Mondaq Europe: Finance and Banking
Shearman & Sterling LLP
ESMA published a statement alerting investors about the high risks of investment in ICOs, including the risk of total loss of their investment.
Shearman & Sterling LLP
On 21 November 2017, the European Securities and Markets Authority (ESMA) published a revised version of its Q&A on the implementation of the Market Abuse Regulation (MAR).
Shearman & Sterling LLP
On 13 November 2017, the European Commission (EC) published a consultation on institutional investors and asset managers' duties regarding sustainability.
ELVINGER HOSS PRUSSEN, société anonyme
On 18 January 2018, the Commission de Surveillance du Secteur Financier ("CSSF") released CSSF Circular 18/676 in relation to the adoption of the EBA Guidelines ...
ELVINGER HOSS PRUSSEN, société anonyme
In the latest update of its Q&A on the application of the Benchmark Regulation , ESMA clarifies the concept of "use of a benchmark" by investment funds.
Jones Day
Regulation (EU) 2017/2402 laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation ...
Shearman & Sterling LLP
On February 5, 2018, new U.K. secondary legislation was laid before Parliament to make the necessary minor technical changes to align U.K. legislation with recently introduced changes ...
Hassans
5th Money Laundering Directive – The European Union's regulatory gaze begins to shift towards crypto-currency exchanges and custodian wallet providers
GuernseyFinance
Competition among managers for capital in the alternative investment sector has never been greater.
ELVINGER HOSS PRUSSEN, société anonyme
On 19 December 2017, the European Banking Authority ("EBA") published an Opinion addressed to national competent authorities on the transition from the first payment service directive ...
ELVINGER HOSS PRUSSEN, société anonyme
On 20 December 2017, the Commission de Surveillance du Secteur Financier ("CSSF") released CSSF Circular 17/675 ("Circular") in relation to the adoption ...
ELVINGER HOSS PRUSSEN, société anonyme
In the context of the new regulatory framework established by MiFID II, the Commission de Surveillance du Secteur financier ("CSSF") ...
ELVINGER HOSS PRUSSEN, société anonyme
On 22 December 2017, the Grand Ducal Regulation of 21 December 2017 relating to the fees to be levied by the CSSF ("Regulation") ...
ELVINGER HOSS PRUSSEN, société anonyme
The EBA published final Guidelines dated 8 November 2017 on the information to be provided for authorisation as payment and electronic money institutions and for registration as account information service providers.
ELVINGER HOSS PRUSSEN, société anonyme
In a Press Release dated 5 January 2018, the CSSF announced a change in their position relating to the eligibility criteria of open-ended non-UCITS, ETFs and other UCIs ("Target UCI") ...
ELVINGER HOSS PRUSSEN, société anonyme
On 22 December 2017, the Grand Ducal Regulation of 21 December 2017 relating to the fees to be levied by the CSSF which repeals the Grand Ducal Regulation of 28 October 2013 was published in the Mémorial A.
Argentarius ETI Management Ltd
The following is Notice to investors issued by iStructure PCC PLC (the "Issuer") in respect of the below listed security (ETI units) issued by the Issuer:
Argentarius ETI Management Ltd
NOTICE IS HEREBY GIVEN to you as an investor in US Equity Long Short Market Neutral USD Asset Backed ETI having ISIN MT0000961343 that the Board of Directors has received notification from US Equity Long-Short Inc...
Finance Malta
While addressing an Investment Managers' Forum organised by the Malta Stock Exchange, in collaboration with Thomson Reuters, Minister for Finance Edward Scicluna stated that "the reason for the financial services...
Stephenson Harwood
Finance senior associate Elena Tang writes for Global Transport Finance about an alternative solution available to ship financiers trying to recover non-performing loans by selling mortgaged vessels – saying that for some, immediate enforcement is not the answer.
Most Popular Recent Articles
Baker & Partners
At a Breakfast Briefing Event this week, entitled ‘Walking The Tightrope', Baker and Partners provided guidance on current regulatory ‘Hot Topics' to Jersey's compliance industry.
ICSA
On 7 September 2016, the Financial Conduct Authority and the Prudential Regulation Authority announced new whistleblowing rules for banks, building societies, credit unions and some investment and insurance firms, in response to public demand for greater banking accountability.
Pinsent Masons LLP
The consultation closes on 21 September 2017, and the FCA expects to publish its new rules early next year.
Dillon Eustace
There are many options available to the start up manager to establish a track record and build the scale required to attract capital from key institutional investors across the globe.
Hassans
This analysis would subsequently inform what the appropriate treatment of the token should be from a legal, regulatory, accounting and tax perspective.
Moroğlu Arseven
Turkey has loosened its rules for bank spin-offs, introducing a new distinction for partial spin-offs and excluding these transactions from the scope of certain rules.
Eryürekli Attorney Partnership
This legal alert aims to set forth the amendment of Capital Markets Board of Turkey on the Communiqué on Sales of Capital Market Instruments numbered II-5.2.
Eryürekli Attorney Partnership
This legal alert aims to set forth the amendment of Capital Markets Board of Turkey on the Communiqué on Principles Regarding Record Keeping of Dematerialized Capital Markets Instruments numbered II-13.1.
Deloitte
The Markets in Financial Instruments Directive II (MiFID II) and the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation rules went live in January this year.
Article Search Using Filters
Related Topics
Mondaq Advice Centre (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Tools
Font Size:
Translation
Channels
Mondaq on Twitter