United States: IBAC’s Fintech Conference & IBAC And FIBA’s BSA/AML Workshop
Last Updated: January 20 2017

BSA/AML Workshop

January 24, 2017
8:00 a.m. – 5:00 p.m. PST

Morrison & Foerster
555 West 5th Street
Los Angeles, CA 90013

FinTech Conference: Building the Bridge Between FinTech and Banking/Financial Services

January 25, 2017
8:00 a.m. – 5:00 p.m. PST

The California Club
538 S. Flower St.
Los Angeles, CA 90071


For more information:
Lisa Dorman
(213) 261-7705

Morrison & Foerster is a co-sponsor of the International Bankers Association of California's FinTech Conference & International Bankers Association of California and Florida International Bankers Association's BSA/AML Workshop.

Speakers from Morrison & Foerster include:

FinTech Conference Overview:

  • Expert Panel on Key Trends and Strategies in FinTech, Including RegTech
  • Housing and Finance Panel
  • Marketplace Lending Panel
  • Regulators Panel - Bank Examiners from the Regulatory Agencies (OCC, DBO, Fed and FDIC invited)
  • FinTech Vignettes From Innovative Startups Panel

Speakers include:

  • Commissioner, California Department of Business Oversight (DBO), Ms. Jan Lynn Owen
  • Executive Vice President, General Counsel and Corporate Secretary, Fannie Mae, Brian P. Brooks, Esq.
  • Executive Director, Head SC Studios, Standard Chartered Bank, Mr. Amar Rathor
  • Chairman of IBAC and Managing Director and Financial Services Practice Group Leader, BRG (Berkeley Research Group), Mr. Walter J. Mix III
  • President and Chief Executive Officer, CTBC Bank (USA), Mr. Noor Menai
  • Chief Executive Officer, Amberoon, Mr. Shirish Netke

BSA/AML Workshop Overview:

The risks posed by correspondent banking are of concern to regulators, bankers, and broker-dealers alike. Recently, U.S. financial institutions have faced severe penalties as a result of having weak BSA/AML compliance programs for their foreign correspondent banking accounts. The various sections of the USA PATRIOT Act and implementing regulations in the Bank Secrecy Act have been in final form for a number of years now. This course will discuss not so much the regulations but rather the practical applications of the regulatory requirements.

This course is designed for both U.S. financial institutions offering correspondent banking as well as for foreign financial institutions which have or are seeking to establish a U.S. correspondent banking relationship. U.S. financial institutions will acquire practical knowledge to apply to their compliance program. The foreign financial institution will have a much better understanding and appreciation for understanding the correspondent relationship and be able to demonstrate to its U.S. correspondent bank its compliance program to respond to contract requirements.

Primary Objectives:

  • Understand the risks associated with foreign correspondent banking.
  • Learn the practical application of addressing those risks to document a compliance program.

Continuing Education:

Approved for 7 continuing education credits for professionasl who have earned their FIBA AMLCA or FIBA CPAML Certification.

Exam/Certificate of Completion:
Participants will complete an exam immediately following the training. Participants will receive a certificate of completion after passing the exam.

To print this article, all you need is to be registered on Mondaq.com.

Click to Login as an existing user or Register so you can print this article.

Some comments from our readers…
“The articles are extremely timely and highly applicable”
“I often find critical information not available elsewhere”
“As in-house counsel, Mondaq’s service is of great value”

Press Releases from this Firm
Recent Content from this Firm
By Daniel E. Chudd
By Alistair Maughan, Kristina Ehle
By Henry Fields, Oliver Ireland, Jiang Liu, Barbara Mendelson, Marc-Alain Galeazzi, Meghan Dwyer, Mark Sobin
By J. Alexander Lawrence, Janie Buckley
By Robert Falk
By Joseph Gabai, Susan I. Gault-Brown
By Locke Bell
By Obrea Poindexter, Crystal Kaldjob, Amanda J. Mollo
By Richard Fischer, Obrea Poindexter, Trevor Salter
By Damien C. Specht, Ethan Marsh, Victoria Dalcourt
Font Size: