in vigore alcune modifiche al Regolamento ExtraMOT pubblicate da Borsa Italiana S.p.A. ("Borsa Italiana").
KPMG Luxembourg
During the consultation period 224 responses to the EBA's questions were submitted by a wide and representative group of stakeholders.
At some point in the late 1800's the creation of the industrial printing press led to what became known as ‘the age of the editor' when suddenly as a society we could not consume all the text being...
Cadwalader, Wickersham & Taft LLP
The Consumer Financial Protection Bureau ("CFPB") requested comment on a planned assessment of certain rules related to consumer remittance transfers under the Electronic Fund Transfer Act...
Morrison & Foerster LLP
On Wednesday, March 22, 2017 at 2 p.m. ET, the House Financial Services Committee's Subcommittee on Capital Markets, Securities, and Investment will hold a hearing entitled...
Shearman & Sterling LLP
Partner Nathan Greene (New York-Investment Funds) was asked to participate in an interview with the Independent Directors Council (IDC) on the SEC's Liquidity Risk Management Rule.
Cadwalader, Wickersham & Taft LLP
The Office of Management and Budget ("OMB") released the Trump Administration 2018 Budget Plan ("America First: A Budget Blueprint to Make America Great Again").
Morrison & Foerster LLP
A March 13, 2017 presidential order requiring a comprehensive plan to reorganize the executive branch could be the first step toward streamlining the financial regulatory structure.
Foley & Lardner
On December 9, 2016, the Department of the Treasury and Internal Revenue Service (IRS) published final regulations on the definition of "issue price," for purposes of the arbitrage rules...
Sedgwick LLP
President Trump's issuance of an Executive Order and the subsequent introduction of bills seeking to eliminate the CFPB signaled a dramatic shift from the Obama Administration's support of the CFPB.
Cadwalader, Wickersham & Taft LLP
The SEC and the National Bank of Belgium added an addendum to the "2001 Understanding Regarding an Application of Euroclear Bank for an Exemption under U.S. Federal Securities Laws."
Cadwalader, Wickersham & Taft LLP
The SEC requested comments on a FINRA proposal that would implement an "anonymous, grouped masking methodology" in order to address confidentiality concerns...
Cadwalader, Wickersham & Taft LLP
CFTC Acting Chair J. Christopher Giancarlo called for the CFTC to "reinterpret its regulatory mission" by (i) fostering economic growth, (ii) enhancing U.S. financial markets, and...
Kramer Levin Naftalis & Frankel LLP
The SEC denied a request to list what would have been the first U.S. exchange-traded fund built to track bitcoin. Investors Cameron and Tyler Winklevoss have been trying for more than three years...
Kramer Levin Naftalis & Frankel LLP
The Nasdaq Stock Market is seeking to expand the market for alternative investment funds with a blockchain-based payment and settlement process.
Kramer Levin Naftalis & Frankel LLP
FINRA filed a proposal with the SEC to streamline competency exams and facilitate opportunities for professionals seeking to enter or re-enter the securities industry.
Kramer Levin Naftalis & Frankel LLP
The SEC is advancing rules to tighten standards on the rapidly growing ETF industry despite objections from asset managers, including BlackRock and Invesco, which argue the rules are unnecessary...
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Deposits have been defined under the Companies Act, 2013 ("2013 Act") to include any receipt of money by way of deposit or loan or in any other form by a company.
Jones Day
One of the regulatory pillars of the EMIR is the requirement for parties to collateralize the marked-to-market exposure in over-the-counter derivatives transactions that are not cleared by a central clearing system.
Erdem & Erdem Law
Since the turn of the millennium, there has been an increase in the variety and use of capital structures of a company.
ELIG, Attorneys-at-Law
Communique No. 2017/2 on the Amendment of Communique No. 2010/4 ("Communique No. 2010/4") on the Mergers and Acquisitions Subject to the Approval of the Competition Board ("Communique No. 2017/2") has been published on the Official Gazette on February 24th, 2017 and entered into force on the same day.
Norton Rose Fulbright Canada LLP
The CSA has also proposed changes to NI 81-102 that will affect conventional mutual funds and non-redeemable investment funds.
Bar & Karrer
Fintech is currently a hot topic in many jurisdictions, particularly when it comes to facilitating innovation in that area from a regulatory perspective.
The decision reinforces the need for creditors to properly register their security interests to protect their collateral.
Aird & Berlis LLP
A recent report from Deloitte, commissioned by the Ontario Centres of Excellence (OCE) and the Toronto Financial Services Alliance (TFSA), suggests that Southern Ontario is perfectly positioned...
Cooper Grace Ward
This case was a reminder for directors and any person in business using, or seeking to rely on, an electronic signature.
Dillon Eustace
Ireland has a well-established reputation as a leading funds centre, being home to 6,470 regulated investment funds as of December 2016 according to the Central Bank of Ireland...
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