Mondaq All Regions: Finance and Banking
The RBI Circular requires all the Banks to credit the amount involved in the unauthorised e-banking transaction to the customer's account within 10 working days of notification by the customer.
KPMG Luxembourg
On 6 July 2017 the CSSF published an updated version of its Frequently Asked Questions (FAQ) document on alternative investment fund managers (AIFM) and created a FAQ for SIFs and...
KPMG Luxembourg
On 6 July 2017 the CSSF published the updated versions of its Frequently Asked Questions (FAQ) documents on the UCI Law.
King & Spalding LLP
On 21 December 2016, the Capital Market Authority of Saudi Arabia approved the Parallel Market Listing Rules, thereby establishing the Parallel Market, an alternative market to the Main Market of the Saudi Stock Exchange (Tadawul).
TLT Solicitors
The PSR is responsible for regulating the main interbank payment systems – Bacs, CHAPS, Cheque & Credit, Faster Payments Scheme...
TLT Solicitors
Serving proceedings on defendants outside the UK can be an expensive, complicated and time consuming process.
Sedgwick LLP
The FCA defines a platform service as a service which offers access to third-party investment products.
Pinsent Masons LLP
The UK Financial Conduct Authority (FCA) has launched a consultation over the supervisory approach to be adopted by the new Office for Professional Body Anti-Money Laundering Supervision (OPBAS).
The FTC alleged that to induce consumers to complete the applications, Blue Global made a number of false representations.
Kramer Levin Naftalis & Frankel LLP
As alternative investments become more mainstream, information about investment vehicles, underlying assets and other risk management data is also more important to investors...
Kramer Levin Naftalis & Frankel LLP
Owl Rock is partnering with the Regents of the University of California to bolster its direct lending efforts with the formation of a strategic loan fund.
Kramer Levin Naftalis & Frankel LLP
Liquid alternatives specialist Balter Capital Management launched an all-capitalization long/short equity mutual fund in partnership with Invenomic Capital Management.
Proskauer Rose LLP
Proskauer partners Jeff Neuburger, Robert Leonard, Josh Newville and Jonathan Richman recently invited hedge fund executives to discuss the complex regulatory and compliance issues...
K&L Gates
Money transmitters already licensed in New York will be able to transition their licenses to the NMLS system.
Cadwalader, Wickersham & Taft LLP
The FDIC reminded banks to submit their Consolidated Reports of Condition and Income ("Call Reports") for the second quarter of 2017.
Cadwalader, Wickersham & Taft LLP
The SEC Office of Investor Education and Advocacy ("OIEA") described the differences between "stop," "stop-limit" and "trailing stop" orders.
Cadwalader, Wickersham & Taft LLP
SEC Commissioner Kara Stein shared her views on the current state of U.S. capital markets and addressed several key issues.
Cadwalader, Wickersham & Taft LLP
FINRA and the MSRB issued guidance, in the form of Frequently Asked Questions, on new confirmation disclosure requirements that apply to transactions with retail customers in corporate debt...
Carlton Fields
This article also suggests a potential Rule of Civil Procedure remedy for some of the problems the rule creates.
On July 12, 2017, the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB) published new implementation guidance on the bond mark-up...
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Kolcuoglu Demirkan Kocakli Attorneys at Law
Despite the recent political and economic uncertainty and the coup attempt of 15 July 2016 against the government, Turkey has strong fundamentals for stable and long-term economic growth...
Originally designed for use in the captive insurance sector, the protected cell company has established itself as a go-to-solution for a wide range of fund structuring in the 20 years since...
Arnold & Porter Kaye Scholer LLP
As part of their diversified investment programs, many family offices invest in private alternative investment funds, which may include real estate funds, hedge funds, private equity funds...
PUNUKA Attorneys & Solicitors
The NCC gives a maximum of sixty (60) days for such notification and responds within a thirty (30) day time frame.
Wilson Elser Moskowitz Edelman & Dicker LLP
In the wake of the promulgation of new cybersecurity regulations by New York State's Department of Financial Services, Colorado has proposed cybersecurity regulations for broker-dealers, investment advisers and other fund managers in the ever-changing privacy landscape.
Conyers Dill & Pearman
We are pleased to present the latest edition of our Bermuda Public Companies Update which features a recap of significant transactions involving Bermuda public companies listed on the NYSE...
Most virtual currencies are privately issued, although a number of central banks have expressed an interest in the development of a national virtual currency.
Mortgage registration is evidenced by a certificate of registry, but because this is a document used for navigation purposes, it is more likely that a copy of the transcript of British Registry...
Kemp Strang Lawyers
The decision provided guidance about the importance of bankers' duties to guarantors under the Code of Banking Practice.
Deloitte Cyprus
With Article 50 negotiations under way, Clea Evagorou evaluates the planning priorities for financial services firms for the next two years.
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