Mondaq USA: Finance and Banking > Listing Rules & Flotation
Womble Bond Dickinson
ESMA has become the latest body to denounce initial coin offerings (ICOs), issuing statements directed at investors and firms highlighting the distinct risks involved.
GuernseyFinance
Stuart Gardner, a Director at EY in Transaction Advisory Services, and David Jones, Counsel at Carey Olsen, writing on behalf of the Guernsey Investment Fund Association, look at Guernsey's role...
GuernseyFinance
Delegates at the upcoming Guernsey Funds Masterclass in London will hear of the opportunities that will exist for the UK in the future despite the current Brexit-fuelled uncertainty.
GuernseyFinance
The Hillview Group has expanded its investment offering with the launch of its first real estate fund.
GuernseyFinance
Guernsey's funds industry has enjoyed a positive and diverse year, according to the latest edition of the Guernsey Fund Report.
GuernseyFinance
Bitcoin was released in 2009 as a digital currency system via a simple posting to a niche mailing list.
GuernseyFinance
Guernsey's innovation, world-leading capabilities and evidence of fund growth were all key as the island was named ‘Best Centre for Fund Administration' at the 2017 Investment Week Fund Services Awards.
GuernseyFinance
Established in 2011, Gentoo, which also has an office in Luxembourg, has grown its assets under administration to more than $15bn.
GuernseyFinance
From our headquarters in Guernsey we offer access to a fully regulated marketplace, which is within the European time zone but outside of the EU.
GuernseyFinance
This has undoubtedly driven some US managers and investment fund specialists to examine their options for diversification – both of investments and investors
GuernseyFinance
On Thursday 23 June last year 17,410,742 people voted for the UK to leave the European Union.
GuernseyFinance
It is that time of year when many in the alternatives investment industry in Europe head off on vacation for a couple of weeks rest and relaxation.
Cadwalader, Wickersham & Taft LLP
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of October 30 to November 3, 2017.
Shearman & Sterling LLP
Under the Proposals, the Listing Regulatory Committee (with equal representation from the SFC and the Exchange) will be established to decide on initial listing applications that have suitability concerns...
Cadwalader, Wickersham & Taft LLP
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of October 16 to October 20, 2017.
Akin Gump Strauss Hauer & Feld LLP
On October 11, 2017, the Securities and Exchange Commission (SEC) published for comment a proposal by NASDAQ Stock Market LLC to modify its initial and continued listing requirements...
Cadwalader, Wickersham & Taft LLP
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of October 2 to October 6, 2017.
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
Foley Hoag LLP
Public companies commonly use their equity as a component of incentive compensation awarded to their executives and other employees.
Cadwalader, Wickersham & Taft LLP
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of September 18 to September 22, 2017.
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GuernseyFinance
Bitcoin was released in 2009 as a digital currency system via a simple posting to a niche mailing list.
GuernseyFinance
Guernsey's funds industry has enjoyed a positive and diverse year, according to the latest edition of the Guernsey Fund Report.
Cadwalader, Wickersham & Taft LLP
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of October 16 to October 20, 2017.
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
Akin Gump Strauss Hauer & Feld LLP
On October 11, 2017, the Securities and Exchange Commission (SEC) published for comment a proposal by NASDAQ Stock Market LLC to modify its initial and continued listing requirements...
Shearman & Sterling LLP
Under the Proposals, the Listing Regulatory Committee (with equal representation from the SFC and the Exchange) will be established to decide on initial listing applications that have suitability concerns...
Womble Bond Dickinson
ESMA has become the latest body to denounce initial coin offerings (ICOs), issuing statements directed at investors and firms highlighting the distinct risks involved.
GuernseyFinance
Guernsey's innovation, world-leading capabilities and evidence of fund growth were all key as the island was named ‘Best Centre for Fund Administration' at the 2017 Investment Week Fund Services Awards.
GuernseyFinance
The Hillview Group has expanded its investment offering with the launch of its first real estate fund.
Cadwalader, Wickersham & Taft LLP
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of October 30 to November 3, 2017.
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