Mondaq All Regions: Finance and Banking
Holley Nethercote commercial & financial services lawyers
Licensees have possession of highly personal information, which in the wrong hands can be used for criminal activities.
Holding Redlich
This newsletter includes links to recent information relating to superannuation, funds management & financial services.
Shearman & Sterling LLP
On October 26, 2017, the US Securities and Exchange Commission, European Commission and the UK Financial Conduct Authority released, in a coordinated manner, a series of significant orders ...
Womble Bond Dickinson
ESMA has become the latest body to denounce initial coin offerings (ICOs), issuing statements directed at investors and firms highlighting the distinct risks involved.
Deloitte
Two months from today, on 13 January, the revised Payment Services Directive (PSD2)1 will come into effect across the European Union (EU).
Khaitan & Co
SEBI has revised the block deal framework with effect from 1 January 2018 in a circular (CIR/MRD/DP/118/2017) issued on 26 October 2017 (SEBI Circular).
CBA Studio Legale e Tributario
The purpose of this Newsletter is to (i) provide a brief overview on the concept of "finanziamento fondiario" (being a peculiar type of real estate mortgage loan under Italian law); and ...
CBA Studio Legale e Tributario
The Law also introduces provisions on termination of financial leases.
Labuan IBFC Inc
As Asia Pacific's preferred international business and financial centre, Labuan IBFC provides businesses and private clients an ideal balance of fiscal neutrality and transparency located....
Labuan IBFC Inc
"It is not an option for us to remain where we are. We must embrace the new reality, change course and design a new strategy for our industry. Or else we will perish. We are in this as a community."
Pinsent Masons LLP
Some of the plans submitted by UK-headquartered banks wishing to continue to operate in the euro area after Brexit have been criticised as inadequate by financial regulators.
Pinsent Masons LLP
The FCA released a consultation paper (CP17/37) [03.11.17] on Industry Codes of Conduct and Discussion Paper on FCA Principle 5. The FCA are consulting because their "expectations of authorised firms"...
Deloitte
Welcome to the sixth edition of the Deloitte European CFO Survey, an important initiative of the Deloitte EMEA CFO Programme.
Clyde & Co
In July the FCA opened its MiFID II ancillary exemption notification portal.
STA Law Firm
The enactment of UAE Federal Law Number 20 of 2016 Concerning Mortgaging of Movable Properties as Security for Debts (the New Law) is a milestone towards the UAE government's initiative...
Miles & Stockbridge
Introduced on November 9, 2017, the Senate Tax Bill would maintain private activity bonds ("PABs").
Morgan Lewis
On November 1, the White House Office of Management and Budget (OMB) received a much-anticipated notice from the US Department of Labor (DOL) named "18-Month Extension of Transition Period...
Jones Day
The U.S. Department of the Treasury has issued a report to the President recommending extensive regulatory and legislative reforms to the U.S. capital markets.
Holland & Knight
The House Ways and Means Committee completed its marathon "markup" of the tax-reform bill this week, paving the way for a floor vote on the measure as soon as next week.
Stroock & Stroock & Lavan LLP
Richard Cordray today announced his departure from the position of Director of the Consumer Financial Protection Bureau by the end of November 2017, well in advance of the natural expiration of his term in July 2018.
Latest Video
Most Popular Recent Articles
Surry Partners
Parents should document any funding arrangement of a family property purchase, to avoid the risk of a costly dispute.
Kemp Strang Lawyers
This case shows the importance of clearly identifying parties to a contract and the capacity in which each party signs.
Cooper Grace Ward
When negotiating any contract, you must carefully consider the wording of any terms relating to a bank guarantee.
Holley Nethercote commercial & financial services lawyers
Part II of this blog series discusses wholesale client eligibility, individual wealth, controlled entities and SMSFs.
Clayton Utz
ADIs and their subsidiaries need to take four steps to get ready for the Banking Executive Accountability Regime (BEAR).
Corrs Chambers Westgarth
This case serves a reminder that any decision to approve an asset-based loan must be transparent and justifiable.
Jones Day
The Government's proposal to implement the Proposed BEAR within nine months will not achieve sensible, balanced or fair regulation of the banking industry.
Norton Rose Fulbright Australia
Insurers should consider any obligations under the indemnity to inform an indemnifying party of a proposed settlement.
Kemp Strang Lawyers
This case should provide comfort to parents or other parties who consider assisting individuals to purchase a property.
Kemp Strang Lawyers
The decision provided guidance about the importance of bankers' duties to guarantors under the Code of Banking Practice.
Article Search Using Filters
Related Topics
Mondaq Advice Centre (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Tools
Font Size:
Translation
Channels
Mondaq on Twitter