Mondaq USA: Finance and Banking
Morgan Lewis
The National Futures Association (NFA) recently proposed an interpretive notice that would require members that are commodity pool operators (CPOs) to adopt and implement internal controls systems designed to deter fraudulent activity (Proposal).
Orrick
Deutsche Bank settled with BlackRock and other RMBS investors in New York federal (BlackRock Balanced Capital Portfolio (Fi) v. Deutsche Bank National Trust Company, S.D.N.Y., No. 1:14-cv-09367) ...
Cadwalader, Wickersham & Taft LLP
President Donald J. Trump intends to nominate Heath P. Tarbert to be CFTC Chair for a five-year term starting on April 14, 2019. Mr. Tarbert is currently U.S. Treasury Department ("Treasury") Assistant Secretary for International Markets.
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") proposed adoption of an Interpretive Notice that requires commodity pool operators ("CPOs") to adopt internal control systems to deter fraud.
Kramer Levin Naftalis & Frankel LLP
Destra Capital Advisors acquired the fund formerly known as Multi-Strategy Growth & Income Fund. The closed-end interval fund invests for total return with an emphasis on current income.
Cadwalader, Wickersham & Taft LLP
ISDA published the ISDA 2018 Benchmarks Supplement Protocol (the "Protocol"), which provides market participants with a multilateral method for applying the terms of the ISDA Benchmarks Supplement
Cadwalader, Wickersham & Taft LLP
The CFTC requested public feedback on Ether and the Ethereum Network to better understand the technologies.
Cadwalader, Wickersham & Taft LLP
The Consumer Financial Protection Bureau ("CFPB," now also known as the BCFP) proposed to (i) streamline its no-action letter process and (ii) create a CFPB Product Sandbox.
Cadwalader, Wickersham & Taft LLP
At a Federal Trade Commission ("FTC") hearing, industry professionals and experts debated the possible anticompetitive implications of institutional investors holding non-controlling equity...
BakerHostetler
In news that no Blockchain Monitor reader wants to hear, technical analysts are sounding the alarm bell on bitcoin
Dentons
The Moneylenders Act was introduced in 2008 to provide protection to vulnerable borrowers who are susceptible to exploitation by moneylenders.
Cadwalader, Wickersham & Taft LLP
The CFTC issued a release that would make significant revisions to the regulatory requirements that apply under Part 37 of the CFTC Rules to the trading of swaps and to the market‑places that offer "exchange trading"...
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On October 30, 2018, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency (collectively, the agencies)
Hunton Andrews Kurth LLP
Virtual currencies and the underlying blockchain technology has a profound potential to be a driver of economic growth.
Morrison & Foerster LLP
In between holiday shopping and merriment, we here at the Financial Services Report are pondering what's in a name. Not much, said Shakespeare.
Cadwalader, Wickersham & Taft LLP
Based on data from the Bank for International Settlements, ISDA found that OTC derivatives notional outstanding went up during the first half of 2018.
Cadwalader, Wickersham & Taft LLP
The CFTC proposal to amend Rule 160.5 - which requires certain "covered persons" to provide annual privacy notices to customers at least once a year during the life of the customer relationship - was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board and Consumer Financial Protection Bureau (collectively, the "agencies") proposed amendments (the "2018 proposal") to Regulation CC, which implements the Expedited Funds Availability Act ("EFA Act").
Cadwalader, Wickersham & Taft LLP
CFTC is alleging that apples and oranges are the same, and that if you bid or offer apples at a price different than the market price for oranges, you are manipulating.
Cadwalader, Wickersham & Taft LLP
A financial investment firm agreed to pay $425,000 to settle charges for impeding a Chicago Mercantile Exchange investigation.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Mayer Brown
California enacts a first-of-its-kind legislation imposing disclosure requirements on commercial purpose loans similar ...
Troutman Sanders LLP
On November 14, the Bureau of Consumer Financial Protection filed an amicus brief with the United States Supreme Court ...
Archer & Greiner P.C.
The concept of collecting a debt may seem simple-a person owes you money, so you contact that person to collect. This concept may seem so uncomplicated that it could be done without the assistance of legal counsel.
Troutman Sanders LLP
The implementation period for changes in lease accounting standards under United States generally accepted accounting principles ("GAAP") ...
Troutman Sanders LLP
Non-bank lenders to small businesses need to be on alert after Governor Brown signed California Senate Bill 1235 into law on September 30, 2018.
Arnold & Porter
The 2018 election was a wave election, but it was a smaller wave than Democrats had been hoping for in the summer of 2018.
Troutman Sanders LLP
Earlier this week, InsideArm identified a subtle change to the Massachusetts Attorney General's website that may reflect an unannounced change in the regulations governing third-party collection agencies in Massachusetts.
Troutman Sanders LLP
In an ominous sign, Americans' total debt hit another record high, rising to $13.5 trillion in the last quarter, as student loan delinquencies jumped, according to Reuters.
Stroock & Stroock & Lavan LLP
The 2017 Tax Cuts and Jobs Act created a new incentive for investment in qualified low-income communities known as qualified opportunity zones ("QOZs").
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