Mondaq USA: Finance and Banking
Duff and Phelps
To create long-term viable businesses, investment firms must provide products that serve clients' needs.
Reed Smith
It has included a focus on financial exploitation as part of a broader look at how financial services industry interacts with the elderly.
Kramer Levin Naftalis & Frankel LLP
"Three Asset-Based Financing Options for Private Funds: Total Return Swaps, Structured Repos and SPV Financing," a two-part series, by Corporate partner Fabien Carruzzo and associate Daniel King...
Ballard Spahr LLP
A federal court this week found that the U.S. CFTC had jurisdiction to regulate a cryptocurrency business, raising the possibility of jurisdictional tension among the CFTC and other federal agencies over the...
Davis & Gilbert
Usury has made quite a comeback from the dust heap of old law treatises to become a crucial concept that has shaped modern credit markets.
Cadwalader, Wickersham & Taft LLP
CFTC Grants CPO Relief From Annual Report Filing Requirement
Cadwalader, Wickersham & Taft LLP
Board of Governors of the Federal Reserve System ("FRB") Governor Lael Brainard urged the FRB and banking institutions to "safeguard" capital and liquidity protections as cyclical pressures increase.
Cadwalader, Wickersham & Taft LLP
The U.S. Senate voted to repeal Consumer Financial Protection Bureau ("CFPB") regulatory guidance on auto-loan financing, which purported to regulate discriminatory dealer markups on car loans to consumers.
Ropes & Gray LLP
The Adviser Conduct Proposal reaffirms that the Advisers Act fiduciary duty derives from common law principles.
Carlton Fields
On April 18, the SEC voted four to one to propose new standards of conduct for broker-dealers (BDs) and investment advisers (IAs).
Shearman & Sterling LLP
On April 12, 2018, the U.S. Department of the Treasury announced that John E. Smith will be stepping down as director of the U.S. Office of Foreign Assets Control in early May 2018.
Shearman & Sterling LLP
On April 9, 2018, the FCA published a discussion paper on its proposed approach to using ex post impact evaluation to assess the impact of its work on consumers, firms and markets.
Shearman & Sterling LLP
On April 10, 2018, the Committee on Payments and Market Infrastructures and the International Organization of Securities Commissions published a Framework ...
Shearman & Sterling LLP
On April 9, 2018, the Committee on Payments and Market Infrastructures and the Board of the International Organization of Securities Commissions published final Technical Guidance ...
Shearman & Sterling LLP
On April 11, 2018, the U.S. Board of Governors of the Federal Reserve System and U.S. Office of the Comptroller of the Currency published a joint notice of proposed rulemaking ...
Shearman & Sterling LLP
On April 11, 2018, the U.S. Board of Governors of the Federal Reserve System and U.S. Office of the Comptroller of the Currency published a joint notice of proposed rulemaking and request for comment ...
Shearman & Sterling LLP
On April 10, 2018, the Federal Reserve published a notice of proposed rulemaking and request for comment intended to integrate its capital and stress rules and thereby simplify the capital regime ...
Seyfarth Shaw LLP
As you likely know by now, in July 2017 the U.K.'s Financial Conduct Authority announced that LIBOR will be phased out by 2021.
McDermott Will & Emery
One of the most significant developments in FCA litigation in recent years was the Supreme Court's unanimous 2016 ruling in Universal Health Services, Inc. v. United States ex rel. Escobar ...
Duff and Phelps
The regulatory burden increases inexorably but promises of regulatory harmonization never seem to deliver.
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BakerHostetler
On Dec. 5, 2017, the Federal Trade Commission reached a settlement with three defendants who it alleged partook in deceptive, abusive and unfair debt collection practices ...
Arnold & Porter
On March 14, the US Senate passed S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act (Economic Growth Act), on a 67-31 vote.
Foley & Lardner
Following Borders & Borders PLC's (Borders) successful summary judgment motion last summer, the Consumer Financial Protection Bureau (CFPB or Bureau) filed a motion for reconsideration...
Cadwalader, Wickersham & Taft LLP
An accounting firm agreed to pay nearly $150 million to the U.S. government to settle potential liability related to the audits of a failed mortgage lender.
Troutman Sanders LLP
The United States Court of Appeals for the Seventh Circuit recently affirmed a lower court decision finding that a debt collector's verification and investigation of a consumer's disputes ...
Troutman Sanders LLP
As we previously reported, Mick Mulvaney, acting interim director of the CFPB, announced a change to the CFPB's governing philosophy to focus on quantitative analysis to guide the Bureau's future regulatory and enforcement actions.
GuernseyFinance
Guernsey's thriving insurance sector is right on point with the theme of this year's British Insurance Brokers' Association annual conference and exhibition.
Arnold & Porter
On March 14, the U.S. Senate passed S. 2155, the Economic Growth, Regulatory Relief, and Consumer Protection Act, on a 67-31 vote.
Troutman Sanders LLP
In Taylor, both Plaintiffs incurred debts with a bank, which after default were placed with Financial Recovery Services ("FRS") for collection.
Mayer Brown
If enacted, the bill would impose material conditions on the eligibility of non-cash-out refinancings for government guaranty under the Veterans Affairs Loan Guaranty Program.
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