Mondaq Europe: Finance and Banking
Pinsent Masons LLP
Brexit and cyber attacks are two of the "key risks to the EU financial system", the joint committee of the EU supervisory authorities (ESAs) has said.
Schoenherr Attorneys at Law
Direct lending funds are emerging as key sources of loan financing. Understanding the local legal framework and peculiarities is important for executing a lending transaction ...
Mamo TCV Advocates
The Malta Financial Services Authority ("MFSA") has issued a Consultation Paper on the proposed introduction of a "Financial Instrument Test" ...
Kramer Levin Naftalis & Frankel LLP
Où la Commission des sanctions rappelle une fois de plus que le distributeur est autant responsable que le producteur de la documentation précontractuelle.
August & Debouzy
Par un arrêt du 13 décembre 2017, la Cour de cassation énonce que faute pour la société de gestion du fonds commun de titrisation d'avoir été expressément autorisée à effectuer l'action...
Kramer Levin Naftalis & Frankel LLP
The article discusses how Venezuela breaks a taboo by issuing a sovereign cryptocurrency.
Dillon Eustace
During the period 1 January 2018 to 31 March 2018, the Central Bank published the Twenty-Second Edition of the Central Bank UCITS Question & Answers
Affinity Private Wealth
In May of this year and with a revision-free Summer ahead, I was delighted to pass the final module of my Investment Advice Diploma qualification (IAD).
Affinity Private Wealth
The first edition of VFTD was published in April 2012 and this month marks the 70th time we have sat down together, compared notes and decided what we would like to write.
Chetcuti Cauchi Advocates
Blockchain technology is transforming the financial services industry and creating opportunities for both new and established players.
Pinsent Masons LLP
Legislation has still to be adopted in Spain to implement the EU's second Payment Services Directive (PSD2).
Goldblum and Partners
Following a sharp increase in the number of initial coin offerings (ICOs) taking place in Switzerland and a growing interest in cryptocurrencies...
Baer & Karrer
In the aftermath of the fi nancial crisis of 2008/2009, Switzerland launched a massive overhaul of its fi nancial regulations.
Erdem & Erdem Law
The LEI is a twenty character alpha-numeric code used as an international standard for reporting and identifying underlying counterparties to transactions.
Erdem & Erdem Law
The scope of the obligations under the Management Communiqué includes the institutions established as per, or subject to, the Capital Markets Law.
Pinsent Masons LLP
The gender pay gap at UK financial services firms significantly exceeds the national average, according to the results of the first statutory gender pay gap reporting exercise.
Deloitte
On 5 April 2018 the FCA published a policy statement, summarised in our recent blog, on its first round measures as part of its asset management market study.
Mishcon de Reya
The Financial Conduct Authority (FCA) has recently published its Business Plan 2018/19, which sets out its priorities for the coming year.
Orrick Herrington & Sutcliffe
From 3 January 2018 all legal entities (no matter where they are based or incorporated) involved in buying, selling or issuing financial instruments on EU regulated markets ...
Deloitte
Almost a decade ago at the 2009 Pittsburgh Summit, G20 Leaders committed to reform the OTC derivatives markets with the objective of reducing systemic risks, improving transparency and protecting investors against...
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Baker & Partners
At a Breakfast Briefing Event this week, entitled ‘Walking The Tightrope', Baker and Partners provided guidance on current regulatory ‘Hot Topics' to Jersey's compliance industry.
Pinsent Masons LLP
New regulatory technical standards on ‘strong customer authentication and common and secure open standards of communication', which will apply under the EU's second Payment Services Directive (PSD2), ...
Ozogul Yenigun & Partners
Kefalet sözleşmesi; Türk Borçlar Kanunu ("TBK") m.581 uyarınca, kefilin alacaklıya karşı, borçlunun borcunu ifa etmemesinin sonuçlarından kişisel olarak sorumlu olmayı üstlendiği sözleşme niteliğini taşımaktadır.
Pinsent Masons LLP
The consultation closes on 21 September 2017, and the FCA expects to publish its new rules early next year.
Duff and Phelps
In response to increasing concerns around investment advice, in early 2017, the JFSC launched an awareness campaign highlighting the potential dangers of high-risk investments and mis-selling.
Dillon Eustace
There are many options available to the start up manager to establish a track record and build the scale required to attract capital from key institutional investors across the globe.
Shearman & Sterling LLP
On 15 December 2017, the FRC published a bulletin entitled "The Auditor's Association with Preliminary Announcements made in accordance with U.K. Listing Rules."
Moroğlu Arseven
In January 2018, Turkey's Capital Markets Board ("Board") introduced new rules requiring capital markets institutions and publicly held companies to locate their primary and secondary information systems within Turkey.
Deloitte
The recommendations and guidance issued by the API EG will seek to create harmonised market practices across EU Member States.
Dillon Eustace
On foot of increased pressure being placed on Irish banks by the European Central Bank (the "ECB") to deleverage their balance sheets, a number of Irish financial institutions...
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