Mondaq USA: Government, Public Sector > Money Laundering
Cadwalader, Wickersham & Taft LLP
U.S. Treasury Department ("Treasury") Undersecretary for Terrorism and Financial Intelligence Sigal P. Mandelker addressed Iran's alleged "malign" activities ...
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") reminded members that failure to comply with anti-money laundering ("AML") obligations may lead to disciplinary action.
Shearman & Sterling LLP
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers...
Kramer Levin Naftalis & Frankel LLP
The SEC settled charges against broker-dealers Chardan Capital Markets and Industrial and Commercial Bank of China Financial Services (ICBCFS) for failing to report suspicious sales...
Arnold & Porter
In appearances at recent community bank forums, Comptroller of the Currency Joseph Otting outlined a strategy focused on better tailoring and easing regulatory requirements for community banks.
Cadwalader, Wickersham & Taft LLP
The parties agreed to settle the charges without admitting or denying the SEC and FINRA findings.
Cadwalader, Wickersham & Taft LLP
The U.S. Treasury Department's Financial Crimes Enforcement Network issued an administrative ruling that will provide time-limited relief from the Beneficial Ownership Rule for financial products and services ...
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") advised futures commission merchants and introducing brokers to review the updated Financial Action Task Force ...
Ropes & Gray LLP
The recent boom in initial coin offerings has drawn wide-ranging regulatory scrutiny in the U.S. stemming from concerns that main-street investors are at increased risk of exposure to fraud when investing in...
Cadwalader, Wickersham & Taft LLP
FINRA amended its anti-money laundering ("AML") policy to specifically require ongoing customer due diligence.
Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Cadwalader, Wickersham & Taft LLP
FINRA proposed amending its existing anti-money laundering ("AML") requirements to explicitly require ongoing customer due diligence, consistent with the May 11, 2018 effective date...
Shearman & Sterling LLP
On April 13, 2018, the United States Court of Appeals for the Second Circuit, in a summary order, affirmed the dismissal of a putative class action against Deutsche Bank and certain of its officers...
Cadwalader, Wickersham & Taft LLP
A former Venezuelan official admitted to soliciting and receiving bribes from owners of certain U.S. energy companies. The official pleaded guilty to one count of conspiracy to commit money laundering.
WilmerHale
Last week the Financial Crimes Enforcement Network (FinCEN) issued much-anticipated Frequently Asked Questions (FAQs) that provide additional guidance ...
Cadwalader, Wickersham & Taft LLP
FINRA revised the template that small firms registered with FINRA may use in developing anti-money laundering ("AML") programs.
Arnold & Porter
On March 19, 2018, the Treasury Department's Office of Foreign Assets Control (OFAC) published five frequently asked questions and responses (FAQs) relating to digital currency and sanctions compliance.
Cadwalader, Wickersham & Taft LLP
The Industrial and Commercial Bank of China and its New York branch entered into a consent agreement with the Board of Governors of the Federal Reserve System ("FRB").
Shearman & Sterling LLP
On May 23, 2018, the Sanctions and Anti-Money Laundering Act 2018 received Royal Assent and came partly into force on May 23, 2018. The majority of the provisions of the Act will enter into force ...
Shearman & Sterling LLP
On May 11, 2018, the U.S. Board of Governors of the Federal Reserve System, Office of the Comptroller of the Currency and Federal Deposit Insurance Corporation published the customer due diligence and...
Most Popular Recent Articles
Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") advised futures commission merchants and introducing brokers to review the updated Financial Action Task Force ...
Shearman & Sterling LLP
On May 11, 2018, the U.S. Board of Governors of the Federal Reserve System, Office of the Comptroller of the Currency and Federal Deposit Insurance Corporation published the customer due diligence and...
Arnold & Porter
In appearances at recent community bank forums, Comptroller of the Currency Joseph Otting outlined a strategy focused on better tailoring and easing regulatory requirements for community banks.
Shearman & Sterling LLP
On May 23, 2018, the Sanctions and Anti-Money Laundering Act 2018 received Royal Assent and came partly into force on May 23, 2018. The majority of the provisions of the Act will enter into force ...
Shearman & Sterling LLP
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers...
Ropes & Gray LLP
The recent boom in initial coin offerings has drawn wide-ranging regulatory scrutiny in the U.S. stemming from concerns that main-street investors are at increased risk of exposure to fraud when investing in...
Cadwalader, Wickersham & Taft LLP
The U.S. Treasury Department's Financial Crimes Enforcement Network issued an administrative ruling that will provide time-limited relief from the Beneficial Ownership Rule for financial products and services ...
Kramer Levin Naftalis & Frankel LLP
The SEC settled charges against broker-dealers Chardan Capital Markets and Industrial and Commercial Bank of China Financial Services (ICBCFS) for failing to report suspicious sales...
Cadwalader, Wickersham & Taft LLP
U.S. Treasury Department ("Treasury") Undersecretary for Terrorism and Financial Intelligence Sigal P. Mandelker addressed Iran's alleged "malign" activities ...
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