United States: Keeping Up With Regulatory Developments Affecting Social Media Use
Last Updated: June 8 2017

This session will focus on the considerations for issuers, broker-dealers, registered investment advisers, and commodity pools in using social media, whether for corporate communications or in the context of securities offerings.

Topics of discussion will include:

  • Reg FD and other liability concerns;
  • FINRA guidance on communications and social media;
  • Social media for "business" versus "personal" use by employees of financial services firms;
  • SEC guidance for investment advisers;
  • General solicitation; and
  • CFTC and NFA guidance for funds.
  • Thursday, June 15, 2017
    12:00 p.m. – 1:00 p.m. EDT
  • REGISTER
  • Continuing Legal Education Credits:
    CLE credit is pending.
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