United States: AML Compliance For Hedge Fund Managers: Assessing The Regulatory Environment And Recent Enforcement Trends
Last Updated: July 19 2016

Wednesday, July 27, 2016
11:00 AM-12:00 PM EDT

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Navigating anti-money laundering (AML) obligations, reporting, and oversight can be particularly challenging for hedge fund managers, especially as domestic and international regulators intensify scrutiny and demand increased transparency. Join us for an in-depth session covering critical AML issues and trends specific to hedge funds, including:

  • The existing AML regulatory regime and the risks and challenges for hedge fund managers in implementing and maintaining a robust compliance program
  • The implications of FinCEN's proposed AML rules for registered investment advisers and AML / Bank Secrecy Act regulations proposed by the New York State Department of Financial Services
  • Best practices for monitoring transactions for suspicious activity and filing Suspicious Activity Reports (SARs)
  • A discussion of recent AML enforcement trends, SEC OCIE examination issues, and international fallout from the release of the "Panama Papers"

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