United States: Mutual Funds At A Glance - Cybersecurity Best Practices And Industry Regulatory Updates
Last Updated: March 18 2016

Start Time: Apr 12, 2016 12:30 PM ET
End Time: Apr 12, 2016 1:30 PM ET

Location Details: Online
Event Type: Webcast
Audience: Mutual Fund professionals

Contact: Megan Conheeney
Phone: +1 212 542 9799
Email: megan.conheeney@us.gt.com

Register for the webcast

Program Content:

Cybersecurity has emerged as one of the leading hot topics within the mutual fund industry and is an area of growing focus and continued concern of mutual funds and their boards. As well, with the recently proposed SEC regulations, regulatory compliance may become even more complex and remains a key area of focus.

This joint webcast between Grant Thornton LLP and Stradley Ronon will provide considerations for mutual funds and their boards to monitor, mitigate, and report on cybersecurity risks, as well as insight into key topics surrounding the SEC's proposed regulations and regulatory matters impacting mutual funds.

Learning Objectives:

Topics to be included:

  • Cybersecurity
    Board oversight of cybersecurity risk management
    Insurance considerations
  • Regulatory
    Modernization of investment reporting (Forms N-PORT and N-CEN)
    Liquidity Risk Management
    Regulation of funds' use of derivatives

Featured speakers:

  • Michael Patanella
    Audit Partner and National Asset Management Sector Leader, Grant Thornton
  • John Stomper
    Audit Partner, Grant Thornton
  • Armand Hensen
    Managing Director, Business Advisory Services, Grant Thornton
  • Matthew DiClemente
    Partner, Stradley Ronon
  • Kenneth Greenberg
    Partner, Stradley Ronon

If you have any questions or encounter any difficulties while enrolling, please contact technical support via phone at +1 877 398 9939, via email at GTWebcast@level3.com, or visit our webcasting frequently asked questions page.

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