Mondaq All Regions: Finance and Banking
Schoenherr Attorneys at Law
The Austrian parliament recently passed an amendment to the Austrian Banking Act (Bankwesengesetz – BWG), introducing a new statutory outsourcing regime for credit institutions applicable from 3 January 2018.
Shearman & Sterling LLP
On November 8, 2017, the European Central Bank published a Report on the supervision of less significant institutions under the Single Supervisory Mechanism.
Shearman & Sterling LLP
On November 9, 2017, the EBA published an Opinion and a Report on financial intermediaries and regulatory perimeter issues under the CRR and the Capital Requirements Directive.
Shearman & Sterling LLP
On November 9, 2017, the European Banking Authority launched a consultation on draft Regulatory Technical Standards on the methods of prudential consolidation under the Capital Requirements Regulation.
Kramer Levin Naftalis & Frankel LLP
Paris counsel Pierre Storrer's article "DSP2 and PSP authorizations / registrations" appeared in the November 2017 issue of the French publication Revue Banque.
On 11 October 2017, the Reserve Bank of India (RBI) issued the RBI (Issuance and Operation of Prepaid Payment Instruments) Directions, 2017 (New Directions).
The Second Draft Board Notice is a vast improvement on the first draft of the Board Notice in a number of ways.
Senior associate Lucy Gould reviews the recent case of Davis v Jackson [2017] EWHC 698 (Ch), in which the court determined the beneficial interests a separated (but not divorced)...
The much anticipated "Open Banking" revolution will start in 2018 and will have profound implications for the retail banking sector.
Butler Snow LLP
Richard Cordray was confirmed as the head of the Consumer Financial Protection Bureau (CFPB) in 2013 under President Barack Obama.
Troutman Sanders LLP
Consumer Financial Protection Bureau (CFPB) Director Richard Cordray's announced yesterday (as covered here) that he will be resigning from his position by the end of this month.
Kramer Levin Naftalis & Frankel LLP
In March, U.S. Senator Pat Toomey of Pennsylvania requested the GAO ruling to decide if the Guidance was in fact a rule.
In an email to CFPB staff on Wednesday, Director Richard Cordray announced that he will resign by the end of November.
Cadwalader, Wickersham & Taft LLP
European Parliament adopts new rules for EU securitisations, LNB News 27/10/2017 37 The European Parliament has approved new rules to create a European framework for simple...
Kramer Levin Naftalis & Frankel LLP
In response to a recent executive order, the U.S. Department of the Treasury issued this month an official report that recommends the SEC explore ways to stimulate interest in interval funds, ...
Cadwalader, Wickersham & Taft LLP
Credit Suisse AG agreed to pay a $135 million fine to settle charges brought by the New York Department of Financial Services ("DFS").
Arnold & Porter Kaye Scholer LLP
The FAQs are the first and only formal guidance issued to the banking industry regarding the new regulation.
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency ("OCC") published a new "Business Combinations" booklet of the Comptroller's Licensing Manual.
Cadwalader, Wickersham & Taft LLP
A Chicago-based futures commission merchant ("FCM") and its affiliate agreed to pay a civil monetary penalty to settle CFTC charges for executing illegal "exchange for related position" ("EFRP") transactions.
Kramer Levin Naftalis & Frankel LLP
SEC chairman emphasizes focus on individual accountability and cybersecurity as key themes in regulatory approach to financial markets.
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Surry Partners
Parents should document any funding arrangement of a family property purchase, to avoid the risk of a costly dispute.
Cooper Grace Ward
When negotiating any contract, you must carefully consider the wording of any terms relating to a bank guarantee.
Clayton Utz
ADIs and their subsidiaries need to take four steps to get ready for the Banking Executive Accountability Regime (BEAR).
Holley Nethercote commercial & financial services lawyers
Similar to past AUSTRAC risk assessments, this report has a broad application to the whole financial services industry.
Surry Partners
Our view is that an unregistered mortgage should rarely be accepted by a lender as a principal form of security.
Kemp Strang Lawyers
This case shows the importance of clearly identifying parties to a contract and the capacity in which each party signs.
AFCA will replace FOS, CIO and SCT, the three dispute resolution services currently in the banking and finance sector.
Corrs Chambers Westgarth
This case serves a reminder that any decision to approve an asset-based loan must be transparent and justifiable.
Norton Rose Fulbright Australia
Insurers should consider any obligations under the indemnity to inform an indemnifying party of a proposed settlement.
Kemp Strang Lawyers
This case should provide comfort to parents or other parties who consider assisting individuals to purchase a property.
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