Mondaq All Regions: Finance and Banking
Holding Redlich
This newsletter includes links to recent developments relating to superannuation, funds management & financial services.
Holding Redlich
ASIC industry funding came into effect on 1 July 2017, so ASIC largely relies on the industry to fund regulatory costs.
Invest Barbados
Coin Start Limited has been duly registered as a Listing Sponsor of the Barbados Stock Exchange's (BSE) International Securities Market (ISM), effective June 8, 2018.
Elias Neocleous & Co LLC
On 9 August the CBC published its latest analysis of data on non-performing loans in the Cyprus banking sector, covering the period to 30 April 2018, showing aggregate NPFs and related indicators for the domestic...
Dhaval Vussonji & Associates
In India, there are several types of Transfers of Immovable Property and which are covered by various statues.
Perez Llorca
El supuesto enjuiciado deriva de una entidad que adquiere acciones propias y reduce capital social abonando a los socios un importe superior al de las aportaciones realizadas mediante el reparto de reservas ...
Erdem & Erdem Law
On 13.08.2018, the BRSA has announced that a restriction has introduced on the Swap and other similar transactions conducted between the banks operated in Turkey and their foreign counterparties.
Morrison & Foerster LLP
On 7 August, 2018, the UK's Financial Conduct Authority (FCA) announced that it has, in collaboration with 11 other financial regulators and related organisations ...
Brodies LLP
As negotiations between the EU and the UK continue after the publication of the UK's White Paper containing proposals for the future UK-EU relationship, the UK Government is preparing for Brexit.
Field Fisher
As Spotify espouses the merits of direct listings, doing away with the need for underwriters to lock in investors ahead of a company's public float, Brad Isaac, corporate partner at law firm...
Wrigleys Solicitors
In Jadran Dodi? v BANKA KOPER, ALTA INVEST (Case C-194/18), a case from Slovenia, the Court is being asked whether the transfer of financial instruments and other client assets
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On July 24, 2018, the Securities and Exchange Commission proposed rule amendments that would simplify the financial disclosure requirements applicable to registered debt offerings for guarantors ...
Mayer Brown
Offering documents for structured certificates of deposit make clear that the dealers selling the CDs will not make a market in the CDs.
Cadwalader, Wickersham & Taft LLP
The Board of Governors of the Federal Reserve System ("FRB") proposed a revision to a report that must be completed in connection with capital assessments and stress testing requirements.
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") Business Conduct Committee brought a Complaint against a commodity pool operator ...
Arnold & Porter
On August 8, 2018, the FinCEN extended for an additional 30 days the exceptive relief granted to covered financial institutions from collecting beneficial ownership information on certain accounts...
Cadwalader, Wickersham & Taft LLP
The CFTC proposed amendments to codify policies and procedures for organizations located outside of the U.S. to obtain an exemption from registration as a derivatives clearing organization ("DCO").
Cadwalader, Wickersham & Taft LLP
The SEC charged the U.S. Representative for New York's 27th Congressional District, his son and a third individual with insider trading.
Cadwalader, Wickersham & Taft LLP
The Financial Crimes Enforcement Network ("FinCEN") extended previously granted relief that temporarily exempts certain products and services from the Beneficial Ownership Rule.
Cadwalader, Wickersham & Taft LLP
The Global Foreign Exchange Committee ("GFXC") published an updated version of the FX Global Code (the "Code") and highlighted recent GFXC developments and near-term priorities.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Norton Rose Fulbright Australia
Businesses should regularly review their insurance policies and consider the scope of cover and existing policy limits.
Worrells Solvency & Forensic Accountants
Section 588FDA of the Corporations Act provided that it was voidable as an unreasonable director-related transaction.
ClarkeKann Lawyers
PBAs are trust accounts, intended to protect down the line subcontractors from the insolvency of up the line contractors.
Surry Partners
Parents should document any funding arrangement of a family property purchase, to avoid the risk of a costly dispute.
HHG Legal Group
Circumstances surrounding the entry into pre-nuptial agreements are considered when assessing their validity.
Worrells Solvency & Forensic Accountants
Using credit repair and debt management firms may mean consumers pay high fees and not get the solution they're seeking.
Blaney McMurtry LLP
In Atos IT Solutions v Sapient Canada Inc., the Court confirmed that the "minimum performance principle" places a common law limit on expectation damages for breach of contract.
Holley Nethercote commercial & financial services lawyers
Similar to past AUSTRAC risk assessments, this report has a broad application to the whole financial services industry.
Cooper Grace Ward
Vendors to land sale contracts in Queensland should be aware of conditions that could result in an instalment contract.
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