Mondaq USA: Finance and Banking > Financial Services
Ropes & Gray LLP
Asset managers located inside and outside the EU must comply with the new "point of sale" disclosure requirements that will apply when they distribute financial products, and investment services...
GuernseyFinance
Guernsey has been ranked as the number one European specialist finance centre in The Banker's annual ranking of the top international finance centres (IFCs).
GuernseyFinance
Impact investing is increasingly taking hold as allocators recognise the return benefits and this presents opportunities for established international financial centres, a white paper reports.
GuernseyFinance
Guernsey-headquartered Heritage International Fund Managers (HIFM) is to offer portfolio and risk management services for alternative investment funds with its comprehensive Management Company (ManCo) solution.
GuernseyFinance
The total value of funds business in Guernsey grew by £4.5 billion (1.6%) during the second quarter of this year.
Cadwalader, Wickersham & Taft LLP
FINRA published new guidance on various issues stemming from amendments made to FINRA Rule 4210 (margin) for "Covered Agency Transactions."
Cadwalader, Wickersham & Taft LLP
Under the proposal, credit reporting agencies would be obligated to register with the DFS.
Cadwalader, Wickersham & Taft LLP
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of September 11 to September 15, 2017.
Troutman Sanders LLP
On August 25, the United States District Court for the Northern District of Georgia struck four counts of a complaint filed by the Consumer Financial Protection Bureau because it failed to abide by the Court's discovery order.
Troutman Sanders LLP
Two recent decisions from the Southern District of New York and the District of New Jersey have expressly disagreed about a credit repair company's dispute of a debt on behalf of a consumer in two Fair Debt Collection Practices Act cases.
Davis & Gilbert
Performance continued to weaken as delinquencies and charge-offs increased in Q2 for personal, student, and subprime auto loans.
Stroock & Stroock & Lavan LLP
The Consumer Financial Protection Bureau ("CFPB" or "Bureau") yesterday issued its first ever No-Action Letter ("NAL") through its Project Catalyst initiative, and the industry.
Troutman Sanders LLP
On August 17, the Consumer Financial Protection Bureau filed a complaint and proposed settlement against Aequitas Capital Management, Inc. and its related entities, alleging that the loan...
Davis & Gilbert
Student loan debt rose to $1.34 trillion in Q2 2017, up from $1.31 trillion at the end of 2016, and now accounts for 10.4% of the $12.8 trillion in total household debt.
Troutman Sanders LLP
The Consumer Financial Protection Bureau recently released its Summer 2017 Supervisory Highlights, which summarizes the agency's supervisory activities during the first half of this year.
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the FDIC proposed amendments to their CRA regulations in response to recent changes...
Mayer Brown
The strong credit performance and significant growth of subscription credit facilities (each, a "Subscription Facility") and the broader Fund Finance market continued into the first half of 2017.
Cadwalader, Wickersham & Taft LLP
As of August 28, 2017, insurance companies, banks, and other financial services companies regulated by the New York Department of Financial Services ("DFS") must comply with an initial wave...
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker provides a list of upcoming comment deadlines, compliance deadlines, effective dates and meeting dates.
Shearman & Sterling LLP
The revised EU Markets in Financial Instruments package—known as MiFID II—takes effect on January 3, 2018. Some aspects of this legislation are extra-territorial.
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Shearman & Sterling LLP
The New York State Department of Financial Services ("NYDFS") enacted final cybersecurity regulations ("Regulations") for NYDFS regulated entities that went into effect on March 1, 2017.
Arnold & Porter Kaye Scholer LLP
The Office of the Comptroller of the Currency recently took an enforcement action in the form of a consent order against a bank director that serves as a cautionary tale for the banking industry.
Arnold & Porter Kaye Scholer LLP
n just eight months, all federally regulated banks, brokers or dealers in securities, mutual funds, futures commission merchants, and introducing brokers in commodities will be required to comply with the new Beneficial Ownership Rule...
Kramer Levin Naftalis & Frankel LLP
The three interest rates will be constructed to reflect the cost of short-term secured borrowing in highly liquid and robust markets.
K&L Gates
Nearly two years after the TILA-RESPA Integrated Disclosure rule went into effect (on October 3, 2015) and one year after the CFPB closed a comment period on a NPRM to adjust and clarify the rule, ...
Holland & Knight
The U.S. Department of Justice (DOJ) has quietly ended its four-year effort to prevent banks from providing credit and other services to certain businesses that had been deemed controversial.
Holland & Knight
The U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) on Aug. 22, 2017, continued expanding its Geographic Targeting Orders (the GTOs) with respect to beneficial ownership...
Lewis Brisbois Bisgaard & Smith LLP
August 28, 2017, marks the end of the initial 180-day transition period for covered entities to come into compliance with New York's new financial cybersecurity regulations.
Shearman & Sterling LLP
The Office of the Comptroller of the Currency (OCC), which regulates national banks and, as such, is responsible for administering the Volcker Rule with respect to the largest banking entities...
Cadwalader, Wickersham & Taft LLP
New York State's "first-in-the-nation" cybersecurity regulation became effective on August 28, 2017.
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