UK: Trends In FCA Regulation Seminar - Looking Back And Looking Forward
Last Updated: 29 April 2016

Please join us for our seminar on Thursday 2 June 2016 where Mayer Brown partner Guy Wilkes will discuss recent changes to FCA strategy, structure and leadership and look at what those changes might mean for regulated firms and their employees.

2015 was a busy year for the FCA. Major policy initiatives included the development of the Senior Managers and Certification Regime, the Fair and Effective Markets Review and the introduction of new competition powers. There was little let up in enforcement activity with over £900m in fines levied on the industry.

Earlier in April this year, the FCA published its business plan for 2016/2017 setting out its seven regulatory priorities for the forthcoming year. Guy will provide guidance on what firms should expect and how they should engage with the regulator.

Our speaker:

Until February this year, and prior to joining Mayer Brown, Guy headed a department within FCA Enforcement where he led on a variety of high profile investigations. As a member of the FCA's senior leadership team, Guy had responsibility for developing FCA enforcement strategy, especially in relation to financial crime and anti-money laundering where Guy chaired the FCA's cross-divisional working group. He also set up and ran the FCA's internal expert group for investigations against senior individuals.

Registration 5:00 p.m. – 5:30 p.m.

Presentation: 5:30 p.m. - 6:30 p.m.

Drinks and canapés will be provided.


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