Mondaq Europe - Germany: Finance and Banking
Dentons
IOSCO guidance addressed conflicts of interest and conduct risks in equity capital raising
Dentons
On July 11, 2017, the Frankfurt based European Insurance and Occupational Pensions Authority (EIOPA) released an "Opinion on supervisory convergence in light of the United Kingdom withdrawing from the EU" ...
Dentons
The European Central Bank (ECB)'s publication on May 2, 2018 of its framework for "Threat Intelligence-Based Ethical Red-Teaming" (TIBER-EU Framework)
Dentons
The EBA's SPoRs share a number of common supervisory aims set out in similar Opinions issued by the EBA's sister European Supervisory Authorities (the ESAs) ...
Dentons
The European Central Bank (ECB), acting in its role as the lead in the Single Supervisory Mechanism's (SSM) pillar of the Eurozone's Banking Union has been increasingly clear ...
Dentons
On May 31, 2017, the European Securities and Markets Authority (ESMA), which is an EU-wide European Supervisory Authority (ESA), released a legal instrument ...
Dentons
On May 16, 2018, the Economic and Monetary Committee of the European Parliament backed a proposal (the Proposal) of the European Commission (the Commission), as the executive of the EU,
Dentons
While the ‘crypto hype' seems to have the finance industry firmly under its spell, the EU Commission is persistently continuing its goal to develop a more attractive regulatory framework supporting access to...
Dentons
The following represents a carefully curated selection of our recent Thought Leadership contributions:
Dentons
QuickTake – A further step to empower individuals to act against corporate wrongdoings? Or more window dressing?
Dentons
The following represents a carefully curated selection of our recent Thought Leadership contributions:
Dillon Eustace
BAFIN has recently indicated to industry and other EU regulators that it will require foreign UCITS registered to distribute in Germany to be compliant with the application by BAFIN of the IOSCO...
Dentons
The BaFin warns against entering into transactions, particularly involving CFDs (Contracts for Difference),
Dentons
ESMA adopts final product intervention measures to restrict the provision of CFDs and prohibit the provision of binary options to retail investors
Dentons
Fit and proper assessments are key supervisory tools in the EU but also in the Eurozone and its Banking Union.
Dentons
German financial services supervisor clarifies supervisory requirements on IT systems, processes and governance in financial institutions
Dentons
BaFin has published a new Circular on interest rate risks in the banking book (IRRBB).
TMF Group
For real estate investment managers, the German market has long been an alluring proposition from a market valuation perspective, thanks in part to the shadow cast by London's property market...
Dentons
BaFin has published a new Circular on interest rate risks in the banking book (IRRBB). It is aimed at German credit institutions and contains revised guidelines ...
Dentons
The BaFin published Circular (Rundschreiben) on high-risk third countries under money laundering aspects
Most Popular Recent Articles
Dentons
The EBA's SPoRs share a number of common supervisory aims set out in similar Opinions issued by the EBA's sister European Supervisory Authorities (the ESAs) ...
Dentons
On July 11, 2017, the Frankfurt based European Insurance and Occupational Pensions Authority (EIOPA) released an "Opinion on supervisory convergence in light of the United Kingdom withdrawing from the EU" ...
Dentons
The European Central Bank (ECB), acting in its role as the lead in the Single Supervisory Mechanism's (SSM) pillar of the Eurozone's Banking Union has been increasingly clear ...
Dentons
The European Central Bank (ECB)'s publication on May 2, 2018 of its framework for "Threat Intelligence-Based Ethical Red-Teaming" (TIBER-EU Framework)
Dentons
On May 31, 2017, the European Securities and Markets Authority (ESMA), which is an EU-wide European Supervisory Authority (ESA), released a legal instrument ...
Dentons
On May 16, 2018, the Economic and Monetary Committee of the European Parliament backed a proposal (the Proposal) of the European Commission (the Commission), as the executive of the EU,
Dillon Eustace
BAFIN has recently indicated to industry and other EU regulators that it will require foreign UCITS registered to distribute in Germany to be compliant with the application by BAFIN of the IOSCO...
Dentons
The BaFin warns against entering into transactions, particularly involving CFDs (Contracts for Difference),
Dentons
German financial services supervisor clarifies supervisory requirements on IT systems, processes and governance in financial institutions
Intertrust
A new tax law came into effect on 1 January 2018 affecting German domestic and foreign funds holding German investments or being promoted by German asset managers.
Dentons
QuickTake – A further step to empower individuals to act against corporate wrongdoings? Or more window dressing?
Dentons
While the ‘crypto hype' seems to have the finance industry firmly under its spell, the EU Commission is persistently continuing its goal to develop a more attractive regulatory framework supporting access to...
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