Bermuda: Appleby Partners To Speak At RCA's Regulation, Operations And Compliance Bermuda Symposium Being Held In Bermuda On 17 To 19 April 2016
Last Updated: 16 February 2016

Appleby is pleased to announce that Bermuda Partners Kiernan Bell and Tonesan Amissah will be speaking at the Regulatory Compliance Association's (RCA) Regulation, Operations and Compliance Symposium.

OVERVIEW Over 18,000 alternative investment and asset management executives use RCA curricula for their professional development

RCA Bermuda 2016 will feature the largest collection of former SEC Commissioners and director-level officials who will:

  • Discuss examination staff's expectations
  • Evaluate potential compliance issues
  • Identify and analyse best practices
  • Examine how to plan and conduct reviews in different organizations
  • Address record keeping and documentation requirements
  • Review recent SEC areas of focus

Compliance, in-house counsel and operations executives agree that RCA Symposia provides the best forum to develop comprehensive action plans for their firms, including:

  • Develop efficient supervisory practices for third party service providers
  • Address conflicts of interest identified by recent enforcement actions
  • Upgrade compliance controls, testing and reviews to avoid deficiencies
  • Learn advanced cybersecurity practices for asset managers
  • Develop optimal forensic testing and smart compliance analytics


Visit the RCA website to register and access Fairmont Southampton details, or view the curriculum.

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