Mondaq All Regions: Finance and Banking
A key difference between the ACL and AFSL regime has been that credit licensees have no obligation to report breaches.
Blake, Cassels & Graydon LLP
This approach is intended to ensure that all Derivatives Firms will be subject to certain minimum standards in relation to their business conduct towards their counterparties and clients.
Gowling WLG
The only PPSA registration the bank holds against our borrower expired without having been renewed. Is it possible for the bank to file a late renewal and regain its first priority position against the borrower's other secured creditors?
Gowling WLG
Mortgagors facing mortgage enforcement proceedings frequently try to create obstacles for their mortgagees. One such obstacle is the granting of a very favourable or "sweetheart" tenancy agreement to a third party tenant.
Gowling WLG
A recent decision of the Alberta Court of Appeal has highlighted the need for owners of leased goods to register their deemed security interests in the goods at the Alberta Personal Property Registry for leases longer than a year.
Gowling WLG
Most secured lenders have the benefit of a full slate of negative covenants in their formal loan and security documents to restrict the actions of their borrower that might jeopardize the borrower's ability to repay the loan.
Gardiner Roberts LLP
A recent Ontario Divisional Court decision, CIBC Mortgages Inc. v Computershare Trust Company of Canada, confirms that a mortgage lender may lose priority if their mortgage is fraudulently discharged by the mortgagor.
Phoenix Legal
With ever increasing levels of non-performing assets (NPAs) in the banking system, the Reserve Bank of India (RBI) has been seeking ways to reduce the burden of providing credit on banks.
Phoenix Legal
As part of its ongoing putsch against stress in the banking system, the Reserve Bank of India (RBI) issued guidelines on sale of stressed assets by banks on 1 September.
Maples and Calder
MiFID is the EU framework for the regulation of investment firms carrying out investment services. Ireland is a key European jurisdiction for the provision of investment services – both domestically and as a European hub for EU cross-border services.
Gross, Kleinhendler, Hodak, Halevy, Greenberg & Co.
Following the Financial Supervision legislation that was approved in 2016, a new memorandum was published, suggesting to anchor an additional section that will enable regulation in the non-bank credit sector.
Boccadutri Internationalm Law Firm
The scandal is exploding after inquests by the CFTC, the regulatory body for USA markets, which found proof of highly harmful behaviour with regard to their own clients, against whom brokers often bet.
KPMG Luxembourg
The first "Belt and Road Summit" will be held in May 2017 in Beijing, China.
In the 2017 South African Budget Review, specific statements were made from a tax and exchange control perspective in relation to fund managers.
Bar & Karrer
The financial sector has undergone major developments in the past years and continues to be transformed by disruptive innovations as well as constant changes to the global regulatory framework.
Private investment funds are an important feature of our modern global economy. To date, the UK limited partnership (LP) has been a popular vehicle for foreign investors.
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Clearing and Risk granted relief to Eurex Clearing AG ("Eurex Clearing"), a non-U.S. derivatives clearing organization, from certain annual reporting requirements for...
Greenberg Traurig, LLP
An increasingly common tactic among claimants' lawyers in FINRA arbitrations is to issue subpoenas to securities regulators, including FINRA itself, calling for the production of investigative files.
Morrison & Foerster LLP
On April 12, 2017, FINRA released three regulatory notices for comment that propose amendments to various FINRA rules affecting capital formation.
Kramer Levin Naftalis & Frankel LLP
The Department of Labor issued a final rule on Apr. 4 postponing the applicable date for its fiduciary rule from Apr. 10 to June 9.
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Deposits have been defined under the Companies Act, 2013 ("2013 Act") to include any receipt of money by way of deposit or loan or in any other form by a company.
Kramer Levin Naftalis & Frankel LLP
During the year 2016, French regulation of alternative finance, including the crowdfunding regime established two years ago, has been liberalized in important ways.
Cadwalader, Wickersham & Taft LLP
In the event the DOL issues a final rule after April 10, 2017 that implements a delay in the applicability date.
Cadwalader, Wickersham & Taft LLP
The position is a first for the agency. Mr. Bush will start on April 10, 2017.
Singh & Associates
Insolvency is a term which has always been related to an individual or a company/business.
During the last quarter of 2015, a couple from Denmark was paying interest on their mortgage at a negative rate of -0.0562%.
DMS Governance Ltd
The Hedge Fund Law Report recently interviewed Woolverton in connection with his move to DMS, during which he discussed the role of robust fund governance in the context of private funds.
Cadwalader, Wickersham & Taft LLP
The new CFTC Director of the Division of Market Oversight ("DMO"), Amir Zaidi, discussed a shift in priorities within the division, and described structural changes that will affect the DMO...
Erdem & Erdem Law
Mutual funds are obliged to prepare various reports and tables in order to fulfill their financial reporting obligations.
Morrison & Foerster LLP
The Corporate Council of the Corporation Law Section of the Delaware State Bar Association released groundbreaking draft legislation proposing to amend several sections of the Delaware General Corporation Law (DGCL).
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